, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

FOCT

FT Cboe Vest U.S. Equity Buffer ETF - October

SC 13G/A · Nov 10, 2022

25.0%

1.9M shares

FMAR

FT Cboe Vest U.S. Equity Buffer ETF - March

SC 13G/A · Nov 10, 2022

45.4%

2.7M shares

FJAN

FT Cboe Vest U.S. Equity Buffer ETF - January

SC 13G/A · Nov 10, 2022

49.8%

2.7M shares

FBZ

First Trust Brazil AlphaDEX(R) Fund

SC 13G · Nov 10, 2022

82.8%

2.6M shares

FAUG

FT Cboe Vest U.S. Equity Buffer ETF - August

SC 13G/A · Nov 10, 2022

22.0%

1.7M shares

EOD

Allspring Global Dividend Opportunity Fund

SC 13G/A · Nov 10, 2022

10.0%

4.3M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Nov 10, 2022

18.9%

1.5M shares

DOCT

FT Cboe Vest U.S. Equity Deep Buffer ETF - October

SC 13G/A · Nov 10, 2022

23.4%

1.5M shares

DNOV

FT Cboe Vest U.S. Equity Deep Buffer ETF - November

SC 13G/A · Nov 10, 2022

13.4%

1.4M shares

DMO

Western Asset Mortgage Opportunity Fund Inc.

SC 13G/A · Nov 10, 2022

6.9%

789K shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Nov 10, 2022

31.9%

2.3M shares

BGX

Blackstone Long-Short Credit Income Fund

SC 13G/A · Nov 10, 2022

15.8%

2.0M shares

AFT

Apollo Senior Floating Rate Fund Inc.

SC 13G/A · Nov 10, 2022

10.5%

1.6M shares

TEI

Templeton Emerging Markets Income Fund

SC 13G/A · Oct 6, 2022

10.2%

4.8M shares

RXT

Rackspace Technology, Inc.

SC 13G/A · Oct 6, 2022

14.2%

29.8M shares

KIO

KKR Income Opportunities Fund

SC 13G/A · Oct 6, 2022

7.4%

1.5M shares

FSEP

FT Cboe Vest U.S. Equity Buffer ETF - September

SC 13G/A · Oct 6, 2022

31.0%

1.8M shares

FOCT

FT Cboe Vest U.S. Equity Buffer ETF - October

SC 13G/A · Oct 6, 2022

52.6%

2.9M shares

FNOV

FT Cboe Vest U.S. Equity Buffer ETF - November

SC 13G/A · Oct 6, 2022

33.5%

2.8M shares

FMAR

FT Cboe Vest U.S. Equity Buffer ETF - March

SC 13G/A · Oct 6, 2022

35.4%

1.9M shares

FLN

First Trust Latin America AlphaDEX(R) Fund

SC 13G/A · Oct 6, 2022

66.0%

1.8M shares

FLBL

Franklin Senior Loan ETF

SC 13G · Oct 6, 2022

10.4%

983K shares

FKU

First Trust United Kingdom AlphaDEX(R) Fund

SC 13G/A · Oct 6, 2022

0.0%

57 shares

FJUN

FT Cboe Vest U.S. Equity Buffer ETF - June

SC 13G/A · Oct 6, 2022

19.5%

1.6M shares

FJAN

FT Cboe Vest U.S. Equity Buffer ETF - January

SC 13G/A · Oct 6, 2022

40.3%

1.8M shares

FFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

SC 13G/A · Oct 6, 2022

22.2%

1.7M shares

FEMB

First Trust Emerging Markets Local Currency Bond ETF

SC 13G/A · Oct 6, 2022

44.0%

2.2M shares

FDEC

FT Cboe Vest U.S. Equity Buffer ETF - December

SC 13G/A · Oct 6, 2022

42.2%

2.9M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Oct 6, 2022

26.0%

1.5M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Oct 6, 2022

23.3%

1.5M shares

DJAN

FT Cboe Vest U.S. Equity Deep Buffer ETF - January

SC 13G/A · Oct 6, 2022

41.7%

2.4M shares

DAUG

FT Cboe Vest U.S. Equity Deep Buffer ETF - August

SC 13G/A · Oct 6, 2022

20.2%

1.5M shares

VLT

Invesco High Income Trust II

SC 13G/A · Sep 9, 2022

9.4%

611K shares

VBF

Invesco Bond Fund

SC 13G/A · Sep 9, 2022

13.3%

1.5M shares

QSPT

FT Cboe Vest Nasdaq-100(R) Buffer ETF - September

SC 13G · Sep 9, 2022

11.1%

150K shares

MGF

MFS Government Markets Income Trust

SC 13G/A · Sep 9, 2022

9.7%

3.2M shares

IGI

Western Asset Investment Grade Defined Opportunity Trust Inc.

SC 13G/A · Sep 9, 2022

13.8%

1.5M shares

FTXG

First Trust Nasdaq Food & Beverage ETF

SC 13G/A · Sep 9, 2022

67.9%

22.7M shares

FNOV

FT Cboe Vest U.S. Equity Buffer ETF - November

SC 13G/A · Sep 9, 2022

23.2%

1.7M shares

FJUL

FT Cboe Vest U.S. Equity Buffer ETF - July

SC 13G/A · Sep 9, 2022

27.5%

1.7M shares

FJAN

FT Cboe Vest U.S. Equity Buffer ETF - January

SC 13G/A · Sep 9, 2022

48.2%

2.8M shares

FFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

SC 13G/A · Sep 9, 2022

30.5%

2.6M shares

FDEC

FT Cboe Vest U.S. Equity Buffer ETF - December

SC 13G/A · Sep 9, 2022

31.9%

1.9M shares

FAUG

FT Cboe Vest U.S. Equity Buffer ETF - August

SC 13G/A · Sep 9, 2022

29.6%

2.7M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Sep 9, 2022

45.9%

1.5M shares

DOCT

FT Cboe Vest U.S. Equity Deep Buffer ETF - October

SC 13G/A · Sep 9, 2022

36.5%

1.5M shares

DNOV

FT Cboe Vest U.S. Equity Deep Buffer ETF - November

SC 13G/A · Sep 9, 2022

20.4%

2.5M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Sep 9, 2022

32.2%

2.3M shares

DJUL

FT Cboe Vest U.S. Equity Deep Buffer ETF - July

SC 13G/A · Sep 9, 2022

46.8%

2.4M shares

CTR

ClearBridge MLP & Midstream Total Return Fund Inc.

SC 13G/A · Sep 9, 2022

9.8%

689K shares