SONX

Sonendo, Inc.

Dental Equipment & SuppliesOTCNon-accelerated filer<br>Smaller reporting company<br>Emerging growth company

Total Trades

84

Buys

23

Sells

61

Largest Trade

$100K–$500K

Insiders

13

Institutional Funds

1

Inst. Value

$1M+

Activist Filings

23

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Chen Roy TChief Talent OfficerSELL$1K–$15K3K$1.92Nov 16, 2022
Watts Michael PatrickCFOSELL$1K–$15K5K$1.92Nov 16, 2022
Kirkpatrick Andrew JCOOSELL$1K–$15K5K$1.92Nov 16, 2022
Smith Michael JohnChief Commercial O…SELL$1K–$15K7K$1.92Nov 16, 2022
GENERAL ATLANTIC, L.P.DirectorSELL$100K–$500K300K$0.99Sep 13, 2022
Kirkpatrick Andrew JCOOSELL$1K–$15K4K$1.48Aug 17, 2022
Smith Michael JohnChief Commercial O…SELL$1K–$15K7K$1.48Aug 17, 2022
Watts Michael PatrickCFOSELL$1K–$15K5K$1.48Aug 17, 2022
Chen Roy TChief Talent OfficerSELL$1K–$15K3K$1.48Aug 17, 2022
GENERAL ATLANTIC, L.P.DirectorSELL$100K–$500K367K$1.35Aug 15, 2022
Bergheim BjarnePresident and CEOBUY$50K–$100K29K$2.25Jun 17, 2022
Bergheim BjarnePresident and CEOBUY$15K–$50K22K$2.15Jun 16, 2022
Bergheim BjarnePresident and CEOBUY$1K–$15K2K$2.75Jun 3, 2022
Bergheim BjarnePresident and CEOBUY$15K–$50K6K$2.74Jun 2, 2022
Bergheim BjarnePresident and CEOBUY$15K–$50K12K$2.60May 26, 2022
Pudipeddi Vamsi Mohan RajDirectorBUY$100K–$500K45K$2.65May 26, 2022
Bergheim BjarnePresident and CEOBUY$1K–$15K5K$2.67May 25, 2022
Smith Michael JohnChief Commercial O…BUY$15K–$50K8K$2.70May 25, 2022
Bergheim BjarnePresident and CEOBUY$15K–$50K13K$2.70May 24, 2022
Bergheim BjarnePresident and CEOBUY$15K–$50K12K$2.67May 20, 2022
Bergheim BjarnePresident and CEOBUY$50K–$100K20K$2.78May 19, 2022
Bihl Anthony P IIIDirectorBUY$50K–$100K20K$2.90May 19, 2022
Smith Michael JohnChief Commercial O…BUY$50K–$100K21K$2.79May 18, 2022
Bergheim BjarnePresident and CEOBUY$50K–$100K30K$2.95May 18, 2022
Bihl Anthony P IIIDirectorBUY$15K–$50K15K$2.85May 18, 2022
Watts Michael PatrickCFOSELL$1K–$15K2K$2.78May 17, 2022
Kirkpatrick Andrew JCOOSELL$1K–$15K2K$2.78May 17, 2022
Chen Roy TChief Talent OfficerSELL$1K–$15K1K$2.78May 17, 2022
Smith Michael JohnChief Commercial O…SELL$1K–$15K2K$2.78May 17, 2022
Collins Jacqueline ArnoldVP, General CounselSELL$1K–$15K933$2.78May 17, 2022
Khakpour MehrezadCTOSELL$1K–$15K2K$2.78May 17, 2022
Bergheim BjarnePresident and CEOSELL$1K–$15K4K$2.78May 17, 2022
Bihl Anthony P IIIDirectorBUY$15K–$50K15K$2.67May 17, 2022
Pudipeddi Vamsi Mohan RajDirectorBUY$100K–$500K50K$2.65May 16, 2022
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Institutional Ownership

13F filings as of Sep 30, 2023 · 1 funds holding

FundShares
VANGUARD GROUP INC2.0M

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Pura Vida Investments, LLC

SC 13G · Nov 14, 2024

10.0%

7.3M shares

10.0%

5.4M shares

Pura Vida Investments, LLC

SC 13G/A · Feb 14, 2024

10.0%

5.4M shares

Masters Capital Management, LLC

SC 13G · Feb 14, 2024

9.2%

5.0M shares

DRIEHAUS CAPITAL MANAGEMENT LLC

SC 13G/A · Feb 14, 2024

4.8%

2.6M shares

ArrowMark Colorado Holdings, LLC

SC 13G/A · Nov 13, 2023

3.9%

2.1M shares

JMR Capital Limited

SC 13G · Mar 16, 2023

6.0%

3.0M shares

Olav Bergheim

SC 13G/A · Mar 3, 2023

4.2%

2.1M shares

OrbiMed Advisors LLC

SC 13G/A · Feb 14, 2023

0.0%

0 shares

10.0%

5.1M shares

2.9%

1.4M shares

Pura Vida Investments, LLC

SC 13G/A · Feb 14, 2023

10.0%

5.0M shares

General Atlantic, L.P.

SC 13G/A · Feb 13, 2023

0.0%

0 shares

DRIEHAUS CAPITAL MANAGEMENT LLC

SC 13G · Feb 13, 2023

7.4%

3.7M shares

ArrowMark Colorado Holdings, LLC

SC 13G/A · Jan 10, 2023

12.0%

6.0M shares

Pura Vida Investments, LLC

SC 13G · Nov 22, 2022

10.0%

5.0M shares

5.3%

1.4M shares

5.4%

1.4M shares

ArrowMark Colorado Holdings, LLC

SC 13G · Feb 14, 2022

5.2%

1.4M shares

OrbiMed Advisors LLC

SC 13G · Feb 11, 2022

7.5%

2.0M shares

General Atlantic, L.P.

SC 13G · Feb 11, 2022

12.4%

3.3M shares

3.1%

810K shares

Olav Bergheim

SC 13G · Jan 18, 2022

10.5%

2.8M shares

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