CAT
CATERPILLAR INC
Construction Machinery & EquipNYSELarge accelerated filer
Total Trades
110
Buys
8
Sells
63
Largest Trade
N/A
Insiders
16
Institutional Funds
3,211
Inst. Value
$1M+
Activist Filings
10
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Fassino Anthony D. | Group President | EXERCISE | $500K+ | 5K | $127.60 | Sep 3, 2024 |
| Johnson Cheryl H | CHRO | SELL | $1M+ | 3K | $342.48 | Aug 23, 2024 |
| Johnson Cheryl H | CHRO | SELL | $500K+ | 2K | $340.00 | May 31, 2024 |
| Johnson Gerald | Director | BUY | $15K–$50K | 100 | $356.40 | May 22, 2024 |
| Fassino Anthony D. | Group President | SELL | $1M+ | 5K | $329.80 | Feb 29, 2024 |
| Fassino Anthony D. | Group President | EXERCISE | $1M+ | 8K | $138.35 | Feb 29, 2024 |
| MacLennan David | Director | BUY | $100K–$500K | 350 | $323.37 | Feb 26, 2024 |
| Fassino Anthony D. | Group President | SELL | $1M+ | 4K | $321.96 | Feb 23, 2024 |
| Fassino Anthony D. | Group President | EXERCISE | $1M+ | 8K | $138.35 | Feb 23, 2024 |
| Fassino Anthony D. | Group President | SELL | $1M+ | 7K | $322.00 | Feb 16, 2024 |
| Fassino Anthony D. | Group President | EXERCISE | $1M+ | 14K | $151.12 | Feb 16, 2024 |
| De Lange Bob | Group President | SELL | $1M+ | 21K | $325.52 | Feb 8, 2024 |
| De Lange Bob | Group President | EXERCISE | $1M+ | 30K | $95.66 | Feb 8, 2024 |
| BONFIELD ANDREW R J | CFO | SELL | $1M+ | 20K | $321.46 | Feb 6, 2024 |
| BONFIELD ANDREW R J | CFO | SELL | $1M+ | 10K | $300.04 | Jan 26, 2024 |
| Fassino Anthony D. | Group President | EXERCISE | $500K+ | 8K | $88.87 | Aug 31, 2023 |
| Fassino Anthony D. | Group President | SELL | $1M+ | 6K | $280.73 | Aug 31, 2023 |
| Johnson Cheryl H | CHRO | SELL | $1M+ | 18K | $286.33 | Aug 10, 2023 |
| Johnson Cheryl H | CHRO | EXERCISE | $1M+ | 18K | $151.12 | Aug 10, 2023 |
| Johnson Denise C | Group President | SELL | N/A | 42K | — | Aug 4, 2023 |
| Johnson Denise C | Group President | EXERCISE | $1M+ | 42K | $132.24 | Aug 4, 2023 |
| Creed Joseph E | Group President | SELL | $1M+ | 7K | $285.25 | Aug 4, 2023 |
| Creed Joseph E | Group President | EXERCISE | $500K+ | 8K | $127.60 | Aug 4, 2023 |
| De Lange Bob | Group President | SELL | $1M+ | 20K | $275.00 | Aug 2, 2023 |
| De Lange Bob | Group President | EXERCISE | $1M+ | 20K | $95.66 | Aug 2, 2023 |
| Johnson Cheryl H | CHRO | EXERCISE | $500K+ | 6K | $127.60 | Jul 19, 2023 |
| Johnson Cheryl H | CHRO | SELL | $1M+ | 6K | $260.00 | Jul 19, 2023 |
| MacLennan David | Director | BUY | $50K–$100K | 400 | $249.29 | Feb 21, 2023 |
| Long Suzette M | CLO/General Counsel | SELL | $1M+ | 8K | $251.04 | Feb 10, 2023 |
| DICKINSON DANIEL M | Director | SELL | $1M+ | 6K | $251.22 | Feb 7, 2023 |
| Johnson Cheryl H | CHRO | SELL | $1M+ | 24K | $250.44 | Feb 7, 2023 |
| Johnson Cheryl H | CHRO | EXERCISE | $1M+ | 24K | $134.02 | Feb 7, 2023 |
| De Lange Bob | Group President | SELL | $1M+ | 11K | $250.00 | Jan 10, 2023 |
| De Lange Bob | Group President | EXERCISE | $500K+ | 11K | $74.77 | Jan 10, 2023 |
| Creed Joseph E | Group President | EXERCISE | $1M+ | 18K | $151.12 | Jan 9, 2023 |
| Creed Joseph E | Group President | SELL | $1M+ | 18K | $249.00 | Jan 9, 2023 |
| Johnson Denise C | Group President | EXERCISE | $1M+ | 24K | $127.60 | Dec 28, 2022 |
| Johnson Denise C | Group President | SELL | $1M+ | 24K | $240.14 | Dec 28, 2022 |
| Creed Joseph E | Group President | EXERCISE | $500K+ | 8K | $127.60 | Dec 28, 2022 |
| Creed Joseph E | Group President | SELL | $1M+ | 8K | $244.00 | Dec 28, 2022 |
| Creed Joseph E | Group President | EXERCISE | $500K+ | 5K | $138.35 | Dec 15, 2022 |
| Creed Joseph E | Group President | SELL | $1M+ | 5K | $238.00 | Dec 15, 2022 |
| Long Suzette M | CLO/General Counsel | SELL | $100K–$500K | 2K | $237.28 | Nov 14, 2022 |
| Creed Joseph E | Group President | SELL | $500K+ | 3K | $214.13 | May 23, 2022 |
| MacLennan David | Director | BUY | $100K–$500K | 600 | $219.82 | May 6, 2022 |
| De Lange Bob | Group President | EXERCISE | $500K+ | 12K | $74.77 | Apr 25, 2022 |
| De Lange Bob | Group President | SELL | $1M+ | 12K | $237.25 | Apr 25, 2022 |
| Long Suzette M | CLO/General Counsel | SELL | $500K+ | 4K | $235.00 | Apr 22, 2022 |
| Creed Joseph E | Group President | EXERCISE | $500K+ | 5K | $138.35 | Apr 22, 2022 |
| Creed Joseph E | Group President | SELL | $1M+ | 5K | $235.00 | Apr 22, 2022 |
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Institutional Ownership
13F filings as of Dec 31, 2025 · 3,211 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| STATE STREET CORP | 35.4M | $1M+ | SH |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 13.3M | $1M+ | SH |
| Fisher Asset Management, LLC | 9.5M | $1M+ | SH |
| GEODE CAPITAL MANAGEMENT, LLC | 9.2M | $1M+ | SH |
| GATES FOUNDATION TRUST | 6.4M | $1M+ | SH |
| Capital World Investors | 4.0M | $1M+ | SH |
| Capital Research Global Investors | 2.8M | $1M+ | SH |
| DIMENSIONAL FUND ADVISORS LP | 2.5M | $1M+ | SH |
| Capital International Investors | 2.1M | $1M+ | SH |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1.4M | $1M+ | SH |
| Sumitomo Mitsui Trust Group, Inc. | 1.4M | $1M+ | SH |
| Mitsubishi UFJ Asset Management Co., Ltd. | 1.3M | $1M+ | SH |
| Swiss National Bank | 1.3M | $1M+ | SH |
| BlackRock, Inc. | 1.2M | $1M+ | SH |
| LPL Financial LLC | 1.0M | $1M+ | SH |
| National Pension Service | 979K | $1M+ | SH |
| ALLIANCEBERNSTEIN L.P. | 883K | $1M+ | SH |
| PRIMECAP MANAGEMENT CO/CA/ | 880K | $1M+ | SH |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 876K | $1M+ | SH |
| Legal & General Group Plc | 854K | $1M+ | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
SC 13G/A · Mar 5, 2026
10.1%
46.8M shares
Capital World Investors 95-1411037
SC 13G/A · Nov 13, 2024
3.7%
17.8M shares
The Vanguard Group - 23-1945930
SC 13G/A · Feb 13, 2024
9.5%
48.4M shares
SC 13G/A · Feb 12, 2024
6.6%
33.5M shares
Capital World Investors 95-1411037
SC 13G/A · Feb 9, 2024
5.8%
29.4M shares
STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON 04-2456637
SC 13G/A · Jan 30, 2024
7.4%
0 shares
Capital World Investors 95-1411037
SC 13G · Feb 13, 2023
5.6%
29.4M shares
SC 13G/A · Jan 31, 2023
7.0%
36.5M shares
STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON 04-2456637
SC 13G/A · Feb 11, 2022
7.6%
0 shares
SC 13G/A · Jan 31, 2022
6.7%
36.5M shares