SRNE
Sorrento Therapeutics, Inc.
Total Trades
5
Buys
5
Sells
0
Largest Trade
$100K–$500K
Insiders
1
Institutional Funds
10
Inst. Value
$1M+
Activist Filings
6
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Ji Henry | See Remarks | BUY | $100K–$500K | 89K | $2.02 | Sep 7, 2022 |
| Ji Henry | See Remarks | BUY | $100K–$500K | 56K | $1.96 | Sep 6, 2022 |
| Ji Henry | See Remarks | BUY | $50K–$100K | 33K | $2.11 | Aug 26, 2022 |
| Ji Henry | See Remarks | BUY | $15K–$50K | 22K | $2.06 | Aug 25, 2022 |
| Ji Henry | See Remarks | BUY | $1K–$15K | 10K | $1.40 | Jun 14, 2022 |
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Institutional Ownership
13F filings as of Sep 30, 2022 · 10 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| STATE STREET CORP | 40.7M | $1M+ | SH |
| BNP PARIBAS FINANCIAL MARKETS | 922K | $1M+ | SH |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 485K | $500K+ | SH |
| ALLIANCEBERNSTEIN L.P. | 279K | $100K–$500K | SH |
| CENTAURUS FINANCIAL, INC. | 40K | $50K–$100K | SH |
| CAPTRUST FINANCIAL ADVISORS | 31K | $15K–$50K | SH |
| IHT Wealth Management, LLC | 17K | $15K–$50K | SH |
| B. Riley Wealth Advisors, Inc. | 12K | $15K–$50K | SH |
| GLENMEDE TRUST CO NA | 12K | $15K–$50K | SH |
| M&T BANK CORP | 4K | $1K–$15K | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON 04-2456637
SC 13G/A · Mar 10, 2023
0.0%
0 shares
SC 13G/A · Mar 8, 2023
0.0%
76K shares
SC 13G · Feb 17, 2023
2.4%
11.4M shares
STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON 04-2456637
SC 13G/A · Feb 9, 2023
10.7%
0 shares
SC 13G/A · Feb 3, 2023
8.4%
39.4M shares
STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON 04-2456637
SC 13G · Jul 11, 2022
10.2%
0 shares