, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

PCK

PIMCO California Municipal Income Fund II

SC 13G/A · Jan 14, 2022

6.1%

2.0M shares

NXC

Nuveen California Select Tax-Free Income Portfolio

SC 13G/A · Jan 14, 2022

8.5%

540K shares

NSL

Nuveen Senior Income Fund

SC 13G/A · Jan 14, 2022

16.3%

6.3M shares

NNY

Nuveen New York Municipal Value Fund, Inc.

SC 13G/A · Jan 14, 2022

7.8%

1.5M shares

NCA

Nuveen California Municipal Value Fund

SC 13G/A · Jan 14, 2022

8.7%

2.9M shares

MIN

MFS Intermediate Income Trust

SC 13G/A · Jan 14, 2022

11.3%

13.1M shares

MGF

MFS Government Markets Income Trust

SC 13G/A · Jan 14, 2022

15.8%

5.1M shares

GIM

Templeton Global Income Fund

SC 13G/A · Jan 14, 2022

9.0%

12.0M shares

FCO

Aberdeen Global Income Fund, Inc.

SC 13G/A · Jan 14, 2022

9.3%

843K shares

EVN

Eaton Vance Municipal Income Trust

SC 13G/A · Jan 14, 2022

5.2%

2.1M shares

EVF

Eaton Vance Senior Income Trust

SC 13G/A · Jan 14, 2022

10.6%

1.9M shares

DHY

Credit Suisse High Yield Bond Fund

SC 13G/A · Jan 14, 2022

14.0%

14.5M shares

CEV

Eaton Vance California Municipal Income Trust

SC 13G/A · Jan 14, 2022

13.1%

933K shares

AFB

AllianceBernstein National Municipal Income Fund, Inc.

SC 13G/A · Jan 14, 2022

9.1%

2.6M shares

VLT

Invesco High Income Trust II

SC 13G/A · Jan 12, 2022

14.9%

970K shares

VGM

Invesco Trust for Investment Grade Municipals

SC 13G · Jan 12, 2022

5.5%

3.0M shares

TEI

Templeton Emerging Markets Income Fund

SC 13G/A · Jan 12, 2022

15.2%

7.3M shares

PPT

Putnam Premier Income Trust

SC 13G/A · Jan 12, 2022

11.0%

11.3M shares

PMO

Putnam Municipal Opportunities Trust

SC 13G/A · Jan 12, 2022

7.7%

2.6M shares

PMM

Putnam Managed Municipal Income Trust

SC 13G/A · Jan 12, 2022

7.9%

3.9M shares

MNP

Western Asset Municipal Partners Fund Inc.

SC 13G/A · Jan 12, 2022

5.3%

511K shares

MHF

Western Asset Municipal High Income Fund Inc.

SC 13G · Jan 12, 2022

6.5%

1.4M shares

MFM

MFS Municipal Income Trust

SC 13G/A · Jan 12, 2022

8.9%

3.7M shares

LEO

BNY Mellon Strategic Municipals, Inc.

SC 13G/A · Jan 12, 2022

7.5%

4.7M shares

KTF

DWS Municipal Income Trust

SC 13G · Jan 12, 2022

5.7%

2.2M shares

KSM

DWS Strategic Municipal Income Trust

SC 13G/A · Jan 12, 2022

17.8%

2.0M shares

HIX

Western Asset High Income Fund II Inc.

SC 13G/A · Jan 12, 2022

5.6%

3.3M shares

HIO

Western Asset High Income Opportunity Fund Inc.

SC 13G/A · Jan 12, 2022

8.2%

7.8M shares

DSU

BlackRock Debt Strategies Fund, Inc.

SC 13G · Jan 12, 2022

5.6%

2.6M shares

DMF

BNY Mellon Municipal Income, Inc.

SC 13G/A · Jan 12, 2022

14.3%

3.0M shares

DHF

BNY Mellon High Yield Strategies Fund

SC 13G/A · Jan 12, 2022

15.8%

11.5M shares

CXE

MFS High Income Municipal Trust

SC 13G/A · Jan 12, 2022

20.2%

6.4M shares

CMU

MFS High Yield Municipal Trust

SC 13G/A · Jan 12, 2022

18.6%

5.3M shares

CIK

Credit Suisse Asset Management Income Fund, Inc.

SC 13G/A · Jan 12, 2022

13.6%

7.1M shares

UCON

First Trust TCW Unconstrained Plus Bond ETF

SC 13G/A · Jan 10, 2022

17.4%

5.6M shares

TRHC

Tabula Rasa HealthCare, Inc.

SC 13G/A · Jan 10, 2022

13.5%

3.5M shares

MSD

Morgan Stanley Emerging Markets Debt Fund, Inc.

SC 13G/A · Jan 10, 2022

11.1%

2.3M shares

IHY

VanEck International High Yield Bond ETF

SC 13G/A · Jan 10, 2022

10.1%

404K shares

FXL

First Trust Technology AlphaDEX(R) Fund

SC 13G/A · Jan 10, 2022

0.1%

7K shares

FTXN

First Trust Nasdaq Oil & Gas ETF

SC 13G · Jan 10, 2022

67.9%

32.6M shares

FTF

Franklin Limited Duration Income Trust

SC 13G/A · Jan 10, 2022

10.2%

3.1M shares

DSM

BNY Mellon Strategic Municipal Bond Fund, Inc.

SC 13G/A · Jan 10, 2022

10.4%

5.2M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Jan 10, 2022

41.4%

787K shares

DDEC

FT Cboe Vest U.S. Equity Deep Buffer ETF - December

SC 13G/A · Jan 10, 2022

34.7%

799K shares

DAPR

FT Cboe Vest U.S. Equity Deep Buffer ETF - April

SC 13G/A · Jan 10, 2022

33.2%

1.1M shares