, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

BGY

BlackRock Enhanced International Dividend Trust

SC 13G · Jan 21, 2022

6.8%

7.1M shares

AWP

Aberdeen Global Premier Properties Fund

SC 13G/A · Jan 21, 2022

6.7%

5.7M shares

ASG

Liberty All-Star Growth Fund, Inc.

SC 13G/A · Jan 21, 2022

10.1%

5.6M shares

AGD

Aberdeen Global Dynamic Dividend Fund

SC 13G/A · Jan 21, 2022

19.6%

2.5M shares

SCD

LMP Capital and Income Fund Inc.

SC 13G/A · Jan 20, 2022

7.4%

1.3M shares

RFI

Cohen & Steers Total Return Realty Fund, Inc.

SC 13G/A · Jan 20, 2022

6.0%

1.6M shares

QTEC

First Trust NASDAQ-100-Technology Sector Index Fund

SC 13G/A · Jan 20, 2022

16.2%

3.7M shares

PHD

Pioneer Floating Rate Fund Inc.

SC 13G/A · Jan 20, 2022

21.3%

2.6M shares

NRO

Neuberger Berman Real Estate Securities Income Fund Inc.

SC 13G · Jan 20, 2022

7.5%

3.5M shares

NMI

Nuveen Municipal Income Fund, Inc.

SC 13G · Jan 20, 2022

6.1%

608K shares

NIM

Nuveen Select Maturities Municipal Fund

SC 13G · Jan 20, 2022

6.0%

743K shares

NBH

Neuberger Berman Municipal Fund Inc.

SC 13G/A · Jan 20, 2022

9.1%

1.7M shares

MAV

Pioneer Municipal High Income Advantage Fund, Inc.

SC 13G/A · Jan 20, 2022

12.6%

3.0M shares

JRO

Nuveen Floating Rate Income Opportunity Fund

SC 13G · Jan 20, 2022

6.5%

2.6M shares

IGD

Voya Global Equity Dividend and Premium Opportunity Fund

SC 13G · Jan 20, 2022

5.9%

4.8M shares

FXR

First Trust Industrials/Producer Durables AlphaDEX(R) Fund

SC 13G/A · Jan 20, 2022

35.0%

10.7M shares

FXD

First Trust Consumer Discretionary AlphaDEX(R) Fund

SC 13G/A · Jan 20, 2022

33.5%

10.6M shares

FMO

Fiduciary/Claymore Energy Infrastructure Fund

SC 13G/A · Jan 20, 2022

22.2%

1.6M shares

EVG

Eaton Vance Short Duration Diversified Income Fund

SC 13G · Jan 20, 2022

6.1%

824K shares

EMD

Western Asset Emerging Markets Debt Fund Inc.

SC 13G/A · Jan 20, 2022

6.5%

3.9M shares

EHI

Western Asset Global High Income Fund Inc.

SC 13G/A · Jan 20, 2022

9.8%

2.2M shares

BTA

BlackRock Long-Term Municipal Advantage Trust

SC 13G/A · Jan 20, 2022

13.7%

1.8M shares

BGT

BlackRock Floating Rate Income Trust

SC 13G · Jan 20, 2022

7.2%

1.6M shares

BGR

BlackRock Energy and Resources Trust

SC 13G · Jan 20, 2022

6.5%

1.9M shares

WEA

Western Asset Premier Bond Fund

SC 13G/A · Jan 18, 2022

22.0%

2.6M shares

TSI

TCW Strategic Income Fund, Inc.

SC 13G/A · Jan 18, 2022

6.2%

3.0M shares

PZC

PIMCO California Municipal Income Fund III

SC 13G · Jan 18, 2022

6.2%

1.4M shares

PYN

PIMCO New York Municipal Income Fund III

SC 13G · Jan 18, 2022

5.1%

295K shares

PNI

PIMCO New York Municipal Income Fund II

SC 13G/A · Jan 18, 2022

8.8%

984K shares

PMX

PIMCO Municipal Income Fund III

SC 13G · Jan 18, 2022

5.3%

1.8M shares

PAI

Western Asset Investment Grade Income Fund Inc.

SC 13G/A · Jan 18, 2022

15.8%

1.5M shares

NBW

Neuberger Berman California Municipal Fund Inc.

SC 13G/A · Jan 18, 2022

8.7%

485K shares

MMU

Western Asset Managed Municipals Fund Inc.

SC 13G · Jan 18, 2022

5.9%

2.5M shares

MHI

Pioneer Municipal High Income Fund, Inc.

SC 13G/A · Jan 18, 2022

14.3%

3.3M shares

JHS

John Hancock Income Securities Trust

SC 13G/A · Jan 18, 2022

11.7%

1.4M shares

JHI

John Hancock Investors Trust

SC 13G · Jan 18, 2022

7.8%

677K shares

INSI

Insight Select Income Fund

SC 13G/A · Jan 18, 2022

18.6%

2.0M shares

FRA

BlackRock Floating Rate Income Strategies Fund, Inc.

SC 13G/A · Jan 18, 2022

7.0%

2.5M shares

FMN

Federated Hermes Premier Municipal Income Fund

SC 13G/A · Jan 18, 2022

17.1%

2.0M shares

EVM

Eaton Vance California Municipal Bond Fund

SC 13G/A · Jan 18, 2022

14.1%

3.5M shares

ERC

Allspring Multi-Sector Income Fund

SC 13G/A · Jan 18, 2022

7.3%

2.1M shares

ENX

Eaton Vance New York Municipal Bond Fund

SC 13G/A · Jan 18, 2022

8.9%

1.6M shares

EFR

Eaton Vance Senior Floating-Rate Trust

SC 13G/A · Jan 18, 2022

5.9%

1.7M shares

BNY

BlackRock New York Municipal Income Trust

SC 13G · Jan 18, 2022

5.1%

1.3M shares

VVR

Invesco Senior Income Trust

SC 13G · Jan 14, 2022

5.8%

8.8M shares

VTN

Invesco Trust for Investment Grade New York Municipals

SC 13G · Jan 14, 2022

6.2%

1.2M shares

VKI

Invesco Advantage Municipal Income Trust II

SC 13G/A · Jan 14, 2022

6.4%

2.9M shares

VBF

Invesco Bond Fund

SC 13G/A · Jan 14, 2022

19.5%

2.2M shares

PIM

Putnam Master Intermediate Income Trust

SC 13G/A · Jan 14, 2022

15.9%

8.2M shares

PHT

Pioneer High Income Fund Inc.

SC 13G/A · Jan 14, 2022

16.2%

4.7M shares