PNBK

PATRIOT NATIONAL BANCORP INC

National Commercial BanksNasdaqNon-accelerated filer<br>Smaller reporting company

Total Trades

2

Buys

2

Sells

0

Largest Trade

$1M+

Insiders

2

Institutional Funds

61

Inst. Value

$1M+

Activist Filings

12

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Carrazza Michael A.Chairman of the Bo…BUY$500K+866K$0.75May 15, 2025
Sugarman StevenPresidentBUY$1M+7.0M$0.75Apr 2, 2025
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Institutional Ownership

13F filings as of Dec 31, 2025 · 61 funds holding

FundShares
Angel Oak Capital Advisors, LLC3.3M
GEODE CAPITAL MANAGEMENT, LLC1.4M
Curated Wealth Partners LLC881K
STATE STREET CORP661K
Composition Wealth, LLC435K
HighTower Advisors, LLC295K
AXXCESS WEALTH MANAGEMENT, LLC213K
Lido Advisors, LLC275K
CHARLES SCHWAB INVESTMENT MANAGEMENT INC169K
Nuveen, LLC127K
Rinkey Investments122K
JANE STREET GROUP, LLC108K
BARCLAYS PLC108K
Beacon Pointe Advisors, LLC104K
Avior Wealth Management, LLC100K
Falcon Wealth Planning85K
WELLS FARGO & COMPANY/MN76K
MORGAN STANLEY66K
Point72 Asset Management, L.P.65K
NEW YORK STATE COMMON RETIREMENT FUND50K

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Sugarman Steven

SC 13D/A · Oct 23, 2025

7.8%

9.0M shares

LMI Partners, LLC

SC 13G/A · Sep 15, 2025

0.3%

286K shares

Sugarman Steven

SC 13D/A · Jul 9, 2025

8.3%

7.0M shares

FHNB LLC

SC 13D · Apr 11, 2025

9.0%

6.7M shares

Sugarman Steven

SC 13D · Apr 2, 2025

9.5%

7.0M shares

AllianceBernstein L.P.

SC 13G/A · Mar 7, 2025

1.0%

39K shares

Siguler Guff Advisers, LLC

SC 13G/A · Oct 10, 2024

1.9%

76K shares

Blackhurst Don

SC 13D · Sep 30, 2024

6.5%

257K shares

AllianceBernstein L.P. 13-4064930

SC 13G/A · Feb 14, 2024

9.8%

389K shares

AFP Forty Six Corp.

SC 13D/A · Oct 10, 2023

8.6%

342K shares

AllianceBernstein L.P. 13-4064930

SC 13G/A · Feb 14, 2023

9.8%

386K shares

Siguler Guff Advisers, LLC

SC 13G/A · Jan 20, 2023

7.6%

300K shares

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