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13D/13G Activist Filings
121,542 resultsSome filings may show "N/A" for ticker if the subject is a private fund, SPAC, or unlisted security.
| Filed ↓ | Ticker | Company | Filer | Form | % Owned | Shares |
|---|---|---|---|---|---|---|
| Jan 10, 2022 | IHY | VanEck International High Yield Bond ETF | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 10.1% | 404K |
| Jan 10, 2022 | FXL | First Trust Technology AlphaDEX(R) Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 0.1% | 7K |
| Jan 10, 2022 | FTXN | First Trust Nasdaq Oil & Gas ETF | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 67.9% | 32.6M |
| Jan 10, 2022 | FTF | Franklin Limited Duration Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 10.2% | 3.1M |
| Jan 10, 2022 | DSM | BNY Mellon Strategic Municipal Bond Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 10.4% | 5.2M |
| Jan 10, 2022 | DSEP | FT Cboe Vest U.S. Equity Deep Buffer ETF - September | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 41.4% | 787K |
| Jan 10, 2022 | DDEC | FT Cboe Vest U.S. Equity Deep Buffer ETF - December | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 34.7% | 799K |
| Jan 10, 2022 | DAPR | FT Cboe Vest U.S. Equity Deep Buffer ETF - April | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 33.2% | 1.1M |
| Jan 10, 2022 | FTAA | FTAC Athena Acquisition Corp. | Bay Pond Partners, L.P. | 13G | 5.5% | 1.4M |
| Jan 10, 2022 | OWL | Blue Owl Capital Inc. | Brown University 05-0258809 | 13G/A | 4.6% | 0 |
| Jan 10, 2022 | ETNB | 89bio, Inc. | Wellington Management Group LLP | 13G/A | 10.6% | 2.2M |
| Jan 10, 2022 | GKOS | Glaukos Corp | Wellington Management Group LLP | 13G | 10.5% | 4.9M |
| Jan 10, 2022 | FLOW | SPX FLOW, Inc. | Wellington Management Group LLP | 13G/A | 5.4% | 2.3M |
| Jan 10, 2022 | IMGN | ImmunoGen, Inc. | Wellington Management Group LLP | 13G/A | 6.3% | 13.9M |
| Jan 10, 2022 | STL | Sterling Bancorp | Wellington Management Group LLP | 13G/A | 2.4% | 4.6M |
| Jan 10, 2022 | PFGC | Performance Food Group Company | Wellington Management Group LLP | 13G/A | 7.7% | 11.9M |
| Jan 10, 2022 | CXM | Sprinklr, Inc. | Wellington Management Group LLP | 13G/A | 2.6% | 2.6M |
| Jan 10, 2022 | TSLX | SIXTH STREET SPECIALTY LENDING (TSLX) | , IRS Identification Nos. of Above Persons OTR - Nominee Name for The State Teachers Retirement Board of Ohio, 31640-1810 | 13G/A | 4.9% | 361K |
| Jan 10, 2022 | JD | JD.com, Inc. | HUANG RIVER INVESTMENT LIMITED | 13D/A | 17.0% | 529.1M |
| Jan 8, 2022 | N/A | Woods Investment Company, Ltd.** | TLC Biosciences Corp. | 13D/A | 94.6% | 69.5M |
| Jan 7, 2022 | N/A | Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. | Ocean Capital LLC | 13D/A | 8.3% | 2.5M |
| Jan 7, 2022 | N/A | Innovate Corporation | Zazove Associates, LLC 36-3984373 | 13G/A | 3.6% | 2.9M |
| Jan 7, 2022 | N/A | AiAdvertising, Inc. | Andrew Van Noy | 13D/A | 12.6% | 133.6M |
| Jan 7, 2022 | N/A | AiAdvertising, Inc. | Jerry Hug | 13D | 13.0% | 137.4M |
| Jan 7, 2022 | N/A | *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Persons who respond to the collection of information contained in this form are notrequired to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-06) Page 1 of 6 pages CUSIP No. 600544100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Beutel, Goodman & Company Ltd. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Ontario, Canada 5. Number of Sole Voting Power 5,268,895 6. Shares Beneficially by Shared Voting Power 0 7. Owned by Each Reporting Sole Dispositive Power 5,289,330 8. Person With Shared Dispositive Power 0 9. Aggregate Amount 5,289,330 10. Check if the Aggregate Amount in Row Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 6.9804 12. Type of Reporting Person (See Instructions) IA Page 2 of 6 pages INSTRUCTIONS FOR SCHEDULE 13G Instructions for Cover Page (l) Names and I.R.S. Identification Numbers of Reporting Persons Furnish the full legal name of each person for whom the report is filed i.e., each person required to sign the schedule itself including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13G below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and that membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in which case it may not be necessary to check row 2(b)]. (3) The third row is for SEC internal use; please leave blank. (4) Citizenship or Place of Organization Furnish citizenship if the named reporting person is a natural person. Otherwise, furnish place of organization. (5)-(9), (11) Aggregate Amount , Etc. Rows (5) through (9) inclusive, and (11) are to be completed in accordance with the provisions of Item 4 of Schedule 13G. All percentages are to be rounded off to the nearest tenth (one place after decimal point). (10) Check if the aggregate amount reported as beneficially owned in row (9) does not include shares as to which beneficial ownership is disclaimed pursuant to Rule 13d-4 (17 CFR 240.13d-4] under the Securities Exchange Act of 1934. (12) Type of Reporting Person Please classify each reporting person according to the following breakdown (see Item 3 of Schedule 13G) and place the appropriate symbol on the form Category Symbol Broker Dealer BD Bank BK Insurance Company IC Investment Company IV Investment Adviser IA Employee Benefit Plan, Pension Fund, or Endowment Fund EP Parent Holding Company/Control Person HC Savings Association SA Church Plan CP Corporation CO Partnership PN Individual IN Other OO Notes Attach as many copies of the second part of the cover page as are needed, one reporting person per page. Filing persons may, in order to avoid unnecessary duplication, answer items on the schedules (Schedule 13D, 13G or 14D-1) by appropriate cross references to an item or items on the cover page(s). This approach may only be used where the cover page item or items provide all the disclosure required by the schedule item. Moreover, such a use of a cover page item will result in the item becoming a part of the schedule and accordingly being considered as filed for purposes of Section 18 of the Securities Exchange Act or otherwise subject to the liabilities of that section of the Act. Reporting persons may comply with their cover page filing requirements by filing either completed copies of the blank forms available from the Commission, printed or typed facsimiles, or computer printed facsimiles, provided the documents filed have identical formats to the forms prescribed in the Commissions regulations and meet existing Securities Exchange Act rules as to such matters as clarity and size (Securities Exchange Act Rule 12b-12). SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13G Under Sections 13(d), 13(g), and 23 of the Securities Exchange Act of 1934 and the rules and regulations thereunder, the Commission is authorized to solicit the information required to be supplied by this schedule by certain security holders of certain issuers. Page 3 of 6 pages Disclosure of the information specified in this schedule is mandatory, except for I.R.S. identification numbers, disclosure of which is voluntary. The information will be used for the primary purpose of determining and disclosing the holdings of certain beneficial owners of certain equity securities. This statement will be made a matter of public record. Therefore, any information given will be available for inspection by any member of the public. Because of the public nature of the information, the Commission can use it for a variety of purposes, including referral to other governmental authorities or securities self-regulatory organizations for investigatory purposes or in connection with litigation involving the Federal securities laws or other civil, criminal or regulatory statutes or provisions. I.R.S. identification numbers, if furnished, will assist the Commission in identifying security holders and, therefore, in promptly processing statements of beneficial ownership of securities. Failure to disclose the information requested by this schedule, except for I.R.S. identification numbers, may result in civil or criminal action against the persons involved for violation of the Federal securities laws and rules promulgated thereunder. GENERAL INSTRUCTIONS A. Statements filed pursuant to Rule 13d-1(b) containing the information required by this schedule shall be filed not later than February 14 following the calendar year covered by the statement or within the time specified in Rules 13d-1(b)(2) and 13d-2(c). Statements filed pursuant to Rule 13d-1(c) shall be filed within the time specified in Rules 13d-1(c), 13d-2(b) and 13d-2(d). Statements filed pursuant to Rule 13d-1(d) shall be filed not later than February 14 following the calendar year covered by the statement pursuant to Rules 13d-1(d) and 13d-2(b). B. Information contained in a form which is required to be filed by rules under section 13(f) (15 U.S.C. 78m(f)) for the same calendar year as that covered by a statement on this schedule may be incorporated by reference in response to any of the items of this schedule. If such information is incorporated by reference in this schedule, copies of the relevant pages of such form shall be filed as an exhibit to this schedule. C. The item numbers and captions of the items shall be included but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the negative, so state. Item 1. (a) | Beutel, Goodman & Company Ltd. | 13G | 7.0% | 5.3M |
| Jan 7, 2022 | CTSO | CytoSorbents Corporation | Avenir Corporation 54-1146619 | 13G/A | 4.8% | 2.1M |
| Jan 7, 2022 | BHR | Braemar Hotels & Resorts, Inc. | Zazove Associates, LLC 36-3984373 | 13G | 8.9% | 6.0M |
| Jan 7, 2022 | WTMAU | Welsbach Technology Metals Acquisition Corp. | OCM Value SPAC Holdings, L.P. | 13G | 6.0% | 450K |
| Jan 7, 2022 | TOPS | (Amendment No. 9)* TOP SHIPS INC. | Family Trading Inc. | 13D/A | 34.4% | 20.9M |
| Jan 7, 2022 | RAIL | FREIGHTCAR AMERICA, INC. | Pacific Investment Management Company LLC | 13D/A | 32.5% | 7.5M |
| Jan 7, 2022 | BRDG | Bridge Investment Group Holdings Inc. | Bridge Founders Group, LLC | 13D/A | 0.0% | 0 |
| Jan 7, 2022 | MCR | MFS CHARTER INCOME TRUST | Morgan Stanley I.R.S. # 36-3145972 | 13G/A | 10.4% | 4.6M |
| Jan 7, 2022 | LSEA | Landsea Homes Corporation | Zazove Associates, LLC 36-3984373 | 13G | 6.5% | 3.2M |
| Jan 7, 2022 | AGL | agilon health, inc. | Morgan Stanley I.R.S. # 36-3145972 | 13G | 10.7% | 42.3M |
| Jan 7, 2022 | DOCS | Doximity, Inc. | Morgan Stanley I.R.S. # 36-3145972 | 13G | 12.6% | 7.8M |
| Jan 7, 2022 | BDSX | Biodesix, Inc. | Lawrence T. Kennedy, Jr. Revocable Trust UAD 6/19/01 | 13G/A | 5.3% | 1.6M |
| Jan 7, 2022 | BKEP | Blueknight Energy Partners, L.P. | Zazove Associates, LLC 36-3984373 | 13G/A | 8.0% | 3.3M |
| Jan 7, 2022 | PDI | PIMCO Dynamic Income Fund | Morgan Stanley I.R.S. # 36-3145972 | 13G | 11.6% | 8.5M |
| Jan 7, 2022 | IPM | PALTALK, INC. | Perry Scherer | 13G/A | 3.9% | 384K |
| Jan 7, 2022 | IPM | PALTALK, INC. | Jen-Jen Yeh | 13G/A | 3.8% | 369K |
| Jan 7, 2022 | N/A | Emmis Communications Corporation | Zazove Associates, LLC 36-3984373 | 13G/A | 15.0% | 1.8M |
| Jan 7, 2022 | GDRX | GoodRx Holdings, Inc. | Morgan Stanley I.R.S. # 36-3145972 | 13G | 14.3% | 11.6M |
| Jan 7, 2022 | N/A | Vitru Limited | Compass Group LLC | 13G/A | 11.0% | 2.6M |
| Jan 7, 2022 | N/A | Kayne Anderson BDC, Inc. | Koch Companies Defined Benefit Master Trust | 13G | 24.0% | 4.6M |
| Jan 7, 2022 | LITB | LightInTheBox Holding Co., Ltd. | I.R.S. Identification of Above Person Zall Development (HK) Holding Company Limited | 13D/A | 0.5% | 1.0M |
| Jan 7, 2022 | TWNK | Hostess Brands, Inc. | River Road Asset Management, LLC 43-2076925 | 13G/A | 4.9% | 6.8M |
| Jan 7, 2022 | FLWS | 1-800-FLOWERS.COM, INC | Christopher G. McCann, individually and as Trustee of The James F. McCann 2012 Family Trust – Portion I, as Trustee of The James F. McCann 2012 Family Trust – Portion II, as the general partner of The McCann Family Limited Partnership, as a Director and President of Public Flowers, Inc., the general partner of the 1999 McCann Family Limited Partnership, as the Trustee of the Marylou McCann 1999 Trust u/a/d July 6,1999, and as the Trustee of the James F. McCann 2018 Family Trust | 13D/A | 22.6% | 10.1M |
| Jan 7, 2022 | CHRS | Coherus BioSciences, Inc. | JPMORGAN CHASE & CO. 13-2624428 | 13G/A | 8.2% | 6.4M |
| Jan 7, 2022 | CRI | CARTER'S, INC. | JPMORGAN CHASE & CO. 13-2624428 | 13G/A | 7.3% | 3.1M |
| Jan 7, 2022 | AVRO | AVROBIO, INC. | JPMORGAN CHASE & CO. 13-2624428 | 13G/A | 10.3% | 4.5M |