NCPL

Netcapital Inc.

Finance ServicesNasdaqNon-accelerated filer<br>Smaller reporting company

Total Trades

1

Buys

1

Sells

0

Largest Trade

$15K–$50K

Insiders

1

Institutional Funds

8

Inst. Value

$50K–$100K

Activist Filings

23

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Geary Steven FDirectorBUY$15K–$50K239K$0.13Apr 26, 2024
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Institutional Ownership

13F filings as of Dec 31, 2025 · 8 funds holding

FundShares
GEODE CAPITAL MANAGEMENT, LLC34K
Virtu Financial LLC27K
VANGUARD GROUP INC21K
LPL Financial LLC10K
Larson Financial Group LLC8K
UBS Group AG305
MORGAN STANLEY7
DEUTSCHE BANK AG\1

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

3i, LP

SC 13G/A · Feb 5, 2026

7.0%

519K shares

Strategic EP, LLC

SC 13D/A · Dec 10, 2025

0.0%

0 shares

Strategic EP, LLC

SC 13D/A · Dec 8, 2025

6.9%

339K shares

GlobexUS Holdings, Corp.

SC 13G · Dec 8, 2025

10.2%

500K shares

Strategic EP, LLC

SC 13D · Dec 1, 2025

5.8%

284K shares

Mitchell P. Kopin

SC 13G/A · Nov 7, 2025

9.3%

502K shares

3i, LP

SC 13G/A · Nov 6, 2025

9.9%

545K shares

Mitchell P. Kopin

SC 13G · Jul 9, 2025

7.1%

288K shares

3i, LP

SC 13G · Jul 9, 2025

9.9%

385K shares

Lind Global Fund II LP

SC 13G/A · May 15, 2025

4.9%

113K shares

Lind Global Fund II LP

SC 13G/A · Feb 14, 2025

9.9%

203K shares

Lind Global Fund II LP

SC 13G/A · Nov 15, 2024

9.9%

119K shares

Armistice Capital, LLC

SC 13G/A · Nov 14, 2024

5.0%

41K shares

Bard Associates, Inc. 36-3452497

SC 13G/A · Sep 27, 2024

0.4%

3K shares

Resurgent Realty, Inc.

SC 13D · Aug 12, 2024

5.0%

29K shares

Resurgent Realty, Inc. 93-2793123

SC 13G · Jul 19, 2024

5.2%

1.8M shares

Armistice Capital, LLC

SC 13G · Feb 14, 2024

10.0%

1.5M shares

Lind Global Fund II LP

SC 13G · Jan 4, 2024

9.9%

1.4M shares

8.2%

1.2M shares

Bard Associates, Inc.

SC 13D/A · May 26, 2023

19.0%

1.5M shares

Bard Associates, Inc.

SC 13D · Jan 6, 2023

23.7%

1.5M shares

3.4%

147K shares

15.2%

661K shares

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