, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

PHT

Pioneer High Income Fund Inc.

SC 13G/A · Aug 10, 2022

10.1%

3.0M shares

PAI

Western Asset Investment Grade Income Fund Inc.

SC 13G/A · Aug 10, 2022

10.2%

966K shares

NSL

Nuveen Senior Income Fund

SC 13G/A · Aug 10, 2022

11.0%

4.3M shares

MHI

Pioneer Municipal High Income Fund, Inc.

SC 13G/A · Aug 10, 2022

9.2%

2.1M shares

ILTB

iShares Core 10+ Year USD Bond ETF

SC 13G/A · Aug 10, 2022

6.2%

240K shares

FSEP

FT Cboe Vest U.S. Equity Buffer ETF - September

SC 13G/A · Aug 10, 2022

50.3%

1.9M shares

FMAR

FT Cboe Vest U.S. Equity Buffer ETF - March

SC 13G/A · Aug 10, 2022

45.6%

3.0M shares

FJUL

FT Cboe Vest U.S. Equity Buffer ETF - July

SC 13G/A · Aug 10, 2022

33.1%

1.9M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Aug 10, 2022

18.7%

1.3M shares

DJUL

FT Cboe Vest U.S. Equity Deep Buffer ETF - July

SC 13G/A · Aug 10, 2022

36.2%

1.3M shares

DDEC

FT Cboe Vest U.S. Equity Deep Buffer ETF - December

SC 13G/A · Aug 10, 2022

29.5%

2.2M shares

DAUG

FT Cboe Vest U.S. Equity Deep Buffer ETF - August

SC 13G/A · Aug 10, 2022

27.8%

1.3M shares

WEA

Western Asset Premier Bond Fund

SC 13G/A · Jul 6, 2022

16.8%

2.0M shares

UCON

First Trust TCW Unconstrained Plus Bond ETF

SC 13G/A · Jul 6, 2022

11.9%

5.8M shares

SMM

Salient Midstream & MLP Fund

SC 13G/A · Jul 6, 2022

10.2%

1.8M shares

PHD

Pioneer Floating Rate Fund Inc.

SC 13G/A · Jul 6, 2022

15.2%

1.9M shares

JSD

Nuveen Short Duration Credit Opportunities Fund

SC 13G/A · Jul 6, 2022

15.6%

1.6M shares

INSI

Insight Select Income Fund

SC 13G/A · Jul 6, 2022

13.6%

1.5M shares

IHD

Voya Emerging Markets High Dividend Equity Fund

SC 13G/A · Jul 6, 2022

16.0%

3.0M shares

IDE

Voya Infrastructure, Industrials and Materials Fund

SC 13G/A · Jul 6, 2022

12.8%

2.1M shares

FSEP

FT Cboe Vest U.S. Equity Buffer ETF - September

SC 13G/A · Jul 6, 2022

59.4%

2.7M shares

FOCT

FT Cboe Vest U.S. Equity Buffer ETF - October

SC 13G/A · Jul 6, 2022

40.9%

1.9M shares

FNI

First Trust Chindia ETF

SC 13G · Jul 6, 2022

27.4%

837K shares

FMN

Federated Hermes Premier Municipal Income Fund

SC 13G/A · Jul 6, 2022

10.7%

1.2M shares

FMAR

FT Cboe Vest U.S. Equity Buffer ETF - March

SC 13G/A · Jul 6, 2022

35.0%

2.0M shares

FLHY

Franklin Liberty High Yield Corporate ETF

SC 13G · Jul 6, 2022

11.6%

1.1M shares

FJUN

FT Cboe Vest U.S. Equity Buffer ETF - June

SC 13G/A · Jul 6, 2022

25.3%

1.7M shares

FJUL

FT Cboe Vest U.S. Equity Buffer ETF - July

SC 13G/A · Jul 6, 2022

52.9%

2.9M shares

FFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

SC 13G/A · Jul 6, 2022

22.8%

1.7M shares

FAUG

FT Cboe Vest U.S. Equity Buffer ETF - August

SC 13G/A · Jul 6, 2022

41.7%

2.6M shares

FAPR

FT Cboe Vest U.S. Equity Buffer ETF - April

SC 13G/A · Jul 6, 2022

29.8%

2.1M shares

DOCT

FT Cboe Vest U.S. Equity Deep Buffer ETF - October

SC 13G/A · Jul 6, 2022

50.1%

2.2M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Jul 6, 2022

30.2%

2.1M shares

DJUN

FT Cboe Vest U.S. Equity Deep Buffer ETF - June

SC 13G/A · Jul 6, 2022

41.6%

2.1M shares

DJUL

FT Cboe Vest U.S. Equity Deep Buffer ETF - July

SC 13G/A · Jul 6, 2022

49.4%

1.3M shares

BTA

BlackRock Long-Term Municipal Advantage Trust

SC 13G/A · Jul 6, 2022

8.3%

1.1M shares

AGD

Aberdeen Global Dynamic Dividend Fund

SC 13G/A · Jul 6, 2022

14.3%

1.8M shares

JCE

Nuveen Core Equity Alpha Fund

SC 13G/A · Jun 10, 2022

15.9%

2.6M shares

IAE

Voya Asia Pacific High Dividend Equity Income Fund

SC 13G/A · Jun 10, 2022

16.4%

1.9M shares

FSZ

First Trust Switzerland AlphaDEX(R) Fund

SC 13G/A · Jun 10, 2022

42.6%

597K shares

FMNY

First Trust New York Municipal High Income ETF

SC 13G · Jun 10, 2022

25.0%

100K shares

FMAY

FT Cboe Vest U.S. Equity Buffer ETF - May

SC 13G/A · Jun 10, 2022

20.2%

1.7M shares

FLN

First Trust Latin America AlphaDEX(R) Fund

SC 13G/A · Jun 10, 2022

75.6%

2.0M shares

FJAN

FT Cboe Vest U.S. Equity Buffer ETF - January

SC 13G/A · Jun 10, 2022

37.0%

1.9M shares

FFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

SC 13G/A · Jun 10, 2022

30.0%

2.6M shares

FAPR

FT Cboe Vest U.S. Equity Buffer ETF - April

SC 13G/A · Jun 10, 2022

39.4%

3.1M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Jun 10, 2022

64.2%

2.0M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Jun 10, 2022

35.8%

2.0M shares

DMAR

FT Cboe Vest U.S. Equity Deep Buffer ETF - March

SC 13G/A · Jun 10, 2022

23.6%

1.2M shares

DJUN

FT Cboe Vest U.S. Equity Deep Buffer ETF - June

SC 13G/A · Jun 10, 2022

33.4%

1.1M shares