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13D/13G Activist Filings

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Some filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.

Filed ↓	Ticker	Company	Filer	Form	% Owned	Shares
Jan 18, 2022	DLTR	Dollar Tree, Inc.	Mantle Ridge LP	13D/A	5.7%	12.7M
Jan 18, 2022	GDRX	GoodRx Holdings, Inc.	Abdiel Qualified Master Fund, LP	13G/A	9.7%	0
Jan 18, 2022	MSAC	Medicus Sciences Acquisition Corp.	D. E. Shaw Valence Portfolios, L.L.C.	13G	5.5%	512K
Jan 18, 2022	ROSE	Rose Hill Acquisition Corporation	D. E. Shaw Valence Portfolios, L.L.C.	13G	5.1%	735K
Jan 18, 2022	ELEV	Elevation Oncology, Inc.	Vertex Global HC Fund II Pte. Ltd.	13G	9.9%	2.3M
Jan 18, 2022	TBHC	KIRKLAND'S, INC.	John H. Lewis	13G/A	13.0%	1.7M
Jan 18, 2022	TNL	* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 98310W108 1. Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization Delaware Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 98310W108 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [ X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 98310W108 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares : 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 4 This Statement amends in its entirety the statement filed for the period ended December 31, 2020. Item 1. (a)		13G/A	0.0%	0
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization Delaware Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [ X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares : 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 4 This Amendment amends in its entirety the Schedule 13G filed for the month ended December 31, 2020. Item 1. (a)		13G/A	0.0%	0
Jan 18, 2022	AXSM	* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 05464T104 1. Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization Delaware Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 05464T104 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [ X ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares 5. Sole Voting Power N/A 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 05464T104 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares : 5. Sole Voting Power 0 6. Shared Voting Power N/A 7. Sole Dispositive Power N/A 8. Shared Dispositive Power N/A 9. Aggregate Amount N/A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row (9) N/A 12. Type of Reporting Person IN 4 This Amendment amends in its entirety the Schedule 13G filed for the month ended December 31, 2020. Item 1. (a)		13G/A	0.0%	0
Jan 18, 2022	REYN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.8%	12.2M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	NC SLF INC.	UAW Retiree Medical Benefits Trust	13D/A	99.0%	13.3M
Jan 18, 2022	FUND	Sprott Focus Trust, Inc.	W. Whitney George	13D/A	37.6%	11.1M
Jan 18, 2022	MATV	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.3%	1.7M
Jan 18, 2022	CSL	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.1%	2.7M
Jan 18, 2022	NXPL	ORBSAT CORP		13G/A	14.5%	1.4M
Jan 18, 2022	EMF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	5.4%	874K
Jan 18, 2022	SOTK	Sono-Tek Corporation	Caren Hantman Family GST Trust U/A dated December 15, 2020	13D	2.4%	373K
Jan 18, 2022	BRACU	Broad Capital Acquisition Corp.	MMCAP International Inc. SPC	13G	5.8%	750K
Jan 18, 2022	AEF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	10.0%	2.4M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G	10.1%	3K
Jan 18, 2022	RL	Ralph Lauren Corporation	JPMORGAN CHASE & CO. 13-2624428	13G/A	7.8%	3.8M
Jan 18, 2022	WEX	WEX Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.2%	2.4M
Jan 18, 2022	RYN	RAYONIER INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	7.0%	10.0M
Jan 18, 2022	VERX	VERTEX, INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	6.4%	2.6M
Jan 18, 2022	RVNC	Revance Therapeutics, Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	9.4%	6.8M
Jan 18, 2022	STEP	STEPSTONE GROUP INC.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.2%	3.2M
Jan 18, 2022	RGNX	REGENXBIO Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	11.7%	5.0M
Jan 18, 2022	XEL	Xcel Energy Inc.	JPMORGAN CHASE & CO. 13-2624428	13G/A	5.8%	31.3M
Jan 18, 2022	DENN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	10.4%	6.6M
Jan 18, 2022	MEC	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	10.4%	2.1M
Jan 18, 2022	GPRE	Green Plains, Inc.	Ancora Merlin, LP	13D/A	1.0%	26K
Jan 18, 2022	DLAPQ	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	10.7%	745K
Jan 18, 2022	DUOL	—	Baillie Gifford & Co (Scottish partnership)	13G/A	13.1%	2.1M
Jan 18, 2022	DMRC	—	Baillie Gifford & Co (Scottish partnership)	13G/A	5.1%	860K
Jan 18, 2022	CHN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	11.2%	1.2M
Jan 18, 2022	NP	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	11.3%	1.9M
Jan 18, 2022	DNLI	—	Baillie Gifford & Co (Scottish partnership)	13G/A	12.3%	15.1M
Jan 18, 2022	COUR	—	Baillie Gifford & Co (Scottish partnership)	13G/A	12.3%	17.3M
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	GT BIOPHARMA, INC.	Alpha Capital Anstalt	13G/A	0.9%	265K
Jan 18, 2022	N/AMay be a private fund, SPAC, or unlisted security	Siyata Mobile Inc.	CVI Investments, Inc.	13G	9.9%	1.4M
Jan 18, 2022	VIVE	Viveve Medical, Inc.	Empery Asset Management, LP	13G/A	5.0%	1.0M
Jan 18, 2022	TMBR	Timber Pharmaceuticals, Inc.	Empery Asset Management, LP	13G/A	5.0%	9.9M
Jan 18, 2022	IRD	Ocuphire Pharma, Inc.	Empery Asset Management, LP	13G/A	5.0%	3.1M
Jan 18, 2022	CTRM	Castor Maritime Inc.	Empery Asset Management, LP	13G/A	3.3%	3.1M
Jan 18, 2022	REI	Ring Energy, Inc.	Empery Asset Management, LP	13G/A	5.0%	21.4M
Jan 18, 2022	DALN	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	13.6%	644K
Jan 18, 2022	AFRM	Affirm Holdings, Inc.	Baillie Gifford & Co (Scottish partnership)	13G	7.8%	16.3M
Jan 18, 2022	GF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	13.6%	2.1M
Jan 18, 2022	ENZ	Enzo Biochem, Inc.	Evermore Global Advisors, LLC	13G/A	0.0%	0
Jan 18, 2022	CAF	—	Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445	13G/A	17.0%	3.7M