SONX

Sonendo, Inc.

Dental Equipment & SuppliesOTCNon-accelerated filer<br>Smaller reporting company<br>Emerging growth company

Total Trades

84

Buys

23

Sells

61

Largest Trade

$100K–$500K

Insiders

13

Institutional Funds

1

Inst. Value

$1M+

Activist Filings

23

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Chen Roy TChief Talent OfficerSELL<$1K9K$0.09Jun 24, 2024
Bergheim BjarnePresident and CEOSELL$1K–$15K43K$0.09Jun 24, 2024
McGaugh John P.InsiderSELL<$1K11K$0.09May 28, 2024
McGaugh John P.InsiderBUY$1K–$15K117K$0.10May 23, 2024
Guo ChrisInterim CFOSELL<$1K481$0.08Apr 16, 2024
Chen Roy TChief Talent OfficerSELL<$1K3K$0.10Mar 27, 2024
Bergheim BjarnePresident and CEOSELL$1K–$15K11K$0.10Mar 27, 2024
Bergheim BjarnePresident and CEOSELL<$1K3K$0.15Feb 6, 2024
Chen Roy TChief Talent OfficerSELL<$1K740$0.15Feb 6, 2024
Watts Michael PatrickCFOSELL<$1K2K$0.15Feb 6, 2024
Chen Roy TChief Talent OfficerSELL<$1K2K$0.32Dec 26, 2023
Bergheim BjarnePresident and CEOSELL$1K–$15K11K$0.32Dec 26, 2023
Watts Michael PatrickCFOSELL$1K–$15K6K$0.32Dec 26, 2023
Pudipeddi Vamsi Mohan RajDirectorBUY$15K–$50K200K$0.15Nov 30, 2023
BERGHEIM OLAVDirectorBUY$15K–$50K75K$0.26Nov 17, 2023
Pudipeddi Vamsi Mohan RajDirectorBUY$1K–$15K50K$0.27Nov 16, 2023
Chen Roy TChief Talent OfficerSELL<$1K440$1.00Sep 12, 2023
Chen Roy TChief Talent OfficerSELL<$1K300$1.00Sep 6, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K3K$1.00Sep 5, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K2K$1.01Sep 5, 2023
Chen Roy TChief Talent OfficerSELL<$1K668$1.18Aug 17, 2023
Smith Michael JohnChief Commercial O…SELL$1K–$15K1K$1.35Aug 7, 2023
Chen Roy TChief Talent OfficerSELL<$1K577$1.35Aug 7, 2023
Watts Michael PatrickCFOSELL$1K–$15K1K$1.35Aug 7, 2023
Watts Michael PatrickCFOSELL$1K–$15K4K$1.19Jun 27, 2023
Smith Michael JohnChief Commercial O…SELL$1K–$15K6K$1.19Jun 27, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K2K$1.19Jun 27, 2023
Smith Michael JohnChief Commercial O…SELL$1K–$15K10K$1.11Jun 21, 2023
Watts Michael PatrickCFOSELL$1K–$15K8K$1.11Jun 21, 2023
Bergheim BjarnePresident and CEOSELL$15K–$50K25K$1.11Jun 21, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K5K$1.11Jun 21, 2023
Watts Michael PatrickCFOSELL$1K–$15K1K$1.24May 4, 2023
Chen Roy TChief Talent OfficerSELL<$1K679$1.24May 4, 2023
Kirkpatrick Andrew JCOOSELL$1K–$15K879$1.24May 4, 2023
Smith Michael JohnChief Commercial O…SELL$1K–$15K1K$1.24May 4, 2023
Kirkpatrick Andrew JCOOSELL$1K–$15K4K$1.81Mar 28, 2023
Watts Michael PatrickCFOSELL$1K–$15K5K$1.81Mar 28, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K3K$1.81Mar 28, 2023
Smith Michael JohnChief Commercial O…SELL$1K–$15K7K$1.81Mar 28, 2023
Pudipeddi Vamsi Mohan RajDirectorBUY$50K–$100K50K$1.60Mar 16, 2023
Smith Michael JohnChief Commercial O…SELL$1K–$15K1K$2.47Feb 7, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K683$2.47Feb 7, 2023
Watts Michael PatrickCFOSELL$1K–$15K1K$2.47Feb 7, 2023
Kirkpatrick Andrew JCOOSELL$1K–$15K1K$2.47Feb 7, 2023
Chen Roy TChief Talent OfficerSELL$1K–$15K2K$1.50Dec 29, 2022
Smith Michael JohnChief Commercial O…SELL$1K–$15K6K$1.50Dec 29, 2022
Kirkpatrick Andrew JCOOSELL$1K–$15K4K$1.50Dec 29, 2022
Watts Michael PatrickCFOSELL$1K–$15K4K$1.50Dec 29, 2022
Pudipeddi Vamsi Mohan RajDirectorBUY$50K–$100K20K$2.85Dec 12, 2022
Chen Roy TChief Talent OfficerSELL$1K–$15K2K$2.35Dec 1, 2022
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Institutional Ownership

13F filings as of Sep 30, 2023 · 1 funds holding

FundShares
VANGUARD GROUP INC2.0M

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Pura Vida Investments, LLC

SC 13G · Nov 14, 2024

10.0%

7.3M shares

10.0%

5.4M shares

Pura Vida Investments, LLC

SC 13G/A · Feb 14, 2024

10.0%

5.4M shares

Masters Capital Management, LLC

SC 13G · Feb 14, 2024

9.2%

5.0M shares

DRIEHAUS CAPITAL MANAGEMENT LLC

SC 13G/A · Feb 14, 2024

4.8%

2.6M shares

ArrowMark Colorado Holdings, LLC

SC 13G/A · Nov 13, 2023

3.9%

2.1M shares

JMR Capital Limited

SC 13G · Mar 16, 2023

6.0%

3.0M shares

Olav Bergheim

SC 13G/A · Mar 3, 2023

4.2%

2.1M shares

OrbiMed Advisors LLC

SC 13G/A · Feb 14, 2023

0.0%

0 shares

10.0%

5.1M shares

2.9%

1.4M shares

Pura Vida Investments, LLC

SC 13G/A · Feb 14, 2023

10.0%

5.0M shares

General Atlantic, L.P.

SC 13G/A · Feb 13, 2023

0.0%

0 shares

DRIEHAUS CAPITAL MANAGEMENT LLC

SC 13G · Feb 13, 2023

7.4%

3.7M shares

ArrowMark Colorado Holdings, LLC

SC 13G/A · Jan 10, 2023

12.0%

6.0M shares

Pura Vida Investments, LLC

SC 13G · Nov 22, 2022

10.0%

5.0M shares

5.3%

1.4M shares

5.4%

1.4M shares

ArrowMark Colorado Holdings, LLC

SC 13G · Feb 14, 2022

5.2%

1.4M shares

OrbiMed Advisors LLC

SC 13G · Feb 11, 2022

7.5%

2.0M shares

General Atlantic, L.P.

SC 13G · Feb 11, 2022

12.4%

3.3M shares

3.1%

810K shares

Olav Bergheim

SC 13G · Jan 18, 2022

10.5%

2.8M shares

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