The Bank of New York Mellon Corporation IRS Identification Nos. of Above Persons IRS No.13-2614959

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

103

Stocks Covered

Latest Filing

Sep 10, 2024

Filings

IIGD

Invesco Investment Grade Defensive ETF

SC 13G · Sep 11, 2023

34.9%

1.1M shares

YLDE

ClearBridge Dividend Strategy ESG ETF

SC 13G · Sep 11, 2023

15.2%

107K shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · Jul 10, 2023

19.0%

1.3M shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · Jun 9, 2023

26.9%

1.8M shares

PFIG

Invesco Fundamental Investment Grade Corporate Bond ETF

SC 13G · May 9, 2023

11.9%

203K shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · May 9, 2023

32.6%

1.8M shares

VONE

Vanguard Russell 1000 ETF

SC 13G/A · Apr 10, 2023

1.0%

182K shares

FLR

Fluor Corporation

SC 13G/A · Apr 10, 2023

4.9%

7.0M shares

FSBD

Fidelity Sustainable Core Plus Bond ETF

SC 13G/A · Apr 10, 2023

0.0%

0 shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · Mar 9, 2023

41.1%

1.8M shares

IBDX

iShares iBonds Dec 2032 Term Corporate ETF

SC 13G/A · Mar 9, 2023

3.2%

97K shares

SUB

iShares Short-Term National Muni Bond ETF

SC 13G/A · Mar 9, 2023

10.0%

10.1M shares

NUHY

Nuveen ESG High Yield Corporate Bond ETF

SC 13G/A · Mar 9, 2023

4.4%

225K shares

OLLI

Ollie's Bargain Outlet Holdings, Inc

SC 13G/A · Feb 10, 2023

5.0%

3.1M shares

VONE

Vanguard Russell 1000 ETF

SC 13G · Jan 30, 2023

7.4%

1.5M shares

RWO

SPDR Dow Jones Global Real Estate ETF

SC 13G · Jan 30, 2023

7.3%

2.2M shares

OLLI

Ollie's Bargain Outlet Holdings, Inc

SC 13G · Jan 30, 2023

5.0%

3.1M shares

NUHY

Nuveen ESG High Yield Corporate Bond ETF

SC 13G · Jan 30, 2023

5.5%

269K shares

SUB

iShares Short-Term National Muni Bond ETF

SC 13G · Jan 30, 2023

9.9%

10.5M shares

IBDX

iShares iBonds Dec 2032 Term Corporate ETF

SC 13G · Jan 30, 2023

5.9%

95K shares

RVNU

Xtrackers Municipal Infrastructure Revenue Bond ETF

SC 13G/A · Jan 27, 2023

7.3%

363K shares

WAT

Waters Corporation

SC 13G/A · Jan 27, 2023

6.2%

3.7M shares

VOYA

Voya Financial, Inc.

SC 13G/A · Jan 27, 2023

5.0%

4.9M shares

EMTL

SPDR DoubleLine Emerging Markets Fixed Income ETF

SC 13G/A · Jan 27, 2023

9.9%

166K shares

LEMB

iShares J.P. Morgan EM Local Currency Bond ETF

SC 13G/A · Jan 27, 2023

10.7%

1.4M shares

ILCV

iShares Morningstar Value ETF

SC 13G/A · Jan 27, 2023

5.9%

731K shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · Jan 27, 2023

47.2%

1.8M shares

FLR

Fluor Corporation

SC 13G/A · Jan 27, 2023

5.5%

7.8M shares

FSBD

Fidelity Sustainable Core Plus Bond ETF

SC 13G/A · Jan 27, 2023

20.0%

50K shares

CGNX

Cognex Corporation

SC 13G/A · Jan 27, 2023

6.6%

11.5M shares

LEMB

iShares J.P. Morgan EM Local Currency Bond ETF

SC 13G/A · Dec 12, 2022

10.2%

1.2M shares

SHCO

Membership Collective Group Inc.

SC 13G/A · Oct 11, 2022

5.0%

2.9M shares

FACA.U

Figure Acquisition Corp. I

SC 13G/A · Oct 11, 2022

3.6%

1.0M shares

ZUO

Zuora, Inc.

SC 13G/A · Sep 12, 2022

5.0%

6.1M shares

EMTL

SPDR DoubleLine Emerging Markets Fixed Income ETF

SC 13G/A · Sep 12, 2022

10.9%

175K shares

SCZ

iShares MSCI EAFE Small-Cap ETF

SC 13G/A · Sep 12, 2022

4.6%

8.6M shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · Sep 12, 2022

52.0%

1.8M shares

CWEN

Clearway Energy, Inc.

SC 13G/A · Sep 12, 2022

4.9%

4.1M shares

WNC

Wabash National Corporation

SC 13G/A · Jul 11, 2022

4.5%

2.2M shares

MTRX

Matrix Service Company

SC 13G/A · Jul 11, 2022

5.0%

1.3M shares

FSBD

Fidelity Sustainable Core Plus Bond ETF

SC 13G · Jul 11, 2022

20.0%

50K shares

IBDW

iShares iBonds Dec 2031 Term Corporate ETF

SC 13G/A · May 10, 2022

3.0%

99K shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · May 10, 2022

63.4%

2.7M shares

EQT

EQT Corporation

SC 13G/A · May 10, 2022

4.4%

16.4M shares

HTAB

Hartford Schroders Tax-Aware Bond ETF

SC 13G/A · Apr 11, 2022

56.8%

2.7M shares

WHD

Cactus, Inc.

SC 13G/A · Apr 11, 2022

4.8%

2.8M shares

XPRO

EXPRO GROUP HOLDINGS N.V.

SC 13G/A · Feb 10, 2022

4.7%

5.1M shares

APR

Apria, Inc

SC 13G/A · Feb 10, 2022

2.4%

847K shares

RVNU

Xtrackers Municipal Infrastructure Revenue Bond ETF

SC 13G/A · Feb 1, 2022

5.7%

340K shares

WAT

Waters Corporation

SC 13G/A · Feb 1, 2022

7.0%

4.2M shares