Great Elm Capital Corp.
Total Trades
25
Buys
15
Sells
10
Largest Trade
$500K+
Insiders
7
Institutional Funds
17
Inst. Value
$1M+
Activist Filings
30
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Kaplan Matthew D | CEO and President | BUY | $100K–$500K | 20K | $7.64 | Nov 10, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $15K–$50K | 4K | $11.45 | Sep 26, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $500K+ | 50K | $11.45 | Sep 23, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $100K–$500K | 15K | $11.45 | Sep 19, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $100K–$500K | 21K | $11.45 | Sep 17, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $500K+ | 47K | $11.20 | Aug 28, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $500K+ | 45K | $11.20 | Aug 23, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $100K–$500K | 39K | $10.95 | Jul 14, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $100K–$500K | 12K | $10.95 | Jul 11, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $100K–$500K | 15K | $10.95 | Jul 8, 2025 |
| Great Elm Strategic Partnership I, LLC | 10% Owner | SELL | $100K–$500K | 37K | $10.98 | Jul 4, 2025 |
| COHEN RICHARD M | Director | BUY | <$1K | 36 | $11.01 | Jun 13, 2025 |
| COHEN RICHARD M | Director | BUY | $50K–$100K | 8K | $11.09 | Jun 13, 2025 |
| COHEN RICHARD M | Director | BUY | $100K–$500K | 10K | $10.97 | Jun 11, 2025 |
| Perry Chad | Director | BUY | $15K–$50K | 2K | $10.58 | Jun 6, 2025 |
| Drapkin Matthew A | Director | BUY | $15K–$50K | 4K | $10.04 | Aug 22, 2024 |
| Great Elm Group, Inc. | 10% Owner | BUY | $100K–$500K | 27K | $10.05 | Nov 22, 2023 |
| COHEN RICHARD M | Director | BUY | $15K–$50K | 3K | $9.47 | Aug 17, 2023 |
| Kuperschmid Mark | Director | BUY | $15K–$50K | 5K | $8.02 | May 17, 2023 |
| Kaplan Matthew D | CEO and President | BUY | $1K–$15K | 1K | $9.29 | Mar 15, 2023 |
| Kaplan Matthew D | CEO and President | BUY | $50K–$100K | 9K | $9.26 | Mar 10, 2023 |
| Drapkin Matthew A | Director | BUY | $50K–$100K | 7K | $12.41 | May 27, 2022 |
| Drapkin Matthew A | Director | BUY | $1K–$15K | 1K | $14.70 | Mar 12, 2022 |
| Drapkin Matthew A | Director | BUY | $15K–$50K | 2K | $14.70 | Mar 12, 2022 |
| Kaplan Matthew D | CEO and President | BUY | $1K–$15K | 1K | $14.00 | Mar 11, 2022 |
Institutional Ownership
13F filings as of Dec 31, 2025 · 17 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| Northern Right Capital Management, L.P. | 798K | $1M+ | SH |
| Cruiser Capital Advisors, LLC | 131K | $500K+ | SH |
| Squarepoint Ops LLC | 106K | $500K+ | SH |
| JANE STREET GROUP, LLC | 31K | $100K–$500K | SH |
| Papamarkou Wellner Asset Management inc. | 30K | $100K–$500K | SH |
| Crestwood Advisors Group, LLC | 27K | $100K–$500K | SH |
| Ethos Financial Group, LLC | 26K | $100K–$500K | SH |
| TrueMark Investments, LLC | 21K | $100K–$500K | SH |
| MARSHALL WACE, LLP | 8K | $50K–$100K | SH |
| TRUST CO OF TOLEDO NA /OH/ | 4K | $15K–$50K | SH |
| Allworth Financial LP | 1K | $1K–$15K | SH |
| NewEdge Advisors, LLC | 911 | $1K–$15K | SH |
| WELLS FARGO & COMPANY/MN | 882 | $1K–$15K | SH |
| Triumph Capital Management | 500 | $1K–$15K | SH |
| UBS Group AG | 102 | <$1K | SH |
| MORGAN STANLEY | 2 | <$1K | SH |
| Arax Advisory Partners | 1 | <$1K | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
Northern Right Capital Management, L.P.
SC 13G/A · Mar 5, 2026
5.7%
798K shares
Great Elm Strategic Partnership I, LLC
SC 13G/A · Nov 10, 2025
11.1%
1.6M shares
Northern Right Capital Management, L.P.
SC 13D/A · Nov 6, 2025
5.7%
798K shares
SC 13D/A · Oct 9, 2025
9.7%
1.4M shares
SC 13G · Sep 4, 2025
9.9%
1.3M shares
SC 13D/A · Aug 27, 2025
11.1%
1.4M shares
Northern Right Capital Management, L.P.
SC 13D/A · Jan 22, 2025
6.9%
798K shares
Northern Right Capital Management, L.P. 2
SC 13D/A · Dec 13, 2024
6.9%
79.8M shares
SC 13D/A · Dec 13, 2024
12.5%
1.4M shares
SC 13G · Dec 12, 2024
9.5%
1.1M shares
SC 13D/A · Sep 25, 2024
13.8%
1.4M shares
Imperial Capital Asset Management, LLC (2)
SC 13G/A · Aug 16, 2024
0.0%
0 shares
SC 13G · Jun 25, 2024
9.5%
998K shares
SC 13D/A · Jun 25, 2024
14.5%
1.5M shares
Imperial Capital Asset Management, LLC (2)
SC 13G/A · Feb 14, 2024
0.145 shares
Northern Right Capital Management, L.P.
SC 13D/A · Feb 13, 2024
8.4%
798K shares
Great Elm Strategic Partnership I, LLC
SC 13G · Feb 13, 2024
19.6%
1.9M shares
SC 13D/A · Feb 13, 2024
16.1%
1.5M shares
SC 13D/A · Sep 22, 2023
19.8%
1.5M shares
SC 13G/A · Jun 16, 2023
0.0%
0 shares
SC 13G/A · Mar 27, 2023
6.2%
471K shares
Imperial Capital Asset Management, LLC
SC 13G/A · Feb 17, 2023
0.145 shares
SC 13D/A · Jan 24, 2023
20.6%
1.6M shares
SC 13D/A · Jan 4, 2023
24.2%
1.8M shares
Northern Right Capital Management, L.P.
SC 13D/A · Jun 21, 2022
10.5%
798K shares
SC 13D/A · Jun 17, 2022
30.1%
2.3M shares
Northern Right Capital Management, L.P.
SC 13D · Jun 6, 2022
5.1%
234K shares
SC 13D/A · May 13, 2022
19.3%
887K shares
Imperial Capital Asset Management, LLC
SC 13G/A · Feb 14, 2022
0.679 shares
Northern Right Capital Management, L.P.
SC 13G/A · Feb 14, 2022
5.0%
1.4M shares