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13D/13G Activist Filings

121,558 results

Some filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.

Filed ↓	Ticker	Company	Filer	Form	% Owned	Shares
Jan 18, 2022	FMN	Federated Hermes Premier Municipal Income Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	17.1%	2.0M
Jan 18, 2022	EVM	Eaton Vance California Municipal Bond Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	14.1%	3.5M
Jan 18, 2022	ERC	Allspring Multi-Sector Income Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	7.3%	2.1M
Jan 18, 2022	ENX	Eaton Vance New York Municipal Bond Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	8.9%	1.6M
Jan 18, 2022	EFR	Eaton Vance Senior Floating-Rate Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	5.9%	1.7M
Jan 18, 2022	BNY	BlackRock New York Municipal Income Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	5.1%	1.3M
Jan 18, 2022	CPA	—	Baillie Gifford & Co (Scottish partnership)	13G/A	15.0%	4.7M
Jan 18, 2022	CEE	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	11.5%	713K
Jan 18, 2022	RDUS	Radius Health, Inc.	BB Biotech AG	13D/A	17.4%	8.3M
Jan 18, 2022	FOXWU	FoxWayne Enterprises Acquisition Corp.	THE K2 Principal Fund, L.P.	13G/A	0.0%	0
Jan 18, 2022	QUOT	Quotient Technology Inc.	Engaged Capital Flagship Master Fund, LP	13D/A	6.0%	5.6M
Jan 18, 2022	RCOR	Renovacor fka Chardan Healthcare Acquisition 2 Corp.	THE K2 Principal Fund, L.P.	13G/A	0.0%	0
Jan 18, 2022	TSEM	Under the Securities Exchange Act of 1934 TOWER SEMICONDUCTOR LTD.	Clal Insurance Enterprises Holdings Ltd.	13G	5.2%	5.6M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	LATAM AIRLINES GROUP S.A.	Qatar Airways Group Q.C.S.C.	13D/A	10.0%	60.6M
Jan 18, 2022	AMSC	American Superconductor Corporation	Baillie Gifford & Co (Scottish partnership)	13G	5.3%	1.5M
Jan 18, 2022	BIRD	—	Baillie Gifford & Co (Scottish partnership)	13G/A	12.2%	3.1M
Jan 18, 2022	ALNY	—	Baillie Gifford & Co (Scottish partnership)	13G/A	8.9%	10.6M
Jan 18, 2022	ADAP	—	Baillie Gifford & Co (Scottish partnership)	13G/A	8.8%	82.5M
Jan 18, 2022	TXG	10x Genomics, Inc.	Baillie Gifford & Co (Scottish partnership)	13G	7.5%	6.9M
Jan 18, 2022	ZENV	Zenvia Inc.	TCH Ivory Limited	13G	5.5%	967K
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	VYCOR MEDICAL, INC.	Fountainhead Capital Management Limited	13D/A	59.9%	18.7M
Jan 18, 2022	CBIO	CATALYST BIOSCIENCES INC	Assenagon S.A., Assenagon Asset Management S.A.	13G	0.0%	0
Jan 18, 2022	CBIO	CATALYST BIOSCIENCES INC	Assenagon S.A., Assenagon Asset Management S.A.	13G	6.0%	1.9M
Jan 18, 2022	SY	So-Young International Inc.	Hui Shao	13G/A	15.3%	12.9M
Jan 15, 2022	VISL	____________Vislink Technologies, Inc.____________	Debbie Hantash S.S. or I.R.S. Identification No. of Above Persons Not Applicable	13G	5.0%	2.3M
Jan 15, 2022	N/AMay be a private fund, SPAC, or unlisted security	FLUX POWER HOLDINGS, INC.	Esenjay Investments, LLC	13D/A	28.1%	4.5M
Jan 14, 2022	N/AMay be a private fund, SPAC, or unlisted security	OneSmart International Group Limited	Keenan Capital, LLC	13G/A	0.0%	0
Jan 14, 2022	DWSN	DAWSON GEOPHYSICAL COMPANY	Dan Wilks	13D/A	8.9%	2.1M
Jan 14, 2022	VSAC	Vision Sensing Acquisition Corp.	Feis Equities LLC	13G/A	4.5%	476K
Jan 14, 2022	CITE	Cartica Acquisition Corp	Cartica Acquisition Partners, LLC. 86-1872892	13D	19.0%	5.5M
Jan 14, 2022	MDVL	MedAvail Holdings, Inc.	Redmile Group, LLC	13D/A	34.3%	11.4M
Jan 14, 2022	PLPC	PREFORMED LINE PRODUCTS COMPANY	Third Restatement of Barbara P. Ruhlman Trust Agreement, dated November 20, 2008	13D/A	12.3%	604K
Jan 14, 2022	N/AMay be a private fund, SPAC, or unlisted security	Nutra Pharma Corp.	Rik J. Deitsch	13D/A	62.3%	55.3M
Jan 14, 2022	NDSN	NORDSON CORPORATION	Jane B. Nord	13G/A	5.1%	3.0M
Jan 14, 2022	CXAC.U	C5 Acquisition Corporation	LINDEN CAPITAL L.P.	13G	4.9%	1.4M
Jan 14, 2022	N/AMay be a private fund, SPAC, or unlisted security	Siyata Mobile Inc.	Lind Global Fund II LP	13G	6.6%	855K
Jan 14, 2022	N/AMay be a private fund, SPAC, or unlisted security	Viscogliosi Brothers Acquisition Corp.	LINDEN CAPITAL L.P.	13G	8.1%	607K
Jan 14, 2022	AEL	American Equity Investment Life Holding Company	BROOKFIELD ASSET MANAGEMENT REINSURANCE PARTNERS LTD.	13D/A	16.0%	15.9M
Jan 14, 2022	N/AMay be a private fund, SPAC, or unlisted security	—	Costa Verde Aeronáutica S.A.	13D/A	16.4%	99.4M
Jan 14, 2022	BKKT	Bakkt Holdings, Inc.	Alpine Global Management, LLC 1	13G/A	0.1%	228K
Jan 14, 2022	MVST	MICROVAST HOLDINGS, INC.	Alpine Global Management, LLC 1	13G/A	0.0%	15K
Jan 14, 2022	PRCH	Porch Group, Inc.	Park West Asset Management LLC	13G/A	5.7%	5.6M
Jan 14, 2022	FRSX	Foresight Autonomous Holdings Ltd.	Haim Siboni	13G/A	8.7%	28.5M
Jan 14, 2022	ETWO	E2open Parent Holdings, Inc.	Alpine Global Management, LLC 1	13G/A	0.0%	0
Jan 14, 2022	FCNCA	F IRST C ITIZENS B ANC S HARES , I NC .	F RANK B. H OLDING , J R .	13D/A	16.3%	164K
Jan 14, 2022	PETZ	TDH HOLDINGS, INC.	Easthill Capital Management LLC	13D/A	0.0%	0
Jan 14, 2022	IMNM	IMMUNOME, INC.	Alpine Global Management, LLC 1	13G/A	7.1%	862K
Jan 14, 2022	ELMSQ	ELECTRIC LAST MILE SOLUTIONS, INC.	Alpine Global Management, LLC 1	13G/A	0.0%	0
Jan 14, 2022	FCNCA	F IRST C ITIZENS B ANC S HARES , I NC .	F RANK B. H OLDING , J R .	13D/A	4.2%	633K
Jan 14, 2022	DAVE	Dave Inc.	Section 32 Fund 1, LP (“Fund 1”)	13D	30.3%	98.1M