Total Return Securities Fund
Total Trades
19
Buys
14
Sells
5
Largest Trade
$100K–$500K
Insiders
5
Institutional Funds
34
Inst. Value
$1M+
Activist Filings
18
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| GOLDSTEIN PHILLIP | Secretary | BUY | $15K–$50K | 5K | $6.01 | Mar 5, 2026 |
| Dakos Andrew | President and CEO | BUY | $50K–$100K | 15K | $6.02 | Mar 4, 2026 |
| Dakos Andrew | President and CEO | BUY | $15K–$50K | 7K | $6.18 | Mar 2, 2026 |
| GOLDSTEIN PHILLIP | Director | BUY | $15K–$50K | 5K | $6.13 | Feb 25, 2026 |
| Dakos Andrew | President and CEO | BUY | $15K–$50K | 6K | $6.14 | Feb 25, 2026 |
| GOLDSTEIN PHILLIP | Director | BUY | $50K–$100K | 10K | $6.07 | Feb 10, 2026 |
| Dakos Andrew | President and CEO | BUY | $50K–$100K | 16K | $5.99 | Feb 5, 2026 |
| SELL MORITZ A | Director | BUY | $1K–$15K | 2K | $5.97 | Feb 4, 2026 |
| GOLDSTEIN PHILLIP | Director | BUY | $50K–$100K | 10K | $5.92 | Feb 3, 2026 |
| CSS LLC/IL | 10% Owner | SELL | $100K–$500K | 20K | $6.25 | Dec 31, 2025 |
| CSS LLC/IL | 10% Owner | SELL | $100K–$500K | 29K | $6.26 | Dec 29, 2025 |
| CSS LLC/IL | 10% Owner | SELL | $15K–$50K | 7K | $6.23 | Dec 17, 2025 |
| SELL MORITZ A | Director | BUY | $1K–$15K | 1K | $6.05 | Oct 29, 2025 |
| SELL MORITZ A | Director | BUY | $1K–$15K | 2K | $6.34 | Jul 1, 2025 |
| HELLERMAN GERALD | Director | SELL | <$1K | 41 | $9.24 | Apr 3, 2025 |
| GOLDSTEIN PHILLIP | Director | SELL | $15K–$50K | 5K | $8.45 | Jan 21, 2025 |
| Dakos Andrew | President and CEO | BUY | $1K–$15K | 1K | $8.82 | Mar 4, 2022 |
| HELLERMAN GERALD | Director | BUY | $1K–$15K | 1K | $8.85 | Mar 3, 2022 |
| Dakos Andrew | President and CEO | BUY | $1K–$15K | 1K | $9.34 | Feb 4, 2022 |
Institutional Ownership
13F filings as of Dec 31, 2025 · 34 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 2.1M | $1M+ | SH |
| North Ground Capital | 661K | $1M+ | SH |
| Saba Capital Management, L.P. | 605K | $1M+ | SH |
| ICON ADVISERS INC/CO | 546K | $1M+ | SH |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 437K | $1M+ | SH |
| Matisse Capital | 221K | $1M+ | SH |
| Yakira Capital Management, Inc. | 192K | $1M+ | SH |
| Bulldog Investors, LLP | 162K | $1M+ | SH |
| GARDNER RUSSO & QUINN LLC | 146K | $500K+ | SH |
| Shaker Financial Services, LLC | 136K | $500K+ | SH |
| Uncommon Cents Investing LLC | 124K | $500K+ | SH |
| Noble Wealth Management PBC | 102K | $500K+ | SH |
| SIT INVESTMENT ASSOCIATES INC | 102K | $500K+ | SH |
| COMMONWEALTH EQUITY SERVICES, LLC | 82K | $500K+ | SH |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 65K | $100K–$500K | SH |
| PRIVATE MANAGEMENT GROUP INC | 11K | $100K–$500K | SH |
| MORGAN STANLEY | 42K | $100K–$500K | SH |
| NIXON PEABODY TRUST CO | 42K | $100K–$500K | SH |
| Almitas Capital LLC | 37K | $100K–$500K | SH |
| GAMCO INVESTORS, INC. ET AL | 32K | $100K–$500K | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
Allspring Global Investments Holdings, LLC
SC 13G/A · Jan 8, 2026
12.5%
2.1M shares
SC 13G/A · Dec 31, 2025
9.9%
1.7M shares
SC 13G/A · Dec 16, 2025
10.3%
1.7M shares
SC 13G · Dec 3, 2025
9.0%
1.2M shares
RIVERNORTH CAPITAL MANAGEMENT, LLC
SC 13G/A · Nov 14, 2025
2.9%
379K shares
Allspring Global Investments Holdings, LLC
SC 13G/A · Oct 10, 2025
16.4%
2.1M shares
SC 13G/A · Aug 14, 2025
5.1%
666K shares
RIVERNORTH CAPITAL MANAGEMENT, LLC
SC 13G · Aug 14, 2025
5.2%
670K shares
SC 13G/A · May 15, 2025
11.8%
1.5M shares
Allspring Global Investments Holdings, LLC
SC 13G/A · Apr 15, 2025
14.9%
1.9M shares
SC 13G · Feb 14, 2025
5.5%
719K shares
SC 13G · Nov 14, 2024
5.7%
745K shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G/A · Jan 12, 2024
16.1%
2.1M shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G/A · Jan 13, 2023
10.4%
1.4M shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G/A · Dec 7, 2022
10.2%
1.3M shares
SC 13G/A · Aug 10, 2022
4.8%
639K shares
SC 13G/A · Feb 11, 2022
5.5%
721K shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G · Jan 19, 2022
8.8%
1.2M shares