UPST

Upstart Holdings, Inc.

Finance ServicesNasdaqLarge accelerated filer

Total Trades

361

Buys

2

Sells

241

Largest Trade

N/A

Insiders

8

Institutional Funds

316

Inst. Value

$1M+

Activist Filings

12

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Nicoll AlisonGeneral CounselEXERCISE$1K–$15K8K$0.43Feb 5, 2022
Girouard DaveCEOSELL$1M+92K$109.37Feb 4, 2022
Nicoll AlisonGeneral CounselSELL$500K+8K$100.64Jan 28, 2022
Nicoll AlisonGeneral CounselEXERCISE$1K–$15K8K$0.43Jan 28, 2022
Nicoll AlisonGeneral CounselSELL$500K+8K$108.27Jan 21, 2022
Nicoll AlisonGeneral CounselEXERCISE$1K–$15K8K$0.43Jan 21, 2022
Nicoll AlisonGeneral CounselSELL$500K+8K$121.74Jan 14, 2022
Nicoll AlisonGeneral CounselEXERCISE$1K–$15K8K$0.43Jan 14, 2022
Nicoll AlisonGeneral CounselSELL$500K+8K$132.75Jan 7, 2022
Nicoll AlisonGeneral CounselEXERCISE$1K–$15K8K$0.30Jan 7, 2022
Girouard DaveCEOSELL$1M+92K$148.66Jan 6, 2022
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Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

G1 Execution Services, LLC

SC 13G/A · Feb 13, 2026

4.6%

4.6M shares

G1 Execution Services, LLC

SC 13G · Nov 13, 2025

5.7%

5.5M shares

Citadel Securities GP LLC

SC 13G · Oct 9, 2025

4.7%

4.5M shares

D. E. Shaw & Co., L.P.

SC 13G/A · Feb 14, 2025

4.9%

4.6M shares

D. E. Shaw & Co., L.P.

SC 13G · Jan 8, 2025

5.0%

4.6M shares

The Vanguard Group - 23-1945930

SC 13G/A · Feb 13, 2024

8.3%

7.0M shares

Dave Girouard

SC 13G/A · Feb 10, 2024

14.7%

12.8M shares

BlackRock, Inc.

SC 13G · Jan 29, 2024

6.5%

5.5M shares

Dave Girouard

SC 13G/A · Feb 11, 2023

15.0%

12.5M shares

Third Point LLC

SC 13G/A · Feb 14, 2022

0.0%

0 shares

Khosla Ventures Seed B, LP

SC 13G/A · Feb 14, 2022

0.0%

0 shares

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