Ameriprise Financial, Inc. IRS No. 13-3180631

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

153

Stocks Covered

74

Latest Filing

Nov 14, 2024

Filings

DBX

SC 13G/A 1 d931377dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Dropbox, Inc.

SC 13G/A · Feb 14, 2024

7.2%

19.1M shares

EDUC

SC 13G/A 1 d931682dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Educational Development Corporation

SC 13G/A · Feb 14, 2024

6.4%

545K shares

EIGR

SC 13G/A 1 d781241dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 Eiger BioPharmaceuticals, Inc.

SC 13G/A · Feb 14, 2024

16.9%

7.5M shares

SGH

SC 13G/A 1 d782795dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Smart Global Holdings Inc

SC 13G/A · Feb 14, 2024

9.2%

4.8M shares

GAIA

SC 13G/A 1 d931666dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Gaia Inc

SC 13G/A · Feb 14, 2024

6.7%

1.2M shares

TDC

SC 13G/A 1 d931696dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Teradata Corp

SC 13G/A · Feb 14, 2024

6.0%

5.9M shares

MASS

SC 13G 1 d931716dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 908 Devices Inc

SC 13G · Feb 14, 2024

5.8%

1.9M shares

APEI

SC 13G 1 d931690dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 American Public Education, Inc.

SC 13G · Feb 14, 2024

5.0%

893K shares

GDRX

SC 13G 1 d931704dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 GoodRx Holdings, Inc.

SC 13G · Feb 14, 2024

7.6%

7.0M shares

HBB

SC 13G 1 d931706dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Hamilton Beach Brands Holding Company

SC 13G · Feb 14, 2024

6.8%

707K shares

STVN

SC 13G/A 1 d759440dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Stevanato Group S.p.A.

SC 13G/A · Feb 14, 2024

3.2%

1.1M shares

AIOT

SC 13G 1 d931710dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 PowerFleet, Inc.

SC 13G · Feb 14, 2024

6.4%

2.4M shares

PIII

SC 13G/A 1 d765434dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 P3 Health Partners Inc

SC 13G/A · Feb 14, 2024

4.7%

5.4M shares

RNG

SC 13G 1 d931714dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 RingCentral, Inc.

SC 13G · Feb 14, 2024

5.5%

4.6M shares

GCMG

SC 13G/A 1 d754836dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #5 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc

SC 13G/A · Feb 14, 2024

11.1%

4.8M shares

OM

SC 13G 1 d743484dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Outset Medical, Inc.

SC 13G · Feb 14, 2024

5.9%

3.0M shares

SMTC

SC 13G 1 d931728dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Semtech Corporation

SC 13G · Feb 14, 2024

8.0%

5.2M shares

AP

SC 13G/A 1 d772380dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #5 Under the Securities and Exchange Act of 1934 Ampco–Pittsburgh Corporation

SC 13G/A · Feb 14, 2024

4.9%

980K shares

XPER

SC 13G/A 1 d774159dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Xperi Inc

SC 13G/A · Feb 14, 2024

0.5%

205K shares

SYNA

SC 13G/A 1 d782789dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #13 Under the Securities and Exchange Act of 1934 Synaptics Inc

SC 13G/A · Feb 14, 2024

10.4%

4.1M shares

TGAN

SC 13G/A 1 d783788dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Transphorm Inc

SC 13G/A · Feb 14, 2024

8.0%

4.9M shares

EDR

SC 13G 1 d784080dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Endeavor Group Holdings, Inc.

SC 13G · Feb 14, 2024

5.2%

15.7M shares

USAP

SC 13G/A 1 d774929dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Universal Stainless & Alloy

SC 13G/A · Feb 14, 2024

4.1%

374K shares

GCMG

SC 13G/A 1 d529896dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc

SC 13G/A · Jul 10, 2023

10.9%

4.6M shares

CRNC

SC 13G/A 1 d463145dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 Cerence Inc.

SC 13G/A · Jun 12, 2023

10.0%

4.0M shares

NPKI

SC 13G/A 1 d484513dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Newpark Resources, Inc.

SC 13G/A · Mar 10, 2023

10.2%

9.1M shares

N/A

QUOTIENT LIMITED

SC 13D/A · Feb 21, 2023

0.5%

95K shares

GCMG

SC 13G/A 1 d419654dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc

SC 13G/A · Feb 14, 2023

9.7%

4.1M shares

STVN

SC 13G/A 1 d661722dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Stevanato Group S.p.A.

SC 13G/A · Feb 14, 2023

6.9%

2.3M shares

PIII

SC 13G/A 1 d403871dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 P3 Health Partners Inc

SC 13G/A · Feb 14, 2023

7.6%

3.1M shares

RGS

SC 13G/A 1 d414898dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Regis Corporation

SC 13G/A · Feb 14, 2023

0.2%

105K shares

IBEX

SC 13G/A 1 d430513dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 IBEX Limited

SC 13G/A · Feb 14, 2023

3.6%

665K shares

ANIK

SC 13G/A 1 d401798dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Anika Therapeutics Inc

SC 13G/A · Feb 14, 2023

1.3%

181.943 shares

PLNT

SC 13G/A 1 d435748dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Planet Fitness, Inc

SC 13G/A · Feb 14, 2023

2.7%

2.3M shares

IOT

SC 13G/A 1 d455759dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Samsara, Inc

SC 13G/A · Feb 14, 2023

0.8%

979K shares

TTD

SC 13G/A 1 d440935dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 The Trade Desk, Inc

SC 13G/A · Feb 14, 2023

0.6%

2.6M shares

DOCS

SC 13G/A 1 d474850dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Doximity, Inc

SC 13G/A · Feb 14, 2023

2.0%

2.3M shares

ICFI

SC 13G/A 1 d445044dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 ICF International, Inc

SC 13G/A · Feb 14, 2023

4.3%

801K shares

IPAR

SC 13G/A 1 d445081dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Inter Parfums, Inc

SC 13G/A · Feb 14, 2023

1.9%

596K shares

FOUR

SC 13G/A 1 d445491dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Shift4 Payments, Inc

SC 13G/A · Feb 14, 2023

2.1%

1.1M shares

AEIS

SC 13G/A 1 d343419dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Advanced Energy Industries

SC 13G/A · Feb 14, 2023

7.7%

2.9M shares

AP

SC 13G/A 1 d341012dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Ampco–Pittsburgh Corporation

SC 13G/A · Feb 14, 2023

5.2%

1.0M shares

EDUC

SC 13G/A 1 d474857dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Educational Development Corporation

SC 13G/A · Feb 14, 2023

7.3%

639K shares

BRLT

SC 13G 1 d446940dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Brilliant Earth Group Inc

SC 13G · Feb 14, 2023

7.3%

796K shares

DBX

SC 13G 1 d457904dsc13g.htm SC 13G SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Dropbox Inc

SC 13G · Feb 14, 2023

6.0%

16.8M shares

BUR

SC 13G/A 1 d454538dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Burford Capital Limited

SC 13G/A · Feb 14, 2023

5.0%

10.9M shares

KTB

SC 13G/A 1 d459273dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Kontoor Brands, Inc

SC 13G/A · Feb 14, 2023

5.7%

3.2M shares

ADEA

SC 13G/A 1 d352858dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Adeia Inc

SC 13G/A · Feb 14, 2023

11.5%

12.1M shares

TGAN

SC 13G/A 1 d425825dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Transphorm, Inc

SC 13G/A · Feb 14, 2023

6.7%

3.8M shares

XPER

SC 13G/A 1 d436217dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Xperi Inc.

SC 13G/A · Feb 14, 2023

7.5%

3.1M shares