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13D/13G Activist Filings

118,739 results

Some filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.

Filed ↓	Ticker	Company	Filer	Form	% Owned	Shares
Jan 20, 2022	MAV	Pioneer Municipal High Income Advantage Fund, Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	12.6%	3.0M
Jan 20, 2022	JRO	Nuveen Floating Rate Income Opportunity Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	6.5%	2.6M
Jan 20, 2022	IGD	Voya Global Equity Dividend and Premium Opportunity Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	5.9%	4.8M
Jan 20, 2022	FXR	First Trust Industrials/Producer Durables AlphaDEX(R) Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	35.0%	10.7M
Jan 20, 2022	FXD	First Trust Consumer Discretionary AlphaDEX(R) Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	33.5%	10.6M
Jan 20, 2022	FMO	Fiduciary/Claymore Energy Infrastructure Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	22.2%	1.6M
Jan 20, 2022	EVG	Eaton Vance Short Duration Diversified Income Fund	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	6.1%	824K
Jan 20, 2022	N/AMay be a private fund, SPAC, or unlisted security	Alithya Group Inc.	Claret Asset Management Corporation	13G/A	7.4%	5.6M
Jan 20, 2022	EMD	Western Asset Emerging Markets Debt Fund Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	6.5%	3.9M
Jan 20, 2022	EHI	Western Asset Global High Income Fund Inc.	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	9.8%	2.2M
Jan 20, 2022	BTA	BlackRock Long-Term Municipal Advantage Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G/A	13.7%	1.8M
Jan 20, 2022	BGT	BlackRock Floating Rate Income Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	7.2%	1.6M
Jan 20, 2022	BGR	BlackRock Energy and Resources Trust	, I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451	13G	6.5%	1.9M
Jan 20, 2022	NOA	North American Construction Group Ltd.	Claret Asset Management Corporation	13G/A	7.4%	2.2M
Jan 20, 2022	LILMF	Lilium N.V.	Baillie Gifford & Co (Scottish partnership)	13G	7.0%	18.1M
Jan 20, 2022	QIPT	Quipt Home Medical Corp.	Claret Asset Management Corporation	13G	11.2%	3.8M
Jan 20, 2022	TREE	—	Baillie Gifford & Co (Scottish partnership)	13G/A	5.1%	680K
Jan 20, 2022	LMND	—	Baillie Gifford & Co (Scottish partnership)	13G/A	8.1%	5.0M
Jan 20, 2022	JMIA	—	Baillie Gifford & Co (Scottish partnership)	13G/A	10.1%	19.8M
Jan 20, 2022	JELD	JELD-WEN Holding, Inc.	/ PZENA INVESTMENT MANAGEMENT, LLC	13G/A	8.1%	7.4M
Jan 20, 2022	ILMN	—	Baillie Gifford & Co (Scottish partnership)	13G/A	13.1%	20.5M
Jan 20, 2022	AXS	Axis Capital Holdings Limited	/ PZENA INVESTMENT MANAGEMENT, LLC	13G/A	8.3%	7.1M
Jan 20, 2022	OIIM	O2Micro International Limited	27-4413262	13G/A	0.0%	0
Jan 20, 2022	LEA	LEAR CORPORATION	/ PZENA INVESTMENT MANAGEMENT, LLC	13G/A	8.7%	5.2M
Jan 20, 2022	MPAA	Motorcar Parts of America, INC.	/ PZENA INVESTMENT MANAGEMENT, LLC	13G/A	9.3%	1.8M
Jan 20, 2022	KNOP	KNOT OFFSHORE PARTNERS LP	OMP AY Preferred Limited	13G/A	6.5%	2.3M
Jan 20, 2022	HUYA	HUYA INC.	Baillie Gifford & Co (Scottish partnership)	13G	8.9%	7.7M
Jan 20, 2022	DNA	GINKGO BIOWORKS HOLDINGS, INC.	Baillie Gifford & Co (Scottish partnership)	13G	9.2%	109.5M
Jan 20, 2022	EVER	EverQuote, Inc.	Baillie Gifford & Co (Scottish partnership)	13G	6.0%	1.4M
Jan 20, 2022	PAYS	Paysign, Inc.	Topline Capital Management, LLC	13G	5.1%	2.6M
Jan 20, 2022	NTWK	NetSol Technologies Inc.	Topline Capital Management, LLC	13G	5.0%	570K
Jan 20, 2022	CMMB	Chemomab Therapeutics Ltd.	Adi Mor	13D	11.5%	1.3M
Jan 20, 2022	N/AMay be a private fund, SPAC, or unlisted security	EVmo, Inc.	Meir Hurwitz	13G	6.5%	3.4M
Jan 20, 2022	SMFR	Sema4 Holdings Corp.	BTO Sema4 Holdings L.P.	13D/A	10.1%	24.4M
Jan 20, 2022	REVB	Revelation Biosciences, Inc.	LINDEN CAPITAL L.P.	13G	5.4%	745K
Jan 19, 2022	SMM	Salient Midstream & MLP Fund	Saba Capital Management, L.P.	13D/A	16.2%	2.9M
Jan 19, 2022	CXAC.U	C5 Acquisition Corporation	Saba Capital Management, L.P.	13G	6.6%	1.9M
Jan 19, 2022	AVTX	Avalo Therapeutics, Inc.	Armistice Capital, LLC	13D/A	43.3%	50.4M
Jan 19, 2022	OHPAU	Orion Acquisition Corp.	Orion Healthcare Acquisition Partners, LLC	13G	20.0%	10.3M
Jan 19, 2022	SMHI	SEACOR Marine Holdings Inc.	FF Hybrid, LP	13G/A	6.0%	1.5M
Jan 19, 2022	CYXT	Cyxtera Technologies, Inc. (f/k/a Starboard Value Acquisition Corp.)	Starboard Value LP	13D/A	512.1%	20.8M
Jan 19, 2022	N/AMay be a private fund, SPAC, or unlisted security	Original Sixteen to One Mine Inc.	Quartzview Corporation	13D/A	7.0%	1.0M
Jan 19, 2022	DCBO	DOCEBO INC.	DANIEL KLASS	13G/A	2.0%	644K
Jan 19, 2022	CDR	Cedar Realty Trust, Inc.	EWING MORRIS-RE LP	13D/A	4.2%	579K
Jan 19, 2022	N/AMay be a private fund, SPAC, or unlisted security	NMF SLF I, INC.	UAW Retiree Medical Benefits Trust	13D/A	94.2%	66.6M
Jan 19, 2022	LOVE	The Lovesac Company	Satori Capital, LLC	13G/A	3.1%	465K
Jan 19, 2022	N/AMay be a private fund, SPAC, or unlisted security	AMERICAN NATIONAL GROUP, INC. (successor issuer to American National Insurance Company)	Moody National Bank Trust Division	13G/A	47.6%	12.8M
Jan 19, 2022	HCIC	HENNESSY CAPITAL INVESTMENT CORP. V	Integrated Core Strategies (US) LLC	13G/A	2.5%	870K
Jan 19, 2022	LCNB	LCNB Corp.	John C. Lame and Susan K. Lame Irrevocable Trust u/a dated May 18, 2018	13D/A	5.6%	695K
Jan 19, 2022	FTVI	FINTECH ACQUISITION CORP. VI	Integrated Core Strategies (US) LLC	13G/A	1.0%	265K