RILY

B. Riley Financial, Inc.

Investment AdviceNasdaqAccelerated filer<br>Smaller reporting company

Total Trades

Buys

Sells

Largest Trade

$1M+

Insiders

Institutional Funds

Inst. Value

$1M+

Activist Filings

Insider Trades

Insider	Title	Type	Value	Shares	Price	Date
ASHER DANIEL	10% Owner	SELL	$1M+	126K	$50.00	May 24, 2022
ASHER DANIEL	10% Owner	BUY	$50K–$100K	1K	$49.95	May 20, 2022
ASHER DANIEL	10% Owner	BUY	$1M+	21K	$50.42	May 19, 2022
ASHER DANIEL	10% Owner	BUY	$100K–$500K	6K	$49.41	May 18, 2022
ASHER DANIEL	10% Owner	SELL	$15K–$50K	300	$51.00	May 18, 2022
ASHER DANIEL	10% Owner	BUY	$100K–$500K	5K	$49.09	May 17, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$1M+	50K	$48.30	May 13, 2022
KELLEHER THOMAS J /ADV	Co-CEO	BUY	$100K–$500K	5K	$46.14	May 12, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$500K+	16K	$45.70	May 12, 2022
Labran Renee E	Director	BUY	$15K–$50K	408	$48.98	May 10, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$1M+	75K	$46.99	May 10, 2022
PAULSON RANDALL E	Director	BUY	$100K–$500K	10K	$48.46	May 4, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$1M+	49K	$48.71	May 3, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$1M+	193K	$46.85	May 3, 2022
Moore Andrew	CEO B. Riley Securities	BUY	$100K–$500K	10K	$45.94	May 3, 2022
Young Kenneth M	President	BUY	$100K–$500K	3K	$46.69	May 3, 2022
Sheldon Michael Joseph	Director	BUY	$100K–$500K	10K	$47.68	May 3, 2022
PAULSON RANDALL E	Director	BUY	$500K+	20K	$46.03	May 3, 2022
ANTIN ROBERT L	Director	BUY	$100K–$500K	10K	$45.53	May 3, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$1M+	30K	$62.83	Mar 10, 2022
PAULSON RANDALL E	Director	BUY	$1M+	40K	$59.04	Mar 2, 2022
Labran Renee E	Director	BUY	$15K–$50K	340	$58.53	Mar 2, 2022
Sheldon Michael Joseph	Director	BUY	$500K+	8K	$59.51	Mar 2, 2022
Young Kenneth M	President	BUY	$500K+	10K	$58.98	Mar 2, 2022
KELLEHER THOMAS J /ADV	Co-CEO	GRANT	$15K–$50K	331	$64.17	Mar 2, 2022
KELLEHER THOMAS J /ADV	Co-CEO	BUY	$100K–$500K	4K	$58.64	Mar 2, 2022
RILEY BRYANT R	Chairman and Co-CEO	BUY	$1M+	85K	$58.71	Mar 2, 2022

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Institutional Ownership

13F filings as of Dec 31, 2025 · 53 funds holding

Fund	Shares	Value	Type
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	1.1M	$1M+	SH
VANGUARD GROUP INC	811K	$1M+	SH
FEDERATED HERMES, INC.	329K	$1M+	SH
Allianz Asset Management GmbH	298K	$1M+	SH
DBA TRADING, LLC	247K	$1M+	SH
GROUP ONE TRADING LLC	190K	$500K+	SH
GEODE CAPITAL MANAGEMENT, LLC	159K	$500K+	SH
OMERS ADMINISTRATION Corp	88K	$100K–$500K	SH
STATE STREET CORP	83K	$100K–$500K	SH
DIMENSIONAL FUND ADVISORS LP	78K	$100K–$500K	SH
WELLS FARGO & COMPANY/MN	60K	$100K–$500K	SH
PharVision Advisers, LLC	55K	$100K–$500K	SH
B. Riley Wealth Advisors, Inc.	51K	$100K–$500K	SH
Centiva Capital, LP	50K	$100K–$500K	SH (Call)
Straight Path Wealth Management	41K	$100K–$500K	SH
GOLDMAN SACHS GROUP INC	35K	$100K–$500K	SH
BANK OF MONTREAL /CAN/	34K	$100K–$500K	SH
MGO ONE SEVEN LLC	28K	$100K–$500K	SH
Mork Capital Management, LLC	25K	$100K–$500K	SH
BARCLAYS PLC	25K	$100K–$500K	SH