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13D/13G Activist Filings

121,555 results

Some filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.

Filed ↓	Ticker	Company	Filer	Form	% Owned	Shares
Jan 18, 2022	RYN	RAYONIER INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	7.0%	10.0M
Jan 18, 2022	VERX	VERTEX, INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	6.4%	2.6M
Jan 18, 2022	RVNC	Revance Therapeutics, Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	9.4%	6.8M
Jan 18, 2022	STEP	STEPSTONE GROUP INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.2%	3.2M
Jan 18, 2022	RGNX	REGENXBIO Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	11.7%	5.0M
Jan 18, 2022	XEL	Xcel Energy Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.8%	31.3M
Jan 18, 2022	DENN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	10.4%	6.6M
Jan 18, 2022	MEC	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	10.4%	2.1M
Jan 18, 2022	GPRE	Green Plains, Inc.	Ancora Merlin, LP	13D/A	1.0%	26K
Jan 18, 2022	DLAPQ	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	10.7%	745K
Jan 18, 2022	DUOL	—	Baillie Gifford & Co (Scottish partnership)	13G/A	13.1%	2.1M
Jan 18, 2022	DMRC	—	Baillie Gifford & Co (Scottish partnership)	13G/A	5.1%	860K
Jan 18, 2022	CHN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	11.2%	1.2M
Jan 18, 2022	NP	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	11.3%	1.9M
Jan 18, 2022	DNLI	—	Baillie Gifford & Co (Scottish partnership)	13G/A	12.3%	15.1M
Jan 18, 2022	COUR	—	Baillie Gifford & Co (Scottish partnership)	13G/A	12.3%	17.3M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	GT BIOPHARMA, INC.	Alpha Capital Anstalt	13G/A	0.9%	265K
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	Siyata Mobile Inc.	CVI Investments, Inc.	13G	9.9%	1.4M
Jan 18, 2022	VIVE	Viveve Medical, Inc.	Empery Asset Management, LP	13G/A	5.0%	1.0M
Jan 18, 2022	TMBR	Timber Pharmaceuticals, Inc.	Empery Asset Management, LP	13G/A	5.0%	9.9M
Jan 18, 2022	IRD	Ocuphire Pharma, Inc.	Empery Asset Management, LP	13G/A	5.0%	3.1M
Jan 18, 2022	CTRM	Castor Maritime Inc.	Empery Asset Management, LP	13G/A	3.3%	3.1M
Jan 18, 2022	REI	Ring Energy, Inc.	Empery Asset Management, LP	13G/A	5.0%	21.4M
Jan 18, 2022	DALN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	13.6%	644K
Jan 18, 2022	AFRM	Affirm Holdings, Inc.	Baillie Gifford & Co (Scottish partnership)	13G	7.8%	16.3M
Jan 18, 2022	GF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	13.6%	2.1M
Jan 18, 2022	ENZ	Enzo Biochem, Inc.	Evermore Global Advisors, LLC	13G/A	0.0%	0
Jan 18, 2022	CAF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	17.0%	3.7M
Jan 18, 2022	ZEPP	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	17.3%	23.3M
Jan 18, 2022	WEA	Western Asset Premier Bond Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	22.0%	2.6M
Jan 18, 2022	TSI	TCW Strategic Income Fund, Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	6.2%	3.0M
Jan 18, 2022	PZC	PIMCO California Municipal Income Fund III	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	6.2%	1.4M
Jan 18, 2022	PYN	PIMCO New York Municipal Income Fund III	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	5.1%	295K
Jan 18, 2022	PNI	PIMCO New York Municipal Income Fund II	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	8.8%	984K
Jan 18, 2022	PMX	PIMCO Municipal Income Fund III	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	5.3%	1.8M
Jan 18, 2022	PAI	Western Asset Investment Grade Income Fund Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	15.8%	1.5M
Jan 18, 2022	NBW	Neuberger Berman California Municipal Fund Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	8.7%	485K
Jan 18, 2022	FDEU	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	21.0%	3.6M
Jan 18, 2022	MMU	Western Asset Managed Municipals Fund Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	5.9%	2.5M
Jan 18, 2022	MHI	Pioneer Municipal High Income Fund, Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	14.3%	3.3M
Jan 18, 2022	JHS	John Hancock Income Securities Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	11.7%	1.4M
Jan 18, 2022	ABMD	—	Baillie Gifford & Co (Scottish partnership)	13G/A	8.4%	3.8M
Jan 18, 2022	JHI	John Hancock Investors Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	7.8%	677K
Jan 18, 2022	ZUMZ	Zumiez Inc.	Thomas D. Campion	13G/A	4.4%	1.0M
Jan 18, 2022	ZUMZ	Zumiez Inc.	Richard M. Brooks	13G/A	11.2%	2.6M
Jan 18, 2022	INSI	Insight Select Income Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	18.6%	2.0M
Jan 18, 2022	FRA	BlackRock Floating Rate Income Strategies Fund, Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	7.0%	2.5M
Jan 18, 2022	FMN	Federated Hermes Premier Municipal Income Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	17.1%	2.0M
Jan 18, 2022	EVM	Eaton Vance California Municipal Bond Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	14.1%	3.5M
Jan 18, 2022	ERC	Allspring Multi-Sector Income Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	7.3%	2.1M