SAR
SARATOGA INVESTMENT CORP.
NYSEAccelerated filer
Total Trades
2
Buys
2
Sells
0
Largest Trade
$15K–$50K
Insiders
2
Institutional Funds
56
Inst. Value
$1M+
Activist Filings
3
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Oberbeck Christian L | CEO | BUY | $15K–$50K | 2K | $23.81 | May 8, 2023 |
| Looney Steven M | Director | BUY | $15K–$50K | 1K | $23.54 | Aug 2, 2022 |
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Institutional Ownership
13F filings as of Dec 31, 2025 · 56 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| Lido Advisors, LLC | 199K | $1M+ | SH |
| Closed-End Fund Advisors, Inc. | 141K | $1M+ | SH |
| Hennion & Walsh Asset Management, Inc. | 141K | $1M+ | SH |
| Legal & General Group Plc | 117K | $1M+ | SH |
| LPL Financial LLC | 114K | $1M+ | SH |
| Advisors Asset Management, Inc. | 101K | $1M+ | SH |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 62K | $1M+ | SH |
| Ethos Financial Group, LLC | 53K | $1M+ | SH |
| Wealthcare Advisory Partners LLC | 49K | $1M+ | SH |
| Next Level Private LLC | 44K | $1M+ | SH |
| JB CAPITAL PARTNERS LP | 34K | $500K+ | SH |
| MORGAN STANLEY | 29K | $500K+ | SH |
| BI Asset Management Fondsmaeglerselskab A/S | 27K | $500K+ | SH |
| Focus Partners Wealth | 26K | $500K+ | SH |
| Cetera Investment Advisers | 22K | $500K+ | SH |
| PFG Advisors | 22K | $500K+ | SH |
| Focus Financial Network, Inc. | 19K | $100K–$500K | SH |
| Cambridge Investment Research Advisors, Inc. | 19K | $100K–$500K | SH |
| RAYMOND JAMES FINANCIAL INC | 19K | $100K–$500K | SH |
| COMMONWEALTH EQUITY SERVICES, LLC | 19K | $100K–$500K | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
SC 13G/A · Feb 14, 2024
0.0%
0 shares
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
SC 13G/A · Feb 10, 2023
8.0%
951K shares
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
SC 13G/A · Feb 14, 2022
8.6%
978K shares