RVT
ROYCE SMALL-CAP TRUST, INC.
NYSE
Total Trades
7
Buys
6
Sells
1
Largest Trade
$100K–$500K
Insiders
4
Institutional Funds
178
Inst. Value
$1M+
Activist Filings
8
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Gannon Francis D. | Vice President | BUY | $1K–$15K | 186 | $15.87 | Dec 18, 2025 |
| CLARK CHRISTOPHER D | President | BUY | $15K–$50K | 1K | $15.99 | Aug 27, 2025 |
| ROYCE CHARLES M | Insider | SELL | $100K–$500K | 22K | $14.96 | Jun 27, 2025 |
| CLARK CHRISTOPHER D | President | BUY | $50K–$100K | 3K | $15.20 | Aug 19, 2024 |
| CLARK CHRISTOPHER D | President | BUY | $15K–$50K | 3K | $14.76 | Mar 22, 2024 |
| Gannon Francis D. | Vice President | BUY | $50K–$100K | 4K | $14.79 | Mar 22, 2024 |
| Grisanti Christopher C. | Director | BUY | $15K–$50K | 2K | $13.42 | Oct 5, 2022 |
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Institutional Ownership
13F filings as of Dec 31, 2025 · 178 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| LPL Financial LLC | 2.3M | $1M+ | SH |
| Saba Capital Management, L.P. | 1.4M | $1M+ | SH |
| RAYMOND JAMES FINANCIAL INC | 1.3M | $1M+ | SH |
| STIFEL FINANCIAL CORP | 783K | $1M+ | SH |
| Janney Montgomery Scott LLC | 783K | $1M+ | SH |
| Waterfront Wealth Inc. | 643K | $1M+ | SH |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 652K | $1M+ | SH |
| LAZARD ASSET MANAGEMENT LLC | 616K | $1M+ | SH |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 599K | $1M+ | SH |
| UBS Group AG | 594K | $1M+ | SH |
| Advisors Asset Management, Inc. | 370K | $1M+ | SH |
| Paller Financial Services Inc | 317K | $1M+ | SH |
| Cornerstone Advisors, LLC | 247K | $1M+ | SH |
| D.A. DAVIDSON & CO. | 237K | $1M+ | SH |
| ROTHSCHILD INVESTMENT LLC | 230K | $1M+ | SH |
| OPPENHEIMER & CO INC | 213K | $1M+ | SH |
| Altium Capital Management LLC | 193K | $1M+ | SH |
| Cypress Capital Management LLC (WY) | 190K | $1M+ | SH |
| Allspring Global Investments Holdings, LLC | 188K | $1M+ | SH |
| Shaker Financial Services, LLC | 181K | $1M+ | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
SC 13G/A · Nov 17, 2025
4.9%
5.8M shares
SC 13G/A · Nov 14, 2025
4.9%
1.5M shares
SC 13G · Feb 14, 2025
5.1%
5.8M shares
BANK OF AMERICA CORP /DE/ 56-0906609
SC 13G/A · Nov 14, 2024
5.0%
5.8M shares
Morgan Stanley I.R.S. # 36-3145972
SC 13G · Nov 8, 2024
5.3%
6.1M shares
BANK OF AMERICA CORPORATION 56-0906609
SC 13G · Feb 14, 2024
5.1%
5.7M shares
Morgan Stanley I.R.S. # 36-3145972
SC 13G/A · Dec 12, 2022
4.4%
4.8M shares
Morgan Stanley I.R.S. # 36-3145972
SC 13G/A · Feb 11, 2022
5.6%
5.8M shares