GUG

Guggenheim Active Allocation Fund

NYSE

Total Trades

Buys

Sells

Largest Trade

$15K–$50K

Insiders

Institutional Funds

Inst. Value

$1M+

Activist Filings

Insider Trades

Insider	Title	Type	Value	Shares	Price	Date
Barnes Randall C	Director	BUY	$1K–$15K	725	$16.93	Apr 12, 2022
TOUPIN RONALD E JR	Director	BUY	$1K–$15K	110	$17.25	Apr 5, 2022
TOUPIN RONALD E JR	Director	BUY	$1K–$15K	850	$17.45	Mar 31, 2022
TOUPIN RONALD E JR	Director	BUY	$15K–$50K	1K	$17.35	Mar 17, 2022
TOUPIN RONALD E JR	Director	BUY	$15K–$50K	1K	$18.85	Feb 2, 2022

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13F filings as of Dec 31, 2025 · 45 funds holding

Fund	Shares	Value	Type
MORGAN STANLEY	2.8M	$1M+	SH
GUGGENHEIM CAPITAL LLC	950K	$1M+	SH
Advisors Asset Management, Inc.	836K	$1M+	SH
COHEN & STEERS, INC.	748K	$1M+	SH
Baird Financial Group, Inc.	708K	$1M+	SH
RAYMOND JAMES FINANCIAL INC	432K	$1M+	SH
CORRADO ADVISORS, LLC	180K	$1M+	SH
Focus Partners Wealth	143K	$1M+	SH
Steward Partners Investment Advisory, LLC	137K	$1M+	SH
Closed-End Fund Advisors, Inc.	110K	$1M+	SH
Kestra Advisory Services, LLC	104K	$1M+	SH
OPPENHEIMER & CO INC	71K	$1M+	SH
STIFEL FINANCIAL CORP	48K	$500K+	SH
Golden State Equity Partners	48K	$500K+	SH
Concurrent Investment Advisors, LLC	36K	$500K+	SH
Aviance Capital Partners, LLC	32K	$100K–$500K	SH
ENVESTNET ASSET MANAGEMENT INC	31K	$100K–$500K	SH
World Investment Advisors	31K	$100K–$500K	SH
JOURNEY STRATEGIC WEALTH LLC	28K	$100K–$500K	SH
Marex Group plc	28K	$100K–$500K	SH

SC 13D/13G filings — investors holding 5%+ of outstanding shares

SC 13G/A · Nov 7, 2025

8.4%

2.8M shares

SC 13G/A · Feb 4, 2025

7.3%

2.4M shares