Transphorm, Inc.
Total Trades
25
Buys
1
Sells
23
Largest Trade
$1M+
Insiders
7
Institutional Funds
3
Inst. Value
$50K–$100K
Activist Filings
13
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| KKR Phorm Investors L.P. | 10% Owner | SELL | $1M+ | 24.4M | $5.10 | Jun 20, 2024 |
| MCFARLAND KATHARINA G. | Director | SELL | $15K–$50K | 4K | $4.89 | May 24, 2024 |
| Smales Kelly | Director | SELL | $15K–$50K | 4K | $4.89 | May 24, 2024 |
| MCFARLAND KATHARINA G. | Director | SELL | $1K–$15K | 840 | $4.85 | Apr 26, 2024 |
| Smales Kelly | Director | SELL | $1K–$15K | 475 | $4.85 | Apr 26, 2024 |
| Smales Kelly | Director | SELL | $1K–$15K | 766 | $4.90 | Apr 5, 2024 |
| Parikh Primit | PRESIDENT AND CEO | SELL | $15K–$50K | 6K | $4.80 | Mar 4, 2024 |
| MCFARLAND KATHARINA G. | Director | SELL | $15K–$50K | 4K | $4.81 | Mar 1, 2024 |
| Smales Kelly | Director | SELL | $15K–$50K | 4K | $4.81 | Mar 1, 2024 |
| Smales Kelly | Director | SELL | $1K–$15K | 471 | $4.82 | Jan 26, 2024 |
| MCFARLAND KATHARINA G. | Director | SELL | $1K–$15K | 833 | $4.82 | Jan 26, 2024 |
| Smales Kelly | Director | SELL | $1K–$15K | 2K | $3.61 | Jan 3, 2024 |
| Smales Kelly | Director | SELL | $1K–$15K | 4K | $2.63 | Nov 28, 2023 |
| MCFARLAND KATHARINA G. | Director | SELL | $1K–$15K | 4K | $2.70 | Nov 28, 2023 |
| MCFARLAND KATHARINA G. | Director | SELL | $1K–$15K | 4K | $3.01 | Nov 21, 2023 |
| Smales Kelly | Director | SELL | $1K–$15K | 4K | $2.83 | Nov 21, 2023 |
| KKR Phorm Investors L.P. | 10% Owner | BUY | $1M+ | 1.7M | $3.30 | Jul 25, 2023 |
| Parikh Primit | President and COO | SELL | $15K–$50K | 4K | $5.85 | Dec 1, 2022 |
| Parikh Primit | President and COO | EXERCISE | $1K–$15K | 1K | $4.34 | Nov 28, 2022 |
| Parikh Primit | President and COO | SELL | $1K–$15K | 2K | $6.64 | Nov 28, 2022 |
| McAulay Cameron | CFO | SELL | $15K–$50K | 3K | $5.67 | Nov 21, 2022 |
| Mishra Umesh | CTO | SELL | $1K–$15K | 2K | $5.67 | Nov 21, 2022 |
| Parikh Primit | President and COO | SELL | $50K–$100K | 9K | $5.67 | Nov 21, 2022 |
| RIVAS MARIO | CEO | SELL | $15K–$50K | 4K | $5.67 | Nov 21, 2022 |
| Parikh Primit | COO | SELL | $15K–$50K | 3K | $7.38 | Mar 2, 2022 |
Institutional Ownership
13F filings as of Mar 31, 2024 · 3 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| NEW YORK STATE COMMON RETIREMENT FUND | 6K | $15K–$50K | SH |
| Legal & General Group Plc | 3K | $15K–$50K | SH |
| DEUTSCHE BANK AG\ | 780 | $1K–$15K | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
Ameriprise Financial, Inc. IRS No. 13-3180631
SC 13G/A · Nov 14, 2024
0.0%
0 shares
SC 13D/A · Jun 20, 2024
0.0%
0 shares
Ameriprise Financial, Inc. IRS No. 13-3180631
SC 13G/A · Feb 14, 2024
8.0%
4.9M shares
Yaskawa Electric Corporation 2.
SC 13G/A · Feb 13, 2024
7.0%
4.4M shares
SC 13G/A · Feb 12, 2024
9.2%
5.8M shares
SC 13G/A · Jan 25, 2024
1.6%
996K shares
SC 13D/A · Jan 11, 2024
39.7%
24.7M shares
SC 13D/A · Jul 25, 2023
39.8%
24.7M shares
SC 13G/A · Feb 15, 2023
7.7%
4.4M shares
Ameriprise Financial, Inc. IRS No. 13-3180631
SC 13G/A · Feb 14, 2023
6.7%
3.8M shares
SC 13D/A · Jun 3, 2022
40.4%
23.0M shares
Ameriprise Financial, Inc. S.S. or I.R.S. Identification IRS No. 13-3180631 No. of Above Person
SC 13G/A · Feb 14, 2022
6.6%
3.5M shares
SC 13G/A · Feb 11, 2022
8.5%
4.7M shares