JAPAN SMALLER CAPITALIZATION FUND INC
Total Trades
4
Buys
4
Sells
0
Largest Trade
$50K–$100K
Insiders
4
Institutional Funds
44
Inst. Value
$1M+
Activist Filings
22
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Jones Tina | Director | BUY | $1K–$15K | 950 | $10.80 | Dec 23, 2025 |
| Chemidlin David B | Director | BUY | $15K–$50K | 2K | $10.90 | Sep 19, 2025 |
| Laby Arthur Blake | Director | BUY | $15K–$50K | 3K | $7.56 | Jan 14, 2025 |
| Buck Rodney A | Director | BUY | $50K–$100K | 9K | $7.42 | Jun 30, 2023 |
Institutional Ownership
13F filings as of Dec 31, 2025 · 44 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5.5M | $1M+ | SH |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3.5M | $1M+ | SH |
| LAZARD ASSET MANAGEMENT LLC | 3.5M | $1M+ | SH |
| Saba Capital Management, L.P. | 1.6M | $1M+ | SH |
| Almitas Capital LLC | 436K | $1M+ | SH |
| MORGAN STANLEY | 295K | $1M+ | SH |
| Bulldog Investors, LLP | 217K | $1M+ | SH |
| Pekin Hardy Strauss, Inc. | 206K | $1M+ | SH |
| Mraz, Amerine & Associates, Inc. | 175K | $1M+ | SH |
| Focus Partners Wealth | 122K | $1M+ | SH |
| Barry Investment Advisors, LLC | 115K | $1M+ | SH |
| Hara Capital LLC | 113K | $1M+ | SH |
| RAYMOND JAMES FINANCIAL INC | 102K | $1M+ | SH |
| Shaker Financial Services, LLC | 94K | $1M+ | SH |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 85K | $500K+ | SH |
| CIBC WORLD MARKET INC. | 80K | $500K+ | SH |
| Baird Financial Group, Inc. | 64K | $500K+ | SH |
| LPL Financial LLC | 58K | $500K+ | SH |
| BAROMETER CAPITAL MANAGEMENT INC. | 2K | $500K+ | SH |
| Hudson Portfolio Management LLC | 51K | $500K+ | SH |
Activist & 5%+ Owners
SC 13D/13G filings — investors holding 5%+ of outstanding shares
SC 13D/A · Feb 18, 2026
5.6%
1.6M shares
SC 13D/A · Jan 22, 2026
4.9%
1.4M shares
SC 13D/A · Jan 15, 2026
5.2%
1.5M shares
SC 13G · Dec 3, 2025
12.3%
3.5M shares
City of London Investment Management Company Limited
SC 13G/A · Nov 14, 2025
12.4%
3.5M shares
SC 13D/A · Nov 10, 2025
6.3%
1.8M shares
SC 13G/A · Aug 14, 2025
15.0%
4.2M shares
SC 13D/A · May 23, 2025
7.4%
2.1M shares
SC 13G/A · May 15, 2025
8.1%
2.3M shares
SC 13G/A · May 15, 2025
16.1%
4.6M shares
SC 13D/A · Apr 23, 2025
6.4%
1.8M shares
SC 13D · Mar 11, 2025
5.1%
1.4M shares
SC 13G · Feb 14, 2025
7.8%
2.2M shares
Allspring Global Investments Holdings, LLC
SC 13G/A · Jan 13, 2025
18.5%
5.2M shares
SC 13G · Nov 14, 2024
7.9%
2.2M shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G/A · Oct 9, 2024
20.2%
5.7M shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G/A · Jan 12, 2024
21.9%
6.2M shares
SC 13G/A · Feb 14, 2023
17.2%
4.9M shares
SC 13G/A · Feb 13, 2023
16.1%
4.5M shares
Allspring Global Investments Holdings, LLC (b) Tax ID 36-4863445
SC 13G/A · Jan 13, 2023
22.5%
6.4M shares
SC 13G/A · Feb 14, 2022
16.4%
4.7M shares
SC 13G/A · Feb 11, 2022
14.2%
4.0M shares