Imperial Capital Asset Management, LLC

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

11

Stocks Covered

1

Latest Filing

Jun 20, 2023

Filings

N/A

Great Elm Group, Inc.

SC 13D/A · Jun 20, 2023

18.2%

5.6M shares

N/A

Great Elm Group, Inc.

SC 13D/A · Jun 7, 2023

23.5%

7.7M shares

N/A

Great Elm Group, Inc.

SC 13D/A · May 15, 2023

22.5%

7.4M shares

GECC

Great Elm Capital Corp.

SC 13G/A · Feb 17, 2023

0.145 shares

N/A

Great Elm Group, Inc.

SC 13D/A · Jan 11, 2023

22.7%

7.3M shares

N/A

Great Elm Group, Inc.

SC 13D/A · Jan 4, 2023

24.1%

7.7M shares

N/A

Great Elm Group, Inc.

SC 13D/A · Dec 27, 2022

22.8%

7.3M shares

N/A

Great Elm Group, Inc.

SC 13D/A · Sep 30, 2022

21.8%

7.0M shares

N/A

Great Elm Group, Inc.

SC 13D/A · Jun 13, 2022

21.3%

6.6M shares

N/A

Great Elm Group, Inc.

SC 13D/A · May 11, 2022

19.9%

6.1M shares

GECC

Great Elm Capital Corp.

SC 13G/A · Feb 14, 2022

0.679 shares