| Jan 14, 2022 | CLDX | Celldex Therapeutics Inc. | Cowen Financial Products LLC 27-0423711 | 13G/A | 0.0% | 0 |
| Jan 14, 2022 | AFAQ | AF ACQUISITION CORP | MAGNETAR FINANCIAL LLC | 13G | 7.6% | 1.7M |
| Jan 14, 2022 | CRZN | Corazon Capital V838 Monoceros Corp | MAGNETAR FINANCIAL LLC | 13G | 9.7% | 2.0M |
| Jan 14, 2022 | N/AMay be a private fund, SPAC, or unlisted security | B. Riley Principal 150 Merger Corp | Cowen Financial Products LLC 27-0423711 | 13G/A | 0.0% | 0 |
| Jan 14, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Bluma Wellness Inc. | 27-0423711 | 13G/A | 0.0% | 0 |
| Jan 14, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Bluma Wellness Inc. | 27-0423711 | 13G/A | 0.0% | 0 |
| Jan 14, 2022 | N/AMay be a private fund, SPAC, or unlisted security | B. Rriley Principal 150 Merger Corp | Cowen Financial Products LLC 27-0423711 | 13G | 5.5% | 986K |
| Jan 14, 2022 | N/AMay be a private fund, SPAC, or unlisted security | Dynatronics Corporation | Nancy K. Cronin | 13G/A | 4.7% | 824K |
| Jan 14, 2022 | TIG | Trean Insurance Group, Inc. | Altaris Partners, LLC | 13G/A | 46.9% | 24.0M |
| Jan 14, 2022 | DBL | Doubleline Opportunistic Credit Fund (DBL) | Sit Investment Associates, Inc. 41-1404829 | 13G/A | 18.0% | 2.8M |
| Jan 14, 2022 | DRTT | DIRTT Environmental Solutions Ltd. | 726 BF LLC | 13D/A | 9.4% | 8.1M |
| Jan 14, 2022 | PCOM | POINTS INTERNATIONAL LTD. | FAX Capital Corp. | 13G/A | 6.9% | 1.0M |
| Jan 14, 2022 | AVID | Avid Technology, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 5.2% | 2.4M |
| Jan 14, 2022 | FORR | Forrester Research, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 8.3% | 1.6M |
| Jan 14, 2022 | FLXS | Flexsteel Industries, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 15.0% | 1.0M |
| Jan 14, 2022 | FARO | FARO Technologies, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 5.9% | 1.1M |
| Jan 14, 2022 | DXYN | Dixie Group, Inc. (The) | Royce & Associates, LP 52-2343049 | 13G/A | 6.0% | 886K |
| Jan 14, 2022 | CYBE | CyberOptics Corporation | Royce & Associates, LP 52-2343049 | 13G/A | 5.6% | 412K |
| Jan 14, 2022 | CCVI | CHURCHILL CAPITAL CORP VI | Integrated Core Strategies (US) LLC | 13G/A | 2.1% | 1.2M |
| Jan 14, 2022 | CTG | Computer Task Group, Incorporated | Royce & Associates, LP 52-2343049 | 13G/A | 7.5% | 1.1M |
| Jan 14, 2022 | GTI | Energem Corp. | Feis Equities LLC | 13G/A | 3.9% | 447K |
| Jan 14, 2022 | CIR | CIRCOR International, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 7.0% | 1.4M |
| Jan 14, 2022 | CSSE | Chicken Soup For The Soul Entertainment Inc | Royce & Associates, LP 52-2343049 | 13G/A | 6.1% | 531K |
| Jan 14, 2022 | CNTY | Century Casinos, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 8.5% | 2.5M |
| Jan 14, 2022 | CVU | CPI Aerostructures, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 7.2% | 886K |
| Jan 14, 2022 | ALOT | AstroNova, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 7.4% | 539K |
| Jan 14, 2022 | ASYS | Amtech Systems, Inc. | Royce & Associates, LP 52-2343049 | 13G/A | 8.4% | 1.2M |
| Jan 14, 2022 | ACBI | Atlantic Capital Bancshares, Inc. | Versor Investments LP | 13G/A | 10.0% | 2.0M |
| Jan 14, 2022 | VVR | Invesco Senior Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 5.8% | 8.8M |
| Jan 14, 2022 | VTN | Invesco Trust for Investment Grade New York Municipals | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G | 6.2% | 1.2M |
| Jan 14, 2022 | VKI | Invesco Advantage Municipal Income Trust II | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 6.4% | 2.9M |
| Jan 14, 2022 | VBF | Invesco Bond Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 19.5% | 2.2M |
| Jan 14, 2022 | ELSE | Electro-Sensors, Inc . | DAVID E. LAZAR | 13D | 5.7% | 0 |
| Jan 14, 2022 | PIM | Putnam Master Intermediate Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 15.9% | 8.2M |
| Jan 14, 2022 | PHT | Pioneer High Income Fund Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 16.2% | 4.7M |
| Jan 14, 2022 | PCK | PIMCO California Municipal Income Fund II | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 6.1% | 2.0M |
| Jan 14, 2022 | NXC | Nuveen California Select Tax-Free Income Portfolio | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 8.5% | 540K |
| Jan 14, 2022 | NSL | Nuveen Senior Income Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 16.3% | 6.3M |
| Jan 14, 2022 | NNY | Nuveen New York Municipal Value Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 7.8% | 1.5M |
| Jan 14, 2022 | NCA | Nuveen California Municipal Value Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 8.7% | 2.9M |
| Jan 14, 2022 | MIN | MFS Intermediate Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 11.3% | 13.1M |
| Jan 14, 2022 | WAVD | WaveDancer, Inc. | Joseph P Daly | 13D/A | 2.6% | 450K |
| Jan 14, 2022 | MGF | MFS Government Markets Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 15.8% | 5.1M |
| Jan 14, 2022 | GIM | Templeton Global Income Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 9.0% | 12.0M |
| Jan 14, 2022 | FCO | Aberdeen Global Income Fund, Inc. | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 9.3% | 843K |
| Jan 14, 2022 | LUMN | Lumen Technologies, Inc. (Formerly CenturyLink, Inc.) | Temasek Holdings (Private) Limited | 13D/A | 7.1% | 72.7M |
| Jan 14, 2022 | EVN | Eaton Vance Municipal Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 5.2% | 2.1M |
| Jan 14, 2022 | EVF | Eaton Vance Senior Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 10.6% | 1.9M |
| Jan 14, 2022 | DHY | Credit Suisse High Yield Bond Fund | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 14.0% | 14.5M |
| Jan 14, 2022 | CEV | Eaton Vance California Municipal Income Trust | , I.R.S. Identification Nos. First Trust Portfolios L.P. 36-3768815 First Trust Advisors L.P.: 36-3788904 The Charger Corporation: 36-3772451 | 13G/A | 13.1% | 933K |