GUG
Guggenheim Active Allocation Fund
NYSE
Total Trades
55
Buys
54
Sells
1
Largest Trade
$15K–$50K
Insiders
5
Institutional Funds
45
Inst. Value
$1M+
Activist Filings
2
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| NYBERG RONALD | Director | BUY | $1K–$15K | 321 | $15.53 | Dec 19, 2025 |
| NYBERG RONALD | Director | BUY | $15K–$50K | 1K | $15.15 | May 8, 2025 |
| TOUPIN RONALD E JR | Director | BUY | $15K–$50K | 2K | $15.10 | Apr 1, 2025 |
| Barnes Randall C | Director | SELL | $1K–$15K | 500 | $16.45 | Oct 4, 2024 |
| Brock-Kyle Angela | Director | BUY | $1K–$15K | 909 | $15.94 | Sep 3, 2024 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 194 | $14.65 | Apr 1, 2024 |
| Barnes Randall C | Director | BUY | $1K–$15K | 385 | $14.50 | Jan 30, 2024 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 200 | $14.66 | Dec 29, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 200 | $13.73 | Nov 30, 2023 |
| Barnes Randall C | Director | BUY | $1K–$15K | 1K | $13.85 | Nov 30, 2023 |
| Barnes Randall C | Director | BUY | $1K–$15K | 1K | $12.99 | Nov 1, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 220 | $13.04 | Oct 31, 2023 |
| Brock-Kyle Angela | Director | BUY | $1K–$15K | 775 | $12.89 | Oct 23, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 215 | $13.54 | Sep 29, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $13.58 | Sep 29, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 1K | $13.98 | Sep 5, 2023 |
| Barnes Randall C | Director | BUY | $1K–$15K | 333 | $14.10 | Sep 1, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 202 | $14.10 | Sep 1, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $14.16 | Aug 1, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 202 | $14.23 | Jul 31, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 202 | $14.30 | Jul 5, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $14.36 | Jul 3, 2023 |
| Barnes Randall C | Director | BUY | $1K–$15K | 310 | $13.80 | Jun 7, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 1K | $13.75 | Jun 1, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 215 | $13.90 | Jun 1, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 1K | $14.11 | May 2, 2023 |
| Barnes Randall C | Director | BUY | $1K–$15K | 500 | $14.08 | May 1, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 200 | $14.03 | Apr 28, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 250 | $14.18 | Apr 10, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 245 | $13.98 | Mar 13, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $14.27 | Mar 10, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 189 | $15.07 | Feb 3, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $14.85 | Feb 1, 2023 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 249 | $13.45 | Jan 3, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $13.49 | Jan 3, 2023 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $13.73 | Dec 22, 2022 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $13.87 | Dec 20, 2022 |
| Brock-Kyle Angela | Director | BUY | $1K–$15K | 353 | $14.16 | Dec 2, 2022 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $13.80 | Nov 30, 2022 |
| Barnes Randall C | Director | BUY | $15K–$50K | 3K | $14.01 | Nov 28, 2022 |
| NYBERG RONALD | Director | BUY | $1K–$15K | 800 | $13.57 | Nov 2, 2022 |
| Barnes Randall C | Director | BUY | $15K–$50K | 2K | $13.60 | Nov 1, 2022 |
| Barnes Randall C | Director | BUY | $1K–$15K | 270 | $13.05 | Oct 26, 2022 |
| TOUPIN RONALD E JR | Director | BUY | $15K–$50K | 1K | $13.68 | Oct 12, 2022 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 1K | $12.90 | Sep 29, 2022 |
| TOUPIN RONALD E JR | Director | BUY | $1K–$15K | 1K | $13.90 | Sep 22, 2022 |
| Barnes Randall C | Director | BUY | $1K–$15K | 240 | $14.60 | Sep 9, 2022 |
| Barnes Randall C | Director | BUY | $1K–$15K | 170 | $14.18 | Jul 13, 2022 |
| Barnes Randall C | Director | BUY | $1K–$15K | 275 | $13.92 | Jun 21, 2022 |
| SPONEM SANDRA G | Director | BUY | $15K–$50K | 1K | $15.04 | Jun 9, 2022 |
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Institutional Ownership
13F filings as of Dec 31, 2025 · 45 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| MORGAN STANLEY | 2.8M | $1M+ | SH |
| GUGGENHEIM CAPITAL LLC | 950K | $1M+ | SH |
| Advisors Asset Management, Inc. | 836K | $1M+ | SH |
| COHEN & STEERS, INC. | 748K | $1M+ | SH |
| Baird Financial Group, Inc. | 708K | $1M+ | SH |
| RAYMOND JAMES FINANCIAL INC | 432K | $1M+ | SH |
| CORRADO ADVISORS, LLC | 180K | $1M+ | SH |
| Focus Partners Wealth | 143K | $1M+ | SH |
| Steward Partners Investment Advisory, LLC | 137K | $1M+ | SH |
| Closed-End Fund Advisors, Inc. | 110K | $1M+ | SH |
| Kestra Advisory Services, LLC | 104K | $1M+ | SH |
| OPPENHEIMER & CO INC | 71K | $1M+ | SH |
| STIFEL FINANCIAL CORP | 48K | $500K+ | SH |
| Golden State Equity Partners | 48K | $500K+ | SH |
| Concurrent Investment Advisors, LLC | 36K | $500K+ | SH |
| Aviance Capital Partners, LLC | 32K | $100K–$500K | SH |
| ENVESTNET ASSET MANAGEMENT INC | 31K | $100K–$500K | SH |
| World Investment Advisors | 31K | $100K–$500K | SH |
| JOURNEY STRATEGIC WEALTH LLC | 28K | $100K–$500K | SH |
| Marex Group plc | 28K | $100K–$500K | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
SC 13G/A · Nov 7, 2025
8.4%
2.8M shares
SC 13G/A · Feb 4, 2025
7.3%
2.4M shares