RILY

B. Riley Financial, Inc.

Investment AdviceNasdaqAccelerated filer<br>Smaller reporting company

Total Trades

77

Buys

71

Sells

3

Largest Trade

$1M+

Insiders

11

Institutional Funds

53

Inst. Value

$1M+

Activist Filings

18

Insider Trades

InsiderTitleTypeValueSharesPriceDate
D Agostino Robert PDirectorBUY$100K–$500K5K$21.23Nov 17, 2023
PAULSON RANDALL EDirectorBUY$100K–$500K10K$21.23Nov 17, 2023
RILEY BRYANT RChairman and Co-CEOBUY$500K+30K$21.23Nov 17, 2023
Moore AndrewCEO B. Riley SecuritiesSELL$1M+62K$20.35Nov 16, 2023
ANTIN ROBERT LDirectorBUY$100K–$500K10K$20.36Nov 14, 2023
Labran Renee EDirectorBUY$15K–$50K880$22.63Nov 13, 2023
ANTIN ROBERT LDirectorBUY$500K+25K$25.75Nov 13, 2023
Brandt Tamara SueDirectorBUY$50K–$100K2K$30.64Nov 13, 2023
RILEY BRYANT RChairman and Co-CEOBUY$1M+25K$47.31Aug 22, 2023
KELLEHER THOMAS J /ADVCo-CEOGRANT$15K–$50K543$39.08Jul 27, 2023
KELLEHER THOMAS J /ADVCo-CEOBUY$100K–$500K9K$55.00Jul 27, 2023
RILEY BRYANT RChairman and Co-CEOBUY$1M+73K$55.00Jul 26, 2023
PAULSON RANDALL EDirectorBUY$100K–$500K5K$55.00Jul 26, 2023
Moore AndrewCEO B. Riley SecuritiesGRANT$15K–$50K543$39.08Jul 26, 2023
Moore AndrewCEO B. Riley SecuritiesBUY$100K–$500K5K$55.00Jul 26, 2023
RILEY BRYANT RChairman and Co-CEOBUY$100K–$500K6K$37.91Jun 15, 2023
RILEY BRYANT RChairman and Co-CEOBUY$500K+20K$32.95May 16, 2023
RILEY BRYANT RChairman and Co-CEOBUY$500K+25K$34.66May 8, 2023
PAULSON RANDALL EDirectorBUY$100K–$500K10K$29.90Mar 20, 2023
RILEY BRYANT RChairman and Co-CEOBUY$500K+25K$29.90Mar 20, 2023
ANTIN ROBERT LDirectorBUY$500K+18K$30.22Mar 20, 2023
Young Kenneth MPresidentBUY$50K–$100K2K$31.46Mar 17, 2023
RILEY BRYANT RChairman and Co-CEOBUY$100K–$500K13K$29.87Mar 16, 2023
KELLEHER THOMAS J /ADVCo-CEOBUY$100K–$500K10K$31.13Mar 16, 2023
PAULSON RANDALL EDirectorBUY$100K–$500K5K$30.93Mar 16, 2023
Moore AndrewCEO B. Riley SecuritiesBUY$100K–$500K5K$33.25Mar 14, 2023
RILEY BRYANT RChairman and Co-CEOBUY$500K+19K$40.53Mar 7, 2023
PAULSON RANDALL EDirectorBUY$100K–$500K10K$36.85Feb 27, 2023
Moore AndrewCEO B. Riley SecuritiesBUY$100K–$500K10K$36.78Feb 27, 2023
Labran Renee EDirectorBUY$1K–$15K250$39.97Feb 9, 2023
D Agostino Robert PDirectorBUY$500K+13K$40.59Feb 9, 2023
RILEY BRYANT RChairman and Co-CEOBUY$1M+136K$40.18Feb 9, 2023
Moore AndrewCEO B. Riley SecuritiesBUY$500K+20K$38.75Feb 8, 2023
PAULSON RANDALL EDirectorBUY$500K+20K$37.22Jan 10, 2023
RILEY BRYANT RChairman and Co-CEOBUY$500K+27K$33.24Dec 30, 2022
Brandt Tamara SueDirectorBUY$15K–$50K625$32.01Dec 30, 2022
Sheldon Michael JosephDirectorBUY$100K–$500K10K$39.86Dec 20, 2022
Labran Renee EDirectorBUY$1K–$15K247$40.40Dec 20, 2022
RILEY BRYANT RChairman and Co-CEOBUY$1M+120K$40.13Dec 19, 2022
RILEY BRYANT RChairman and Co-CEOBUY$1M+64K$41.31Dec 15, 2022
RILEY BRYANT RChairman and Co-CEOBUY$1M+52K$43.93Dec 5, 2022
PAULSON RANDALL EDirectorBUY$100K–$500K3K$42.84Dec 1, 2022
PAULSON RANDALL EDirectorBUY$100K–$500K6K$46.92Sep 19, 2022
RILEY BRYANT RChairman and Co-CEOBUY$100K–$500K9K$46.83Sep 19, 2022
RILEY BRYANT RChairman and Co-CEOBUY$1M+29K$47.49Sep 14, 2022
Moore AndrewCEO B. Riley SecuritiesBUY$100K–$500K5K$48.12Sep 8, 2022
PAULSON RANDALL EDirectorBUY$1M+25K$49.76Sep 1, 2022
RILEY BRYANT RChairman and Co-CEOBUY$1M+50K$49.46Sep 1, 2022
PAULSON RANDALL EDirectorBUY$1M+40K$52.21Aug 2, 2022
ASHER DANIEL10% OwnerBUY$1M+36K$49.85May 24, 2022
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Institutional Ownership

13F filings as of Dec 31, 2025 · 53 funds holding

FundShares
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1.1M
VANGUARD GROUP INC811K
FEDERATED HERMES, INC.329K
Allianz Asset Management GmbH298K
DBA TRADING, LLC247K
GROUP ONE TRADING LLC190K
GEODE CAPITAL MANAGEMENT, LLC159K
OMERS ADMINISTRATION Corp88K
STATE STREET CORP83K
DIMENSIONAL FUND ADVISORS LP78K
WELLS FARGO & COMPANY/MN60K
PharVision Advisers, LLC55K
B. Riley Wealth Advisors, Inc.51K
Centiva Capital, LP50K
Straight Path Wealth Management41K
GOLDMAN SACHS GROUP INC35K
BANK OF MONTREAL /CAN/34K
MGO ONE SEVEN LLC28K
Mork Capital Management, LLC25K
BARCLAYS PLC25K

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

G1 Execution Services, LLC

SC 13G/A · Feb 13, 2026

4.0%

1.2M shares

Bryant R. Riley

SC 13D/A · Feb 13, 2026

22.4%

7.0M shares

G1 Execution Services, LLC

SC 13G · Nov 13, 2025

5.2%

1.6M shares

GROUP ONE TRADING LLC

SC 13G · May 14, 2025

2.8%

853K shares

BlackRock, Inc.

SC 13G/A · Apr 22, 2025

4.8%

1.5M shares

Bryant R. Riley

SC 13D/A · Apr 11, 2025

23.0%

7.0M shares

RPVOF Broker CTB, LLC

SC 13G · Mar 5, 2025

0.3%

89K shares

Bryant R. Riley

SC 13D/A · Mar 3, 2025

23.0%

7.0M shares

BlackRock, Inc.

SC 13G · Feb 4, 2025

5.1%

1.5M shares

GROUP ONE TRADING LLC

SC 13G · Nov 14, 2024

5.8%

1.8M shares

BlackRock, Inc.

SC 13G/A · Oct 7, 2024

4.9%

1.5M shares

Bryant R. Riley

SC 13D/A · Aug 16, 2024

23.2%

7.0M shares

BlackRock, Inc.

SC 13G/A · Jan 24, 2024

9.4%

2.9M shares

BlackRock, Inc.

SC 13G/A · Mar 8, 2023

10.0%

2.9M shares

BlackRock, Inc.

SC 13G/A · Jan 24, 2023

9.9%

2.8M shares

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