BTAI

BioXcel Therapeutics, Inc.

Pharmaceutical PreparationsNasdaqNon-accelerated filer<br>Smaller reporting company

Total Trades

63

Buys

0

Sells

33

Largest Trade

N/A

Insiders

7

Institutional Funds

31

Inst. Value

$1M+

Activist Filings

20

Insider Trades

InsiderTitleTypeValueSharesPriceDate
O'Neill VincentChief Medical Offi…SELL$15K–$50K845$19.70Mar 16, 2023
O'Neill VincentChief Medical Offi…EXERCISEN/A2KMar 16, 2023
Rodriguez JavierSee RemarksSELL$15K–$50K950$19.63Mar 16, 2023
Rodriguez JavierSee RemarksEXERCISEN/A2KMar 16, 2023
Yocca FrankChief Scientific O…SELL$1M+50K$30.00Jan 25, 2023
O'Neill VincentChief Medical Offi…SELL$500K+30K$30.00Jan 25, 2023
O'Neill VincentChief Medical Offi…EXERCISE$1K–$15K30K$0.41Jan 25, 2023
Nandabalan KrishnanDirectorSELL$1M+60K$22.01Jan 7, 2023
Nandabalan KrishnanDirectorEXERCISE$15K–$50K60K$0.41Jan 7, 2023
Mehta VimalCEO and PresidentSELL$1M+60K$19.69Dec 20, 2022
Mehta VimalCEO and PresidentEXERCISE$15K–$50K60K$0.41Dec 20, 2022
Nandabalan KrishnanDirectorSELL$500K+60K$15.00Nov 15, 2022
Nandabalan KrishnanDirectorEXERCISE$15K–$50K60K$0.41Nov 15, 2022
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Institutional Ownership

13F filings as of Dec 31, 2025 · 31 funds holding

FundShares
VANGUARD GROUP INC207K
GEODE CAPITAL MANAGEMENT, LLC167K
JANE STREET GROUP, LLC127K
GSA CAPITAL PARTNERS LLP120K
BlackRock, Inc.84K
STATE STREET CORP63K
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3K
Man Group plc57K
HighTower Advisors, LLC41K
DIVERSIFY WEALTH MANAGEMENT, LLC15K
HRT FINANCIAL LP18K
Portfolio Strategies, Inc.12K
CITIGROUP INC12K
IFP Advisors, Inc4K
GROUP ONE TRADING LLC3K
Caitong International Asset Management Co., Ltd2K
Caitong International Asset Management Co., Ltd2K
MORGAN STANLEY1K
NewEdge Advisors, LLC1K
Caitong International Asset Management Co., Ltd446

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

8.4%

1.8M shares

5.2%

1.0M shares

Oaktree Fund Advisors, LLC

SC 13G/A · May 15, 2025

0.8%

51K shares

Armistice Capital, LLC

SC 13G/A · May 15, 2025

5.0%

288K shares

Armistice Capital, LLC

SC 13G · Feb 14, 2025

10.0%

5.0M shares

Oaktree Fund Advisors, LLC

SC 13G · Dec 19, 2024

1.6%

823K shares

Qatar Investment Authority

SC 13G · Dec 18, 2024

5.2%

2.7M shares

FMR LLC

SC 13G/A · Sep 10, 2024

2.6%

1.1M shares

BioXcel LLC

SC 13D/A · Jun 7, 2024

20.5%

7.7M shares

Krishnan Nandabalan

SC 13G/A · Oct 19, 2023

30.1%

8.9M shares

FMR LLC

SC 13G/A · Oct 13, 2023

9.2%

2.7M shares

FMR LLC

SC 13G/A · Oct 10, 2023

9.2%

2.7M shares

BioXcel LLC

SC 13D · Sep 28, 2023

29.2%

8.5M shares

BioXcel LLC

SC 13G/A · Apr 4, 2023

29.5%

8.5M shares

BioXcel LLC

SC 13G/A · Feb 14, 2023

30.5%

8.5M shares

AllianceBernstein L.P. 13-4064930

SC 13G/A · Feb 14, 2023

0.1%

24K shares

BlackRock, Inc.

SC 13G · Feb 3, 2023

5.2%

1.5M shares

Adage Capital Partners, L.P.

SC 13G · Feb 2, 2023

5.5%

1.5M shares

BioXcel LLC

SC 13G/A · Feb 14, 2022

30.5%

8.5M shares

AllianceBernstein L.P. 13-4064930

SC 13G · Feb 14, 2022

5.4%

1.5M shares

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