NBY

NovaBay Pharmaceuticals, Inc.

Pharmaceutical PreparationsNYSENon-accelerated filer<br>Smaller reporting company

Total Trades

14

Buys

8

Sells

6

Largest Trade

$50K–$100K

Insiders

4

Institutional Funds

18

Inst. Value

$1M+

Activist Filings

16

Insider Trades

InsiderTitleTypeValueSharesPriceDate
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$15K–$50K29K$0.56Apr 15, 2025
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$50K–$100K123K$0.60Apr 15, 2025
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$15K–$50K50K$0.62Apr 15, 2025
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$15K–$50K64K$0.62Apr 15, 2025
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$15K–$50K49K$0.61Apr 15, 2025
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$50K–$100K84K$0.66Apr 15, 2025
POPLAR POINT CAPITAL PARTNERS LP10% OwnerBUY$50K–$100K102K$0.66Apr 15, 2025
Kunin AudreyChief Product Offi…SELL<$1K1$1.81Dec 7, 2022
Kunin JeffreyPresidentSELL<$1K1$1.81Dec 7, 2022
Kunin AudreyChief Product Offi…SELL$1K–$15K6K$2.10Nov 23, 2022
Kunin JeffreyPresidentSELL$1K–$15K6K$2.10Nov 23, 2022
Hall JustinCEO, GC and DirectorBUY$1K–$15K10K$0.15Sep 17, 2022
Kunin JeffreyPresidentSELL$15K–$50K291K$0.16Sep 16, 2022
Kunin AudreyChief Product Offi…SELL$15K–$50K291K$0.16Sep 16, 2022
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Institutional Ownership

13F filings as of Dec 31, 2025 · 18 funds holding

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

David E. Lazar

SC 13D/A · Jan 30, 2026

5.0%

6.4M shares

Framework Ventures IV L.P.

SC 13D/A · Jan 22, 2026

45.0%

56.8M shares

R01 Fund LP

SC 13D/A · Jan 22, 2026

45.0%

56.8M shares

R01 Fund LP

SC 13D/A · Oct 21, 2025

45.1%

56.8M shares

Framework Ventures IV L.P.

SC 13D/A · Oct 21, 2025

45.1%

56.8M shares

David E. Lazar

SC 13D/A · Oct 17, 2025

20.0%

1.5M shares

Poplar Point Capital Management LLC

SC 13D/A · Oct 17, 2025

17.5%

1.0M shares

R01 Fund LP

SC 13D · Oct 16, 2025

16.2%

1.2M shares

Framework Ventures IV L.P.

SC 13D · Oct 16, 2025

16.2%

1.2M shares

17.5%

1.0M shares

David E. Lazar

SC 13D · Aug 26, 2025

20.0%

1.2M shares

17.5%

1.0M shares

Poplar Point Capital Management LLC

SC 13G/A · May 15, 2025

16.7%

972K shares

12.7%

621K shares

7.7%

378K shares

Hudson Bay Capital Management LP

SC 13G/A · Nov 8, 2024

0.0%

0 shares

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