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13D/13G Activist Filings
118,739 resultsSome filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.
| Filed ↓ | Ticker | Company | Filer | Form | % Owned | Shares |
|---|---|---|---|---|---|---|
| Jan 20, 2022 | DYN | Dyne Therapeutics, Inc. | Deep Track Capital, LP | 13G | 5.5% | 2.8M |
| Jan 20, 2022 | NRG | NRG ENERGY, INC. | / PZENA INVESTMENT MANAGEMENT, LLC | 13G | 7.0% | 17.2M |
| Jan 20, 2022 | UNCY | UNICYCIVE THERAPEUTICS, INC. | Rosalind Advisors, Inc. | 13G/A | 6.5% | 969K |
| Jan 20, 2022 | SWVL | QUEEN’S GAMBIT GROWTH CAPITAL | Millennium Management LLC | 13G | 5.3% | 1.8M |
| Jan 20, 2022 | GHL | Greenhill & Co., Inc. | Robert F. Greenhill | 13D/A | 13.7% | 2.5M |
| Jan 20, 2022 | MYO | Myomo, Inc. | Rosalind Advisors, Inc. | 13G/A | 8.1% | 553K |
| Jan 20, 2022 | LFCR | Landec Corporation | Wynnefield Partners Small Cap Value, L.P. I 13-3953291 | 13D/A | 5.2% | 1.5M |
| Jan 20, 2022 | EB | Eventbrite, Inc. | Broad Bay Capital Management LP | 13G | 5.0% | 3.8M |
| Jan 20, 2022 | N/A | Green Thumb Industries Inc. | Cowen Financial Products LLC 27-0423711 | 13G/A | 5.7% | 11.0M |
| Jan 20, 2022 | N/A | Apyx Medical Corp. | Cowen Financial Products LLC 27-0423711 | 13G/A | 5.5% | 1.9M |
| Jan 20, 2022 | N/A | Trulieve Cannabis Corp. | Cowen Financial Products LLC 27-0423711 | 13G/A | 5.5% | 7.0M |
| Jan 20, 2022 | N/A | Cresco Labs Inc. | Cowen Financial Products LLC 27-0423711 | 13G/A | 5.6% | 14.1M |
| Jan 20, 2022 | HCP | HASHICORP, INC. | GIC Private Limited | 13G | 6.3% | 961K |
| Jan 20, 2022 | PEGRU | Project Energy Reimagined Acquisition Corp | Cowen Financial Products LLC 27-0423711 | 13G/A | 5.7% | 1.5M |
| Jan 20, 2022 | WNNR.U | ANDRETTI ACQUISITION CORP. | Sculptor Capital LP | 13G | 5.0% | 1.0M |
| Jan 20, 2022 | CLPR | CLIPPER REALTY INC. | American Financial Group, Inc. | 13G/A | 2.3% | 372K |
| Jan 20, 2022 | N/A | MEDLEY MANAGEMENT INC. | American Financial Group, Inc. | 13G/A | 0.0% | 0 |
| Jan 20, 2022 | N/A | ATLAS FINANCIAL HOLDINGS, INC. | American Financial Group, Inc. | 13G/A | 13.9% | 2.4M |
| Jan 20, 2022 | VBOCU | Viscogliosi Brothers Acquisition Corp | Saba Capital Management, L.P. | 13G | 7.3% | 551K |
| Jan 20, 2022 | LEVI | Levi Strauss & Co. | Joshua E. Prime | 13D/A | 4.0% | 4.1M |
| Jan 20, 2022 | N/A | METALLA ROYALTY & STREAMING LTD. | Beedie Investments Limited | 13G/A | 5.1% | 2.3M |
| Jan 20, 2022 | ICLK | iClick Interactive Asia Group Limited (Amendement No.1) | Baillie Gifford & Co (Scottish partnership) | 13G/A | 7.0% | 3.0M |
| Jan 20, 2022 | CLS | CELESTICA INC. | / PZENA INVESTMENT MANAGEMENT, LLC | 13G/A | 7.2% | 7.6M |
| Jan 20, 2022 | N/A | INNOVATIVE FOOD HOLDINGS, INC. | Denver J. Smith | 13D/A | 5.9% | 2.7M |
| Jan 20, 2022 | XGN | Exagen Inc. | Cowen Financial Products LLC 27-0423711 | 13G/A | 8.6% | 1.4M |
| Jan 20, 2022 | N/A | Topco Holding Corp | Cowen Financial Products LLC 27-0423711 | 13G/A | 5.8% | 5.6M |
| Jan 20, 2022 | GSIT | GSI Technology, Inc. | Roumell Asset Management, LLC ("RAM") 52-2415132 | 13D/A | 8.0% | 2.0M |
| Jan 20, 2022 | SCS | STEELCASE INC. | / PZENA INVESTMENT MANAGEMENT, LLC | 13G/A | 8.1% | 7.0M |
| Jan 20, 2022 | ALLR | Allarity Therapeutics, Inc. | Forsakringsaktiebolaget Avanza Pension | 13G/A | 702.0% | 567K |
| Jan 20, 2022 | MLM | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 7.0% | 4.3M |
| Jan 20, 2022 | OLIT | OmniLit Acquisition Corp. | OmniLit Sponsor LLC | 13G | 25.0% | 4.8M |
| Jan 20, 2022 | N/A | Sol Global Investments Corp | Cowen Financial Products LLC 27-0423711 | 13G/A | 6.3% | 3.4M |
| Jan 20, 2022 | N/A | TerrAscend Corp | Cowen Financial Products LLC 27-0423711 | 13G/A | 6.3% | 11.6M |
| Jan 20, 2022 | PRSO | Peraso Inc. | Empery Asset Management, LP | 13G/A | 0.1% | 7K |
| Jan 20, 2022 | N/A | C21 Investments Inc. | 27-0423711 | 13G/A | 6.7% | 7.9M |
| Jan 20, 2022 | PXS | Pyxis Tankers Inc. | Empery Asset Management, LP | 13G/A | 0.4% | 160K |
| Jan 20, 2022 | N/A | Vext Science Inc. | Cowen Financial Products LLC 27-0423711 | 13G/A | 7.0% | 4.9M |
| Jan 20, 2022 | PHIO | Phio Pharmaceuticals Corp. | Empery Asset Management, LP | 13G/A | 5.0% | 789K |
| Jan 20, 2022 | SCD | LMP Capital and Income Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 7.4% | 1.3M |
| Jan 20, 2022 | RFI | Cohen & Steers Total Return Realty Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 6.0% | 1.6M |
| Jan 20, 2022 | N/A | Ayr Wellness Inc. | Cowen Financial Products LLC 27-0423711 | 13G/A | 7.1% | 4.0M |
| Jan 20, 2022 | NUWE | Nuwellis, Inc. | Empery Asset Management, LP | 13G/A | 4.3% | 479K |
| Jan 20, 2022 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 16.2% | 3.7M |
| Jan 20, 2022 | BCTX | BriaCell Therapeutics Corp. | Empery Asset Management, LP | 13G/A | 2.5% | 500K |
| Jan 20, 2022 | BWAY | Brainsway Ltd. | 27-0423711 | 13G/A | 8.5% | 1.4M |
| Jan 20, 2022 | PHD | Pioneer Floating Rate Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 21.3% | 2.6M |
| Jan 20, 2022 | NRO | Neuberger Berman Real Estate Securities Income Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 7.5% | 3.5M |
| Jan 20, 2022 | NMI | Nuveen Municipal Income Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 6.1% | 608K |
| Jan 20, 2022 | NIM | Nuveen Select Maturities Municipal Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 6.0% | 743K |
| Jan 20, 2022 | NBH | Neuberger Berman Municipal Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 9.1% | 1.7M |