, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

GHY

PGIM Global High Yield Fund Inc.

SC 13G/A · Jan 26, 2022

8.3%

3.4M shares

FTSL

First Trust Senior Loan Fund

SC 13G/A · Jan 26, 2022

11.4%

7.5M shares

FSZ

First Trust Switzerland AlphaDEX(R) Fund

SC 13G/A · Jan 26, 2022

48.1%

673K shares

FGM

First Trust Germany AlphaDEX(R) Fund

SC 13G/A · Jan 26, 2022

44.8%

828K shares

EDI

Stone Harbor Emerging Markets Total Income Fund

SC 13G/A · Jan 26, 2022

17.0%

1.7M shares

CTR

ClearBridge MLP & Midstream Total Return Fund Inc.

SC 13G/A · Jan 26, 2022

15.1%

1.1M shares

BWG

BrandywineGLOBAL Global Income Opportunities Fund Inc.

SC 13G · Jan 26, 2022

7.9%

1.3M shares

BLUE

bluebird bio, Inc.

SC 13G · Jan 26, 2022

7.4%

5.2M shares

BGH

Barings Global Short Duration High Yield Fund

SC 13G/A · Jan 26, 2022

14.5%

2.9M shares

BGB

Blackstone Strategic Credit Fund

SC 13G/A · Jan 26, 2022

7.6%

3.4M shares

ARDC

Ares Dynamic Credit Allocation Fund, Inc.

SC 13G/A · Jan 26, 2022

7.7%

1.8M shares

AIF

Apollo Tactical Income Fund Inc.

SC 13G/A · Jan 26, 2022

8.2%

1.2M shares

SPLB

SPDR(R) Portfolio Long Term Corporate Bond ETF

SC 13G/A · Jan 24, 2022

5.6%

1.8M shares

PICB

Invesco International Corporate Bond ETF

SC 13G · Jan 24, 2022

7.6%

432K shares

MLN

VanEck Long Muni ETF

SC 13G/A · Jan 24, 2022

7.8%

931K shares

KMF

Kayne Anderson NextGen Energy & Infrastructure, Inc.

SC 13G · Jan 24, 2022

6.2%

2.9M shares

JSD

Nuveen Short Duration Credit Opportunities Fund

SC 13G/A · Jan 24, 2022

20.9%

2.1M shares

IHD

Voya Emerging Markets High Dividend Equity Fund

SC 13G/A · Jan 24, 2022

21.1%

4.0M shares

IGI

Western Asset Investment Grade Defined Opportunity Trust Inc.

SC 13G/A · Jan 24, 2022

19.1%

2.1M shares

IDE

Voya Infrastructure, Industrials and Materials Fund

SC 13G/A · Jan 24, 2022

18.0%

3.0M shares

HYI

Western Asset High Yield Defined Opportunity Fund Inc.

SC 13G/A · Jan 24, 2022

8.5%

1.9M shares

HEQ

John Hancock Hedged Equity & Income Fund

SC 13G/A · Jan 24, 2022

15.4%

1.9M shares

GNT

GAMCO Natural Resources, Gold & Income Trust

SC 13G/A · Jan 24, 2022

13.5%

2.6M shares

GGT

The Gabelli Multimedia Trust Inc.

SC 13G · Jan 24, 2022

6.1%

1.7M shares

FYC

First Trust Small Cap Growth AlphaDEX(R) Fund

SC 13G/A · Jan 24, 2022

7.7%

380K shares

FKU

First Trust United Kingdom AlphaDEX(R) Fund

SC 13G/A · Jan 24, 2022

47.6%

1.1M shares

EDF

Stone Harbor Emerging Markets Income Fund

SC 13G/A · Jan 24, 2022

7.3%

1.2M shares

DMO

Western Asset Mortgage Opportunity Fund Inc.

SC 13G/A · Jan 24, 2022

13.3%

1.5M shares

CORP

PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund

SC 13G/A · Jan 24, 2022

7.5%

536K shares

BSL

Blackstone Senior Floating Rate Term Fund

SC 13G/A · Jan 24, 2022

11.0%

1.5M shares

BGX

Blackstone Long-Short Credit Income Fund

SC 13G/A · Jan 24, 2022

21.0%

2.7M shares

AFT

Apollo Senior Floating Rate Fund Inc.

SC 13G/A · Jan 24, 2022

15.8%

2.5M shares

ACP

Aberdeen Income Credit Strategies Fund

SC 13G/A · Jan 24, 2022

11.1%

2.6M shares

SPXX

Nuveen S&P 500 Dynamic Overwrite Fund

SC 13G/A · Jan 21, 2022

7.2%

1.2M shares

RMT

Royce Micro-Cap Trust, Inc.

SC 13G/A · Jan 21, 2022

7.3%

2.9M shares

NUW

Nuveen AMT-Free Municipal Value Fund

SC 13G/A · Jan 21, 2022

6.6%

1.2M shares

NIE

Virtus AllianzGI Equity & Convertible Income Fund

SC 13G/A · Jan 21, 2022

6.4%

1.8M shares

NHS

Neuberger Berman High Yield Strategies Fund Inc.

SC 13G/A · Jan 21, 2022

12.7%

1.9M shares

MGU

Macquarie Global Infrastructure Total Return Fund Inc.

SC 13G/A · Jan 21, 2022

5.2%

649K shares

LGI

Lazard Global Total Return and Income Fund, Inc.

SC 13G/A · Jan 21, 2022

10.6%

1.4M shares

JCE

Nuveen Core Equity Alpha Fund

SC 13G/A · Jan 21, 2022

21.0%

3.4M shares

IGA

Voya Global Advantage and Premium Opportunity Fund

SC 13G/A · Jan 21, 2022

20.1%

3.3M shares

IAF

Aberdeen Australia Equity Fund, Inc.

SC 13G/A · Jan 21, 2022

15.1%

3.6M shares

IAE

Voya Asia Pacific High Dividend Equity Income Fund

SC 13G/A · Jan 21, 2022

21.6%

2.6M shares

HTY

John Hancock Tax-Advantaged Global Shareholder Yield Fund

SC 13G/A · Jan 21, 2022

19.3%

2.1M shares

HQL

Tekla Life Sciences Investors

SC 13G/A · Jan 21, 2022

6.3%

1.6M shares

HNW

Pioneer Diversified High Income Fund Inc.

SC 13G/A · Jan 21, 2022

19.5%

1.6M shares

EOD

Allspring Global Dividend Opportunity Fund

SC 13G/A · Jan 21, 2022

5.8%

2.5M shares

EDD

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

SC 13G/A · Jan 21, 2022

11.1%

7.3M shares

DEX

Delaware Enhanced Global Dividend and Income Fund

SC 13G/A · Jan 21, 2022

7.0%

838K shares