, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

595

Stocks Covered

229

Latest Filing

Apr 10, 2023

Filings

IGD

Voya Global Equity Dividend and Premium Opportunity Fund

SC 13G/A · Feb 10, 2023

3.6%

2.8M shares

DIAX

Nuveen Dow 30 Dynamic Overwrite Fund

SC 13G/A · Feb 10, 2023

4.0%

1.4M shares

FEMB

First Trust Emerging Markets Local Currency Bond ETF

SC 13G/A · Feb 10, 2023

30.5%

1.6M shares

DEX

Delaware Enhanced Global Dividend and Income Fund

SC 13G/A · Feb 10, 2023

3.6%

400K shares

ERC

Allspring Multi-Sector Income Fund

SC 13G/A · Feb 10, 2023

10.1%

2.8M shares

DJAN

FT Cboe Vest U.S. Equity Deep Buffer ETF - January

SC 13G/A · Feb 10, 2023

35.7%

2.2M shares

DFEB

FT Cboe Vest U.S. Equity Deep Buffer ETF - February

SC 13G/A · Feb 10, 2023

13.8%

1.3M shares

DDEC

FT Cboe Vest U.S. Equity Deep Buffer ETF - December

SC 13G/A · Feb 10, 2023

20.4%

2.1M shares

PYN

PIMCO New York Municipal Income Fund III

SC 13G/A · Feb 3, 2023

1.4%

81K shares

PMX

PIMCO Municipal Income Fund III

SC 13G/A · Feb 3, 2023

1.8%

593K shares

Kingsoft Cloud Holdings - ADR

SC 13G/A · Feb 3, 2023

0.1%

177K shares

ILTB

iShares Core 10+ Year USD Bond ETF

SC 13G/A · Feb 3, 2023

1.3%

78K shares

FYC

First Trust Small Cap Growth AlphaDEX(R) Fund

SC 13G/A · Feb 3, 2023

0.0%

0 shares

FXR

First Trust Industrials/Producer Durables AlphaDEX(R) Fund

SC 13G/A · Feb 3, 2023

42.7%

12.3M shares

FTXN

First Trust Nasdaq Oil & Gas ETF

SC 13G/A · Feb 3, 2023

56.6%

24.6M shares

FTXG

First Trust Nasdaq Food & Beverage ETF

SC 13G/A · Feb 3, 2023

67.8%

23.9M shares

FEUZ

First Trust Eurozone AlphaDEX(R) ETF

SC 13G · Feb 3, 2023

0.0%

0 shares

FEMB

First Trust Emerging Markets Local Currency Bond ETF

SC 13G/A · Feb 3, 2023

41.1%

1.9M shares

FCO

abrdn Global Income Fund, Inc.

SC 13G/A · Feb 3, 2023

0.8%

92K shares

FBZ

First Trust Brazil AlphaDEX(R) Fund

SC 13G/A · Feb 3, 2023

87.2%

5.2M shares

DJUN

FT Cboe Vest U.S. Equity Deep Buffer ETF - June

SC 13G/A · Feb 3, 2023

39.7%

2.1M shares

BLUE

bluebird bio, Inc.

SC 13G/A · Feb 3, 2023

0.0%

0 shares

HYLS

First Trust Tactical High Yield ETF

SC 13G/A · Feb 1, 2023

19.9%

7.8M shares

FXZ

First Trust Materials AlphaDEX(R) Fund

SC 13G/A · Feb 1, 2023

39.6%

9.2M shares

FXN

First Trust Energy AlphaDEX(R) Fund

SC 13G/A · Feb 1, 2023

36.5%

41.7M shares

FSEP

FT Cboe Vest U.S. Equity Buffer ETF - September

SC 13G/A · Feb 1, 2023

24.4%

1.9M shares

FOCT

FT Cboe Vest U.S. Equity Buffer ETF - October

SC 13G/A · Feb 1, 2023

21.6%

1.9M shares

FNOV

FT Cboe Vest U.S. Equity Buffer ETF - November

SC 13G/A · Feb 1, 2023

25.1%

2.6M shares

FMAY

FT Cboe Vest U.S. Equity Buffer ETF - May

SC 13G/A · Feb 1, 2023

18.3%

1.8M shares

FJUN

FT Cboe Vest U.S. Equity Buffer ETF - June

SC 13G/A · Feb 1, 2023

22.6%

1.8M shares

FJUL

FT Cboe Vest U.S. Equity Buffer ETF - July

SC 13G/A · Feb 1, 2023

30.0%

1.9M shares

FAUG

FT Cboe Vest U.S. Equity Buffer ETF - August

SC 13G/A · Feb 1, 2023

31.3%

2.7M shares

FAPR

FT Cboe Vest U.S. Equity Buffer ETF - April

SC 13G/A · Feb 1, 2023

26.4%

2.2M shares

DMAY

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

SC 13G/A · Feb 1, 2023

27.9%

1.4M shares

DMAR

FT Cboe Vest U.S. Equity Deep Buffer ETF - March

SC 13G/A · Feb 1, 2023

22.5%

2.5M shares

NHS

Neuberger Berman High Yield Strategies Fund Inc.

SC 13G/A · Jan 30, 2023

13.8%

2.7M shares

IHY

VanEck International High Yield Bond ETF

SC 13G/A · Jan 30, 2023

13.1%

405K shares

IGA

Voya Global Advantage and Premium Opportunity Fund

SC 13G/A · Jan 30, 2023

13.4%

2.1M shares

IAF

abrdn Australia Equity Fund, Inc.

SC 13G/A · Jan 30, 2023

13.2%

3.3M shares

HTY

John Hancock Tax-Advantaged Global Shareholder Yield Fund

SC 13G/A · Jan 30, 2023

15.6%

1.7M shares

HEQ

John Hancock Hedged Equity & Income Fund

SC 13G/A · Jan 30, 2023

18.2%

2.2M shares

EDD

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

SC 13G/A · Jan 30, 2023

13.9%

9.2M shares

DSEP

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

SC 13G/A · Jan 30, 2023

15.3%

1.4M shares

DHF

BNY Mellon High Yield Strategies Fund

SC 13G/A · Jan 30, 2023

14.7%

10.7M shares

DAUG

FT Cboe Vest U.S. Equity Deep Buffer ETF - August

SC 13G/A · Jan 30, 2023

13.3%

1.4M shares

CIK

Credit Suisse Asset Management Income Fund, Inc.

SC 13G/A · Jan 30, 2023

15.7%

8.3M shares

BGX

Blackstone Long-Short Credit Income Fund

SC 13G/A · Jan 30, 2023

14.3%

1.8M shares

AGD

abrdn Global Dynamic Dividend Fund

SC 13G/A · Jan 30, 2023

13.7%

1.7M shares

VBF

Invesco Bond Fund

SC 13G/A · Jan 27, 2023

11.2%

1.3M shares

PHD

Pioneer Floating Rate Fund Inc.

SC 13G/A · Jan 27, 2023

11.5%

1.4M shares