Vivo Opportunity Fund Holdings, L.P.
Activist investor & 5%+ owner · SC 13D/13G filings
Total Filings
48
Stocks Covered
22
Latest Filing
Feb 20, 2026
Filings
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAMES OF REPORTING PERSONS Vivo Opportunity Fund Holdings, L.P. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES 5. SOLE VOTING POWER 6,291,851 (1) 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 6,291,851 (1) 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT 6,291,851 (1) 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.2% (2) 12. TYPE OF REPORTING PERSON PN (1) The shares of common stock, $0.001 par value (the “Common Stock”) of Soleno Therapeutics, Inc. (the “Issuer”) are held of record by Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P. (2) The percent of class was calculated based upon 38,871,594 shares of Common Stock of the Issuer outstanding as of August 2, 2024, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (“SEC”) on August 7, 2024. 2 1. NAMES OF REPORTING PERSONS Vivo Opportunity, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES 5. SOLE VOTING POWER 6,291,851 (1) 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 6,291,851 (1) 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT 6,291,851 (1) 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.2% (2) 12. TYPE OF REPORTING PERSON OO (1) The shares of Common Stock of the Issuer are held of record by Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P. (2) The percent of class was calculated based upon 38,871,594 shares of Common Stock of the Issuer outstanding as of August 2, 2024, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the SEC on August 7, 2024. 3 Explanatory Statement The Reporting Persons initially reported their beneficial ownership of the Issuer on a Schedule 13G filed with the SEC on May 15, 2023 and subsequently reported their beneficial ownership on a Schedule 13D originally filed with the SEC on June 1, 2023, as amended on October 11, 2023 and May 1, 2024 (the “Schedule 13D”). Pursuant to Rule 13d-1(h), the Reporting Persons are eligible to again report their beneficial ownership of shares of Common Stock of the Issuer on a Schedule 13G, and this Schedule 13G shall operate as an amendment to the Schedule 13D. Item 1. Issuer (a)
SC 13G · Sep 5, 2024
16.2%
6.3M shares