RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
NYSE
Total Trades
5
Buys
5
Sells
0
Largest Trade
N/A
Insiders
4
Institutional Funds
50
Inst. Value
$1M+
Activist Filings
6
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Raio Jerry | Director | BUY | $15K–$50K | 3K | $9.74 | Oct 27, 2023 |
| Raio Jerry | Director | BUY | $15K–$50K | 2K | $11.55 | Apr 11, 2023 |
| Galley Patrick W. | President | BUY | N/A | 42K | — | Dec 6, 2022 |
| HUTCHENS JOHN WAYNE | Director | BUY | $15K–$50K | 3K | $11.93 | Nov 22, 2022 |
| O'Neill Stephen Andrew | Insider | BUY | $50K–$100K | 5K | $14.95 | Jan 26, 2022 |
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Institutional Ownership
13F filings as of Dec 31, 2025 · 50 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 2.8M | $1M+ | SH |
| Penserra Capital Management LLC | 665K | $1M+ | SH |
| LPL Financial LLC | 501K | $1M+ | SH |
| Yakira Capital Management, Inc. | 447K | $1M+ | SH |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 384K | $1M+ | SH |
| Arete Wealth Advisors, LLC | 377K | $1M+ | SH |
| ENVESTNET ASSET MANAGEMENT INC | 185K | $1M+ | SH |
| PRINCIPAL SECURITIES, INC. | 176K | $1M+ | SH |
| Quarry LP | 154K | $1M+ | SH |
| Tennessee Valley Asset Management Partners | 138K | $1M+ | SH |
| Everstar Asset Management, LLC | 135K | $1M+ | SH |
| Baird Financial Group, Inc. | 121K | $1M+ | SH |
| Marks Group Wealth Management, Inc | 115K | $1M+ | SH |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 88K | $1M+ | SH |
| STIFEL FINANCIAL CORP | 87K | $1M+ | SH |
| NOMURA HOLDINGS INC | 84K | $500K+ | SH |
| Opal Wealth Advisors, LLC | 70K | $500K+ | SH |
| Advisor OS, LLC | 59K | $500K+ | SH |
| Allworth Financial LP | 52K | $500K+ | SH |
| OPPENHEIMER & CO INC | 52K | $500K+ | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
Sit Investment Associates, Inc.
SC 13G · Nov 3, 2025
10.5%
2.9M shares
SC 13G/A · May 7, 2025
8.2%
1.8M shares
Morgan Stanley I.R.S. # 36-3145972
SC 13G/A · Feb 10, 2023
6.5%
1.4M shares
Sit Investment Associates, Inc. 41-1404829
SC 13G/A · Mar 1, 2022
3.3%
584K shares
Morgan Stanley I.R.S. # 36-3145972
SC 13G/A · Feb 10, 2022
5.5%
969K shares
Sit Investment Associates, Inc. 41-1404829
SC 13G · Feb 10, 2022
5.6%
696K shares