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13D/13G Activist Filings

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Some filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.

Filed ↓	Ticker	Company	Filer	Form	% Owned	Shares
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	Harvest Health & Recreation Inc.	Cowen Financial Products LLC 27-0423711	13G/A	0.0%	0
Jan 18, 2022	MBAC	M3-BRIGADE ACQUISITION II CORP.	Integrated Core Strategies (US) LLC	13G/A	2.4%	975K
Jan 18, 2022	KF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.5%	280K
Jan 18, 2022	BENEU	Benessere Capital Acquisition Corp.	THE K2 Principal Fund, L.P.	13G/A	0.0%	0
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	PIMCO FLEXIBLE MUNICIPAL INCOME FUND	Bank of America Corporation 56-0906609	13D/A	57.1%	1K
Jan 18, 2022	ULH	Universal Logistics Holdings, Inc.	Matthew T. Moroun	13D/A	72.3%	19.5M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	Bluma Wellness Inc.	27-0423711	13G/A	0.0%	0
Jan 18, 2022	CITEU	Cartica Acquisition Corp	Adage Capital Partners, L.P.	13G	7.8%	1.8M
Jan 18, 2022	KVSA	KHOSLA VENTURES ACQUISITION CO.	Integrated Core Strategies (US) LLC	13G/A	2.3%	816K
Jan 18, 2022	AMAM	Ambrx Biopharma Inc.	Adage Capital Partners, L.P.	13G	5.8%	14.2M
Jan 18, 2022	CLDX	Celldex Therapeutics Inc.	Cowen Financial Products LLC 27-0423711	13G/A	0.0%	0
Jan 18, 2022	GH	* Guardant Health, Inc.	Viking Global Investors LP	13G	5.0%	5.1M
Jan 18, 2022	IVC	INVACARE CORPORATION	Integrated Core Strategies (US) LLC	13G/A	1.5%	523K
Jan 18, 2022	CBZ	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.5%	2.9M
Jan 18, 2022	NXPL	ORBSAT CORP		13D/A	0.0%	0
Jan 18, 2022	SES	IVANHOE CAPITAL ACQUISITION CORP.	Integrated Core Strategies (US) LLC	13G/A	1.8%	505K
Jan 18, 2022	SONX	SONENDO, INC.	Olav Bergheim	13G	10.5%	2.8M
Jan 18, 2022	IHD	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.5%	1.0M
Jan 18, 2022	MRBK	Meridian Corporation	Ategra Community Financial Institution Fund, L.P.	13G/A	7.7%	467K
Jan 18, 2022	INFI	INFINITY PHARMACEUTICALS, INC.	Integrated Core Strategies (US) LLC	13G/A	0.0%	2K
Jan 18, 2022	LHAA	Lerer Hippeau Acquisition Corp.	Citadel Advisors LLC	13G	5.6%	6
Jan 18, 2022	FSLY	Fastly, Inc.	Abdiel Qualified Master Fund, LP	13G/A	9.8%	0
Jan 18, 2022	DLTR	Dollar Tree, Inc.	Mantle Ridge LP	13D/A	5.7%	12.7M
Jan 18, 2022	GDRX	GoodRx Holdings, Inc.	Abdiel Qualified Master Fund, LP	13G/A	9.7%	0
Jan 18, 2022	MSAC	Medicus Sciences Acquisition Corp.	D. E. Shaw Valence Portfolios, L.L.C.	13G	5.5%	512K
Jan 18, 2022	ROSE	Rose Hill Acquisition Corporation	D. E. Shaw Valence Portfolios, L.L.C.	13G	5.1%	735K
Jan 18, 2022	ELEV	Elevation Oncology, Inc.	Vertex Global HC Fund II Pte. Ltd.	13G	9.9%	2.3M
Jan 18, 2022	TBHC	KIRKLAND'S, INC.	John H. Lewis	13G/A	13.0%	1.7M
Jan 18, 2022	TNL	* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 98310W108 1. Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization Delaware Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 98310W108 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [ X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 98310W108 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares : 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 4 This Statement amends in its entirety the statement filed for the period ended December 31, 2020. Item 1. (a)		13G/A	0.0%	0
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization Delaware Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [ X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares : 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 4 This Amendment amends in its entirety the Schedule 13G filed for the month ended December 31, 2020. Item 1. (a)		13G/A	0.0%	0
Jan 18, 2022	AXSM	* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 05464T104 1. Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization Delaware Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 05464T104 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [ X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 05464T104 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares : 5. Sole Voting Power 0 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 4 This Amendment amends in its entirety the Schedule 13G filed for the month ended December 31, 2020. Item 1. (a)		13G/A	0.0%	0
Jan 18, 2022	REYN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.8%	12.2M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	NC SLF INC.	UAW Retiree Medical Benefits Trust	13D/A	99.0%	13.3M
Jan 18, 2022	FUND	Sprott Focus Trust, Inc.	W. Whitney George	13D/A	37.6%	11.1M
Jan 18, 2022	MATV	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.3%	1.7M
Jan 18, 2022	CSL	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.1%	2.7M
Jan 18, 2022	NXPL	ORBSAT CORP		13G/A	14.5%	1.4M
Jan 18, 2022	EMF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.4%	874K
Jan 18, 2022	SOTK	Sono-Tek Corporation	Caren Hantman Family GST Trust U/A dated December 15, 2020	13D	2.4%	373K
Jan 18, 2022	BRACU	Broad Capital Acquisition Corp.	MMCAP International Inc. SPC	13G	5.8%	750K
Jan 18, 2022	AEF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	10.0%	2.4M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	10.1%	3K
Jan 18, 2022	RL	Ralph Lauren Corporation	JPMORGAN CHASE & CO. 13-2624428	13G/A	7.8%	3.8M
Jan 18, 2022	WEX	WEX Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.2%	2.4M
Jan 18, 2022	RYN	RAYONIER INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	7.0%	10.0M
Jan 18, 2022	VERX	VERTEX, INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	6.4%	2.6M
Jan 18, 2022	RVNC	Revance Therapeutics, Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	9.4%	6.8M
Jan 18, 2022	STEP	STEPSTONE GROUP INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.2%	3.2M
Jan 18, 2022	RGNX	REGENXBIO Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	11.7%	5.0M
Jan 18, 2022	XEL	Xcel Energy Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.8%	31.3M