SHFS

SHF Holdings, Inc.

Finance ServicesNasdaq<br>Emerging growth company

Total Trades

14

Buys

14

Sells

0

Largest Trade

$50K–$100K

Insiders

9

Institutional Funds

12

Inst. Value

$500K+

Activist Filings

27

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Fagan DougDirectorBUY$1K–$15K13K$0.77Dec 4, 2023
Darwin JohnDirectorBUY$1K–$15K25K$0.59Jun 12, 2023
Roda DanCOOBUY<$1K2K$0.59Jun 12, 2023
Emmi DonaldChief Legal OfficerBUY$15K–$50K38K$0.59Jun 12, 2023
Summers JonathanDirectorBUY$1K–$15K8K$0.60Jun 12, 2023
Seefried SundieCEOBUY$1K–$15K20K$0.53Jun 12, 2023
Meyers JenniferDirectorBUY$1K–$15K10K$0.49Jun 1, 2023
Darwin JohnDirectorBUY$1K–$15K15K$0.48May 30, 2023
Carleton RichardDirectorBUY$15K–$50K55K$0.45May 30, 2023
Emmi DonaldChief Legal OfficerBUY$50K–$100K141K$0.38May 25, 2023
Niehaus JonathonDirectorBUY$15K–$50K50K$0.39May 25, 2023
Darwin JohnDirectorBUY$1K–$15K15K$0.40May 25, 2023
Meyers JenniferDirectorBUY$1K–$15K12K$0.39May 24, 2023
Fagan DougDirectorBUY$15K–$50K45K$0.39May 24, 2023
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Institutional Ownership

13F filings as of Dec 31, 2025 · 12 funds holding

FundShares
M3F, Inc.308K
Blue Owl Capital Holdings LP76K
Blue Owl Capital Holdings LP76K
T3 Companies, LLC54K
Checchi Capital Advisers, LLC32K
HRT FINANCIAL LP20K
GEODE CAPITAL MANAGEMENT, LLC12K
SJS Investment Consulting Inc.11K
VANGUARD GROUP INC8K
JANE STREET GROUP, LLC6K
TD Waterhouse Canada Inc.5K
UBS Group AG474
MORGAN STANLEY10

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

M3 Funds, LLC

SC 13G · Dec 30, 2025

10.0%

308K shares

M3 Funds, LLC

SC 13G/A · Nov 14, 2025

3.8%

112K shares

Ionic Ventures, LLC

SC 13G/A · Feb 14, 2024

0.3%

125K shares

Midtown East Management NL LLC

SC 13G/A · Feb 14, 2024

3.3%

1.5M shares

M3 FUNDS, LLC

SC 13G/A · Feb 14, 2024

9.2%

5.0M shares

2.1%

971K shares

Partner Colorado Credit Union

SC 13D · Jul 21, 2023

46.8%

21.6M shares

M3 FUNDS, LLC

SC 13G · May 30, 2023

7.5%

3.5M shares

Partner Colorado Credit Union

SC 13D · Apr 7, 2023

54.9%

22.6M shares

8.1%

971K shares

Ayrton Capital LLC

SC 13G/A · Feb 14, 2023

5.0%

1.2M shares

Citadel Advisors LLC

SC 13G/A · Feb 14, 2023

0.0%

6 shares

Polar Asset Management Partners Inc.

SC 13G/A · Feb 13, 2023

0.0%

0 shares

Hudson Bay Capital Management LP

SC 13G/A · Feb 10, 2023

2.3%

550K shares

Highbridge Capital Management, LLC

SC 13G/A · Jan 25, 2023

0.0%

0 shares

Boothbay Fund Management, LLC

SC 13G/A · Oct 18, 2022

0.8%

212K shares

ATW SPAC MANAGEMENT LLC

SC 13G/A · Oct 11, 2022

0.8%

200K shares

Partner Colorado Credit Union

SC 13D · Oct 7, 2022

60.8%

11.4M shares

Midtown East Management NL LLC

SC 13G/A · Oct 6, 2022

8.1%

1.5M shares

8.5%

1.0M shares

(S) Karpus Investment Management

SC 13G/A · Jul 8, 2022

0.7%

106K shares

Ayrton Capital LLC

SC 13G · Jul 7, 2022

9.8%

1.2M shares

Midtown East Management NL LLC

SC 13G · Jun 30, 2022

13.3%

1.6M shares

(S) Karpus Investment Management

SC 13G · Feb 14, 2022

7.4%

1.1M shares

Saba Capital Management, L.P.

SC 13G/A · Feb 14, 2022

7.9%

953K shares

Citadel Advisors LLC

SC 13G/A · Feb 14, 2022

6.2%

6 shares

Shaolin Capital Management LLC

SC 13G · Feb 10, 2022

7.7%

924K shares

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