, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

WIP

SPDR FTSE International Government Inflation-Protected Bond ETF

SC 13G · Jan 18, 2023

6.7%

848K shares

RMT

Royce Micro-Cap Trust, Inc.

SC 13G/A · Jan 18, 2023

6.9%

3.2M shares

PPT

Putnam Premier Income Trust

SC 13G/A · Jan 18, 2023

7.2%

7.4M shares

PHT

Pioneer High Income Fund Inc.

SC 13G/A · Jan 18, 2023

6.8%

2.0M shares

MLN

VanEck Long Muni ETF

SC 13G/A · Jan 18, 2023

6.7%

1.0M shares

MGF

MFS Government Markets Income Trust

SC 13G/A · Jan 18, 2023

6.7%

2.2M shares

MAV

Pioneer Municipal High Income Advantage Fund, Inc.

SC 13G/A · Jan 18, 2023

6.9%

1.7M shares

LMBS

First Trust Low Duration Opportunities ETF

SC 13G/A · Jan 18, 2023

6.9%

6.8M shares

KTF

DWS Municipal Income Trust

SC 13G/A · Jan 18, 2023

6.7%

2.7M shares

GNT

GAMCO Natural Resources, Gold & Income Trust

SC 13G/A · Jan 18, 2023

6.9%

1.2M shares

FTSL

First Trust Senior Loan Fund

SC 13G/A · Jan 18, 2023

6.6%

4.1M shares

FAX

abrdn Asia-Pacific Income Fund, Inc.

SC 13G · Jan 18, 2023

6.8%

16.8M shares

EDF

Virtus Stone Harbor Emerging Markets Income Fund

SC 13G/A · Jan 18, 2023

6.8%

1.2M shares

CMU

MFS High Yield Municipal Trust

SC 13G/A · Jan 18, 2023

7.2%

2.0M shares

VLT

Invesco High Income Trust II

SC 13G/A · Jan 13, 2023

6.5%

425K shares

PAI

Western Asset Investment Grade Income Fund Inc.

SC 13G/A · Jan 13, 2023

5.7%

542K shares

NSL

Nuveen Senior Income Fund

SC 13G/A · Jan 13, 2023

6.4%

2.5M shares

MMU

Western Asset Managed Municipals Fund Inc.

SC 13G/A · Jan 13, 2023

5.6%

2.4M shares

MHI

Pioneer Municipal High Income Fund, Inc.

SC 13G/A · Jan 13, 2023

6.0%

1.4M shares

LEO

BNY Mellon Strategic Municipals, Inc.

SC 13G/A · Jan 13, 2023

6.0%

3.7M shares

JHI

John Hancock Investors Trust

SC 13G/A · Jan 13, 2023

5.8%

504K shares

FLMI

Franklin Dynamic Municipal Bond ETF

SC 13G · Jan 13, 2023

6.5%

255K shares

EHI

Western Asset Global High Income Fund Inc.

SC 13G/A · Jan 13, 2023

5.9%

1.3M shares

DMO

Western Asset Mortgage Opportunity Fund Inc.

SC 13G/A · Jan 13, 2023

6.3%

724K shares

BSL

Blackstone Senior Floating Rate Term Fund

SC 13G/A · Jan 13, 2023

6.1%

798K shares

BGY

BlackRock Enhanced International Dividend Trust

SC 13G/A · Jan 13, 2023

5.7%

5.8M shares

AWP

abrdn Global Premier Properties Fund

SC 13G/A · Jan 13, 2023

6.1%

5.2M shares

ACV

Virtus Diversified Income & Convertible Fund

SC 13G/A · Jan 13, 2023

5.8%

605K shares

WLKP

Westlake Chemical Partners LP

SC 13G/A · Jan 11, 2023

5.4%

1.9M shares

PGHY

Invesco Global Short Term High Yield Bond ETF

SC 13G/A · Jan 11, 2023

5.5%

534K shares

MHF

Western Asset Municipal High Income Fund Inc.

SC 13G/A · Jan 11, 2023

5.2%

1.1M shares

MGU

Macquarie Global Infrastructure Total Return Fund Inc.

SC 13G/A · Jan 11, 2023

5.4%

671K shares

LPX

Louisiana-Pacific Corporation

SC 13G · Jan 11, 2023

5.6%

4.0M shares

LEGR

First Trust Indxx Innovative Transaction & Process ETF

SC 13G · Jan 11, 2023

5.2%

163K shares

KMF

Kayne Anderson NextGen Energy & Infrastructure, Inc.

SC 13G/A · Jan 11, 2023

5.6%

2.6M shares

KIO

KKR Income Opportunities Fund

SC 13G/A · Jan 11, 2023

5.5%

1.1M shares

ISD

PGIM High Yield Bond Fund, Inc.

SC 13G · Jan 11, 2023

5.6%

1.9M shares

HIO

Western Asset High Income Opportunity Fund Inc.

SC 13G/A · Jan 11, 2023

5.0%

4.8M shares

FSLY

Fastly, Inc. (Class A)

SC 13G · Jan 11, 2023

5.2%

6.3M shares

BTA

BlackRock Long-Term Municipal Advantage Trust

SC 13G/A · Jan 11, 2023

5.2%

696K shares

BOE

BlackRock Enhanced Global Dividend Trust

SC 13G · Jan 11, 2023

5.3%

3.3M shares

ATEN

A10 Networks, Inc.

SC 13G/A · Jan 11, 2023

5.3%

3.9M shares

WEA

Western Asset Premier Bond Fund

SC 13G/A · Jan 10, 2023

11.5%

1.4M shares

UCON

First Trust TCW Unconstrained Plus Bond ETF

SC 13G/A · Jan 10, 2023

6.5%

3.9M shares

RXT

Rackspace Technology, Inc.

SC 13G/A · Jan 10, 2023

4.0%

8.4M shares

QSPT

FT Cboe Vest Nasdaq-100(R) Buffer ETF - September

SC 13G/A · Jan 10, 2023

5.1%

224K shares

NFTY

First Trust India NIFTY 50 Equal Weight ETF

SC 13G/A · Jan 10, 2023

71.8%

1.2M shares

MIN

MFS Intermediate Income Trust

SC 13G/A · Jan 10, 2023

6.2%

7.1M shares

HNW

Pioneer Diversified High Income Fund Inc.

SC 13G/A · Jan 10, 2023

14.3%

1.2M shares

GIM

Templeton Global Income Fund

SC 13G/A · Jan 10, 2023

6.1%

6.2M shares