, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

DJAN

FT Cboe Vest U.S. Equity Deep Buffer ETF - January

SC 13G/A · Jun 10, 2022

34.1%

1.2M shares

DAUG

FT Cboe Vest U.S. Equity Deep Buffer ETF - August

SC 13G/A · Jun 10, 2022

37.3%

1.9M shares

DAPR

FT Cboe Vest U.S. Equity Deep Buffer ETF - April

SC 13G/A · Jun 10, 2022

17.0%

1.2M shares

CXE

MFS High Income Municipal Trust

SC 13G/A · Jun 10, 2022

15.1%

4.8M shares

ILTB

iShares Core 10+ Year USD Bond ETF

SC 13G/A · May 6, 2022

11.4%

474K shares

FXZ

First Trust Materials AlphaDEX(R) Fund

SC 13G/A · May 6, 2022

32.2%

8.5M shares

FXD

First Trust Consumer Discretionary AlphaDEX(R) Fund

SC 13G/A · May 6, 2022

0.7%

83K shares

FTXG

First Trust Nasdaq Food & Beverage ETF

SC 13G · May 6, 2022

74.5%

22.1M shares

FSEP

FT Cboe Vest U.S. Equity Buffer ETF - September

SC 13G/A · May 6, 2022

47.8%

1.8M shares

FOCT

FT Cboe Vest U.S. Equity Buffer ETF - October

SC 13G/A · May 6, 2022

35.6%

1.9M shares

FMAR

FT Cboe Vest U.S. Equity Buffer ETF - March

SC 13G/A · May 6, 2022

48.0%

2.9M shares

FJUN

FT Cboe Vest U.S. Equity Buffer ETF - June

SC 13G/A · May 6, 2022

51.4%

1.7M shares

FJAN

FT Cboe Vest U.S. Equity Buffer ETF - January

SC 13G/A · May 6, 2022

48.3%

2.8M shares

FDEC

FT Cboe Vest U.S. Equity Buffer ETF - December

SC 13G/A · May 6, 2022

38.6%

2.9M shares

FAUG

FT Cboe Vest U.S. Equity Buffer ETF - August

SC 13G/A · May 6, 2022

31.4%

1.7M shares

FAPR

FT Cboe Vest U.S. Equity Buffer ETF - April

SC 13G/A · May 6, 2022

46.8%

3.0M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · May 6, 2022

47.5%

1.1M shares

DMAR

FT Cboe Vest U.S. Equity Deep Buffer ETF - March

SC 13G/A · May 6, 2022

35.0%

1.8M shares

DJAN

FT Cboe Vest U.S. Equity Deep Buffer ETF - January

SC 13G/A · May 6, 2022

46.8%

1.8M shares

CMU

MFS High Yield Municipal Trust

SC 13G/A · May 6, 2022

13.6%

3.8M shares

QTEC

First Trust NASDAQ-100-Technology Sector Index Fund

SC 13G/A · Apr 6, 2022

0.1%

22K shares

FXZ

First Trust Materials AlphaDEX(R) Fund

SC 13G · Apr 6, 2022

37.5%

9.1M shares

FXN

First Trust Energy AlphaDEX(R) Fund

SC 13G · Apr 6, 2022

37.2%

38.2M shares

FXD

First Trust Consumer Discretionary AlphaDEX(R) Fund

SC 13G/A · Apr 6, 2022

39.4%

11.2M shares

FTXR

First Trust Nasdaq Transportation ETF

SC 13G/A · Apr 6, 2022

0.0%

3K shares

FTXN

First Trust Nasdaq Oil & Gas ETF

SC 13G/A · Apr 6, 2022

52.7%

22.8M shares

FNOV

FT Cboe Vest U.S. Equity Buffer ETF - November

SC 13G/A · Apr 6, 2022

28.4%

2.4M shares

FMAR

FT Cboe Vest U.S. Equity Buffer ETF - March

SC 13G/A · Apr 6, 2022

56.3%

2.7M shares

FLN

First Trust Latin America AlphaDEX(R) Fund

SC 13G · Apr 6, 2022

81.3%

2.1M shares

FJUL

FT Cboe Vest U.S. Equity Buffer ETF - July

SC 13G/A · Apr 6, 2022

37.5%

1.7M shares

FGM

First Trust Germany AlphaDEX(R) Fund

SC 13G/A · Apr 6, 2022

0.0%

17 shares

FFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

SC 13G/A · Apr 6, 2022

21.2%

1.6M shares

FEUZ

First Trust Eurozone AlphaDEX(R) ETF

SC 13G/A · Apr 6, 2022

0.0%

24 shares

FAUG

FT Cboe Vest U.S. Equity Buffer ETF - August

SC 13G/A · Apr 6, 2022

37.6%

2.3M shares

EDF

Stone Harbor Emerging Markets Income Fund

SC 13G/A · Apr 6, 2022

10.9%

1.8M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Apr 6, 2022

48.3%

1.0M shares

DOCT

FT Cboe Vest U.S. Equity Deep Buffer ETF - October

SC 13G/A · Apr 6, 2022

44.2%

1.6M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Apr 6, 2022

55.0%

1.6M shares

DMAR

FT Cboe Vest U.S. Equity Deep Buffer ETF - March

SC 13G/A · Apr 6, 2022

26.6%

1.0M shares

DJUL

FT Cboe Vest U.S. Equity Deep Buffer ETF - July

SC 13G/A · Apr 6, 2022

44.2%

994K shares

DDEC

FT Cboe Vest U.S. Equity Deep Buffer ETF - December

SC 13G/A · Apr 6, 2022

22.6%

1.0M shares

DAUG

FT Cboe Vest U.S. Equity Deep Buffer ETF - August

SC 13G/A · Apr 6, 2022

23.8%

953K shares

FSEP

FT Cboe Vest U.S. Equity Buffer ETF - September

SC 13G/A · Mar 3, 2022

42.6%

1.6M shares

FOCT

FT Cboe Vest U.S. Equity Buffer ETF - October

SC 13G/A · Mar 3, 2022

44.4%

2.2M shares

FMAY

FT Cboe Vest U.S. Equity Buffer ETF - May

SC 13G/A · Mar 3, 2022

44.5%

1.4M shares

FFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

SC 13G/A · Mar 3, 2022

27.4%

2.0M shares

FAPR

FT Cboe Vest U.S. Equity Buffer ETF - April

SC 13G/A · Mar 3, 2022

38.3%

1.7M shares

DNOV

FT Cboe Vest U.S. Equity Deep Buffer ETF - November

SC 13G/A · Mar 3, 2022

13.3%

876K shares

DMAR

FT Cboe Vest U.S. Equity Deep Buffer ETF - March

SC 13G/A · Mar 3, 2022

38.6%

947K shares

SPHY

SPDR(R) Portfolio High Yield Bond ETF

SC 13G/A · Jan 31, 2022

12.9%

2.9M shares