| Jan 12, 2022 | CFSB | CFSB Bancorp, Inc. | 15 Beach, MHC | 13D | 55.0% | 3.6M |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Trilogy International Partners Inc. | Alignvest Management Corporation | 13D/A | 11.5% | 10.1M |
| Jan 12, 2022 | PUBM | PubMatic, Inc. | Draper Fisher Jurvetson Fund VIII, L.P. | 13G/A | 0.0% | 0 |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Next Meats Holdings, INC. | White Knight Co., Ltd. | 13D | 18.5% | 92.9M |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Next Meats Holdings, INC. | Next Meats Co., Ltd. | 13D/A | 0.0% | 0 |
| Jan 12, 2022 | ENCPU | ENERGEM CORP. | /S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WEISS ASSET MANAGEMENT LP | 13G | 8.1% | 975K |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | WESTERN MAGNESIUM CORPORATION | Alpha Capital Anstalt | 13G | 7.1% | 28.9M |
| Jan 12, 2022 | NTPIF | Nam Tai Property Inc. | IsZo Capital LP | 13D/A | 16.7% | 6.6M |
| Jan 12, 2022 | LSEA | Landsea Homes Corporation | Zazove Associates, LLC 36-3984373 | 13G/A | 1.3% | 605K |
| Jan 12, 2022 | VLT | Invesco High Income Trust II | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 14.9% | 970K |
| Jan 12, 2022 | VGM | Invesco Trust for Investment Grade Municipals | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 5.5% | 3.0M |
| Jan 12, 2022 | TEI | Templeton Emerging Markets Income Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 15.2% | 7.3M |
| Jan 12, 2022 | PPT | Putnam Premier Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 11.0% | 11.3M |
| Jan 12, 2022 | PMO | Putnam Municipal Opportunities Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 7.7% | 2.6M |
| Jan 12, 2022 | PMM | Putnam Managed Municipal Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 7.9% | 3.9M |
| Jan 12, 2022 | MNP | Western Asset Municipal Partners Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 5.3% | 511K |
| Jan 12, 2022 | MHF | Western Asset Municipal High Income Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 6.5% | 1.4M |
| Jan 12, 2022 | MFM | MFS Municipal Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 8.9% | 3.7M |
| Jan 12, 2022 | LEO | BNY Mellon Strategic Municipals, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 7.5% | 4.7M |
| Jan 12, 2022 | KTF | DWS Municipal Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 5.7% | 2.2M |
| Jan 12, 2022 | KSM | DWS Strategic Municipal Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 17.8% | 2.0M |
| Jan 12, 2022 | HIX | Western Asset High Income Fund II Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 5.6% | 3.3M |
| Jan 12, 2022 | HIO | Western Asset High Income Opportunity Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 8.2% | 7.8M |
| Jan 12, 2022 | DSU | BlackRock Debt Strategies Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 5.6% | 2.6M |
| Jan 12, 2022 | DMF | BNY Mellon Municipal Income, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 14.3% | 3.0M |
| Jan 12, 2022 | DHF | BNY Mellon High Yield Strategies Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 15.8% | 11.5M |
| Jan 12, 2022 | CXE | MFS High Income Municipal Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 20.2% | 6.4M |
| Jan 12, 2022 | CMU | MFS High Yield Municipal Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 18.6% | 5.3M |
| Jan 12, 2022 | CIK | Credit Suisse Asset Management Income Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 13.6% | 7.1M |
| Jan 12, 2022 | SNAX | STRYVE FOODS, INC. | Alpine Global Management, LLC 1 | 13G | 9.0% | 787K |
| Jan 12, 2022 | BNED | Barnes & Noble Education, Inc. | Daniel R. Tisch | 13G/A | 4.5% | 2.4M |
| Jan 12, 2022 | GMFI | AETHERIUM ACQUISITION CORP. | Aetherium Capital Holdings LLC | 13D | 19.4% | 2.9M |
| Jan 12, 2022 | GYRO | Gyrodyne, LLC | TowerView LLC | 13G/A | 6.8% | 102K |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Capital Properties, Inc. | TowerView LLC | 13G/A | 8.4% | 551K |
| Jan 12, 2022 | IGIC | INTERNATIONAL GENERAL INSURANCE HOLDINGS LTD. | Wasef Jabsheh | 13D/A | 34.2% | 18.1M |
| Jan 12, 2022 | CVNA | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 11.3% | 9.7M |
| Jan 12, 2022 | BNR | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 10.2% | 8.9M |
| Jan 12, 2022 | CIZN | CITIZENS HOLDING COMPANY | The Molpus Company . I.R.S. Identification No. 64-0344609 | 13G/A | 3.4% | 190K |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Investindustrial Acquisition Corp. | Tremat Holdings, LLC | 13G/A | 0.0% | 0 |
| Jan 12, 2022 | BYND | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 13.4% | 8.5M |
| Jan 12, 2022 | AXON | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 6.7% | 4.6M |
| Jan 12, 2022 | CDXS | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 11.1% | 7.2M |
| Jan 12, 2022 | NET | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 10.4% | 28.4M |
| Jan 12, 2022 | CHGG | — | Baillie Gifford & Co (Scottish partnership) | 13G/A | 13.1% | 19.0M |
| Jan 12, 2022 | CERT | Certara, Inc. | Baillie Gifford & Co (Scottish partnership) | 13G | 8.0% | 12.5M |
| Jan 12, 2022 | CLLS | Cellectis S.A. | Baillie Gifford & Co (Scottish partnership) | 13G | 9.5% | 4.3M |
| Jan 12, 2022 | VIGL | Vigil Neuroscience, Inc. | AMGEN INC. | 13G | 0.0% | 3.2M |
| Jan 12, 2022 | N/AMay be a private fund, SPAC, or unlisted security | The Greenrose Holding Company Inc. | True Harvest, LLC | 13D | 36.7% | 6.7M |
| Jan 12, 2022 | USEG | U.S. Energy Corporation | Synergy Offshore, LLC 27-2652851 | 13D | 26.6% | 6.5M |
| Jan 11, 2022 | VEDL | Vedanta Limited | Vedanta Resources Limited | 13D/A | 69.7% | 2.6B |