ADVM

Adverum Biotechnologies, Inc.

Biological Products, (No Diagnostic Substances)NasdaqNon-accelerated filer<br>Smaller reporting company

Total Trades

Buys

Sells

Largest Trade

$1M+

Insiders

Institutional Funds

Inst. Value

$1M+

Activist Filings

Insider Trades

Insider	Title	Type	Value	Shares	Price	Date
Fischer Laurent	CEO	BUY	$500K+	129K	$4.30	Dec 9, 2025
Soparkar Peter	CHIEF OPERATING OF…	BUY	$100K–$500K	50K	$4.22	Dec 9, 2025
Leonard Braden Michael	10% Owner	SELL	$1M+	525K	$4.19	Dec 5, 2025
Leonard Braden Michael	10% Owner	SELL	$1M+	575K	$4.19	Dec 4, 2025
Soparkar Peter	CHIEF OPERATING OF…	SELL	$1K–$15K	3K	$2.00	May 16, 2025
Seyedkazemi Setareh	CHIEF DEVELOPMENT …	SELL	$1K–$15K	924	$2.00	May 16, 2025
Fischer Laurent	CEO	SELL	$15K–$50K	9K	$2.00	May 16, 2025
Leonard Braden Michael	10% Owner	BUY	$100K–$500K	37K	$5.11	Apr 28, 2025
Leonard Braden Michael	10% Owner	BUY	$1M+	350K	$3.00	Apr 24, 2025
Leonard Braden Michael	10% Owner	BUY	$100K–$500K	35K	$4.23	Apr 2, 2025
Leonard Braden Michael	10% Owner	BUY	$100K–$500K	37K	$5.11	Mar 27, 2025
Leonard Braden Michael	10% Owner	BUY	$500K+	118K	$4.98	Mar 21, 2025
Leonard Braden Michael	10% Owner	BUY	$1M+	337K	$4.27	Feb 28, 2025
Leonard Braden Michael	10% Owner	BUY	$500K+	86K	$7.15	Jul 31, 2024
Scopa James Paul	Director	BUY	$100K–$500K	100K	$1.35	Feb 9, 2024
Lupher, Jr. Mark L.	Director	BUY	$100K–$500K	130K	$1.35	Feb 9, 2024
Seyedkazemi Setareh	Chief Development …	SELL	$1K–$15K	6K	$1.52	Sep 18, 2023
Rubinstein Linda M	CFO	BUY	$100K–$500K	100K	$1.45	Jun 9, 2023
Riley Brigit	Chief Scientific O…	SELL	$1K–$15K	7K	$0.78	Mar 17, 2023
Soparkar Peter	COO	SELL	$1K–$15K	13K	$0.78	Mar 17, 2023
Fischer Laurent	CEO	SELL	$15K–$50K	41K	$0.78	Mar 17, 2023
Beckman Richard	Chief Medical Offi…	SELL	$1K–$15K	4K	$1.07	Sep 22, 2022
Seyedkazemi Setareh	Chief Development …	SELL	$1K–$15K	6K	$1.07	Sep 22, 2022
Soparkar Peter	See Remarks section	SELL	$1K–$15K	13K	$1.07	Sep 21, 2022
Riley Brigit	Chief Scientific O…	SELL	$1K–$15K	7K	$1.07	Sep 21, 2022
Fischer Laurent	CEO	SELL	$15K–$50K	41K	$1.07	Sep 21, 2022
Seyedkazemi Setareh	Chief Development …	BUY	$15K–$50K	20K	$0.84	May 24, 2022
Beckman Richard	Chief Medical Offi…	BUY	$1K–$15K	10K	$0.82	May 19, 2022
Svoronos Dawn	Director	BUY	$15K–$50K	30K	$0.85	May 18, 2022
D'Souza Rupert	CFO	BUY	$15K–$50K	20K	$0.84	May 17, 2022
Fischer Laurent	CEO	BUY	$15K–$50K	25K	$1.11	Apr 22, 2022
Soparkar Peter	See Remarks section	BUY	$15K–$50K	22K	$1.14	Apr 20, 2022

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Institutional Ownership

13F filings as of Sep 30, 2025 · 11 funds holding

Fund	Shares	Value	Type
Principia Wealth Advisory, LLC	2.1M	$1M+	SH
TCG Crossover Management, LLC	1.7M	$1M+	SH
Vanguard Personalized Indexing Management, LLC	13K	$50K–$100K	SH
BANK OF AMERICA CORP /DE/	3K	$15K–$50K	SH
IFP Advisors, Inc	0	$1K–$15K	SH
JPMORGAN CHASE & CO	182	<$1K	SH
Allworth Financial LP	102	<$1K	SH
GHP Investment Advisors, Inc.	20	<$1K	SH
Arax Advisory Partners	19	<$1K	SH
Sound Income Strategies, LLC	1	<$1K	SH
CWM, LLC	33	N/A	SH