, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

LGI

Lazard Global Total Return and Income Fund, Inc.

SC 13G/A · Jan 27, 2023

12.3%

1.6M shares

KSM

DWS Strategic Municipal Income Trust

SC 13G/A · Jan 27, 2023

12.8%

1.4M shares

JSD

Nuveen Short Duration Credit Opportunities Fund

SC 13G/A · Jan 27, 2023

10.8%

1.1M shares

IHD

Voya Emerging Markets High Dividend Equity Fund

SC 13G/A · Jan 27, 2023

12.4%

2.3M shares

IGI

Western Asset Investment Grade Defined Opportunity Trust Inc.

SC 13G/A · Jan 27, 2023

10.8%

1.2M shares

FLBL

Franklin Senior Loan ETF

SC 13G/A · Jan 27, 2023

12.6%

1.1M shares

FCVT

First Trust SSI Strategic Convertible Securities ETF

SC 13G/A · Jan 27, 2023

11.2%

502K shares

EDI

Virtus Stone Harbor Emerging Markets Total Income Fund

SC 13G/A · Jan 27, 2023

12.3%

1.2M shares

DHY

Credit Suisse High Yield Bond Fund

SC 13G/A · Jan 27, 2023

13.0%

13.5M shares

BGH

Barings Global Short Duration High Yield Fund

SC 13G/A · Jan 27, 2023

11.4%

2.3M shares

ACP

abrdn Income Credit Strategies Fund

SC 13G/A · Jan 27, 2023

11.3%

2.8M shares

VGI

Virtus Global Multi-Sector Income Fund

SC 13G/A · Jan 25, 2023

9.1%

1.0M shares

PIM

Putnam Master Intermediate Income Trust

SC 13G/A · Jan 25, 2023

9.1%

4.7M shares

PICB

Invesco International Corporate Bond ETF

SC 13G/A · Jan 25, 2023

10.5%

566K shares

NBH

Neuberger Berman Municipal Fund Inc.

SC 13G/A · Jan 25, 2023

9.6%

1.8M shares

MSD

Morgan Stanley Emerging Markets Debt Fund, Inc.

SC 13G/A · Jan 25, 2023

9.4%

1.9M shares

JHS

John Hancock Income Securities Trust

SC 13G/A · Jan 25, 2023

10.5%

1.2M shares

IAE

Voya Asia Pacific High Dividend Equity Income Fund

SC 13G/A · Jan 25, 2023

10.4%

1.2M shares

ERC

Allspring Multi-Sector Income Fund

SC 13G/A · Jan 25, 2023

9.7%

2.7M shares

EOD

Allspring Global Dividend Opportunity Fund

SC 13G/A · Jan 25, 2023

10.6%

4.6M shares

DSM

BNY Mellon Strategic Municipal Bond Fund, Inc.

SC 13G/A · Jan 25, 2023

9.5%

4.7M shares

DMF

BNY Mellon Municipal Income, Inc.

SC 13G/A · Jan 25, 2023

10.7%

2.2M shares

CMBS

iShares CMBS ETF

SC 13G/A · Jan 25, 2023

10.0%

1.2M shares

ASG

Liberty All-Star Growth Fund, Inc.

SC 13G/A · Jan 25, 2023

9.6%

5.5M shares

TEI

Templeton Emerging Markets Income Fund

SC 13G/A · Jan 23, 2023

8.4%

4.0M shares

SPHY

SPDR Portfolio High Yield Bond ETF

SC 13G/A · Jan 23, 2023

8.3%

3.1M shares

SCD

LMP Capital and Income Fund Inc.

SC 13G/A · Jan 23, 2023

8.7%

1.5M shares

QMAR

FT Cboe Vest Nasdaq-100(R) Buffer ETF - March

SC 13G · Jan 23, 2023

8.9%

197K shares

MNP

Western Asset Municipal Partners Fund Inc.

SC 13G/A · Jan 23, 2023

8.3%

807K shares

JCE

Nuveen Core Equity Alpha Fund

SC 13G/A · Jan 23, 2023

8.9%

1.4M shares

INSI

Insight Select Income Fund

SC 13G/A · Jan 23, 2023

8.6%

920K shares

IDE

Voya Infrastructure, Industrials and Materials Fund

SC 13G/A · Jan 23, 2023

8.6%

1.4M shares

HESM

Hess Midstream LP (Class A)

SC 13G/A · Jan 23, 2023

8.9%

3.9M shares

FTF

Franklin Limited Duration Income Trust

SC 13G/A · Jan 23, 2023

8.9%

3.6M shares

EMD

Western Asset Emerging Markets Debt Fund Inc.

SC 13G/A · Jan 23, 2023

8.8%

5.3M shares

BWG

BrandywineGLOBAL Global Income Opportunities Fund Inc.

SC 13G/A · Jan 23, 2023

8.3%

1.4M shares

AFT

Apollo Senior Floating Rate Fund Inc.

SC 13G/A · Jan 23, 2023

8.6%

1.3M shares

NXG

NXG NextGen Infrastructure Income Fund

SC 13G/A · Jan 20, 2023

7.5%

195K shares

NRO

Neuberger Berman Real Estate Securities Income Fund Inc.

SC 13G/A · Jan 20, 2023

8.2%

3.9M shares

NBW

Neuberger Berman California Municipal Fund Inc.

SC 13G/A · Jan 20, 2023

7.5%

417K shares

HIX

Western Asset High Income Fund II Inc.

SC 13G/A · Jan 20, 2023

8.2%

5.3M shares

GDO

Western Asset Global Corporate Defined Opportunity Fund Inc.

SC 13G · Jan 20, 2023

7.5%

1.1M shares

FMN

Federated Hermes Premier Municipal Income Fund

SC 13G/A · Jan 20, 2023

8.0%

914K shares

FEM

First Trust Emerging Markets AlphaDEX(R) Fund

SC 13G · Jan 20, 2023

7.7%

1.4M shares

FDT

First Trust Developed Markets ex-US AlphaDEX(R) Fund

SC 13G · Jan 20, 2023

7.5%

652K shares

EVM

Eaton Vance California Municipal Bond Fund

SC 13G/A · Jan 20, 2023

7.5%

1.8M shares

EAD

Allspring Income Opportunities Fund

SC 13G · Jan 20, 2023

7.3%

4.4M shares

CTR

ClearBridge MLP & Midstream Total Return Fund Inc.

SC 13G/A · Jan 20, 2023

7.5%

519K shares

CEV

Eaton Vance California Municipal Income Trust

SC 13G/A · Jan 20, 2023

8.2%

573K shares

BGR

BlackRock Energy and Resources Trust

SC 13G/A · Jan 20, 2023

7.4%

2.1M shares