GAIN
GLADSTONE INVESTMENT CORPORATION\DE
NasdaqNon-accelerated filer
Total Trades
11
Buys
11
Sells
0
Largest Trade
$50K–$100K
Insiders
4
Institutional Funds
76
Inst. Value
$1M+
Insider Trades
| Insider | Title | Type | Value | Shares | Price | Date |
|---|---|---|---|---|---|---|
| Easton Rachael Z. | CFO and Treasurer | BUY | $1K–$15K | 650 | $14.67 | Nov 7, 2023 |
| DULLUM DAVID A R | President | BUY | $50K–$100K | 5K | $13.39 | Aug 8, 2023 |
| Easton Rachael Z. | CFO and Treasurer | BUY | $1K–$15K | 375 | $13.12 | Mar 17, 2023 |
| DULLUM DAVID A R | President | BUY | $15K–$50K | 3K | $12.84 | Mar 15, 2023 |
| WILKINSON WALTER H | Director | BUY | $50K–$100K | 4K | $13.96 | Feb 7, 2023 |
| DULLUM DAVID A R | President | BUY | $15K–$50K | 3K | $13.06 | Dec 16, 2022 |
| Smith Jennifer A | Chief Valuation Of… | BUY | $1K–$15K | 100 | $15.61 | Aug 19, 2022 |
| DULLUM DAVID A R | President | BUY | $50K–$100K | 4K | $12.75 | Jun 15, 2022 |
| Easton Rachael Z. | CFO and Treasurer | BUY | $1K–$15K | 175 | $14.52 | May 20, 2022 |
| DULLUM DAVID A R | President | BUY | $50K–$100K | 6K | $14.56 | Feb 24, 2022 |
| Easton Rachael Z. | CFO and Treasurer | BUY | $1K–$15K | 200 | $14.93 | Feb 23, 2022 |
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Institutional Ownership
13F filings as of Dec 31, 2025 · 76 funds holding
| Fund | Shares | Value | Type |
|---|---|---|---|
| Union Bancaire Privee, UBP SA | 15K | $1M+ | SH |
| Melia Wealth LLC | 1.1M | $1M+ | SH |
| VAN ECK ASSOCIATES CORP | 799K | $1M+ | SH |
| PFG Advisors | 305K | $1M+ | SH |
| BlackRock, Inc. | 275K | $1M+ | SH |
| Legal & General Group Plc | 274K | $1M+ | SH |
| OUTFITTERS FINANCIAL LLC | 204K | $1M+ | SH |
| LPL Financial LLC | 194K | $1M+ | SH |
| DAVENPORT & Co LLC | 138K | $1M+ | SH |
| Cassaday & Co Wealth Management LLC | 132K | $1M+ | SH |
| Legacy Capital Wealth Partners, LLC | 111K | $1M+ | SH |
| Advisors Asset Management, Inc. | 95K | $1M+ | SH |
| United Advisor Group, LLC | 71K | $500K+ | SH |
| ALBERT D MASON INC | 67K | $500K+ | SH |
| CANADA LIFE ASSURANCE Co | 50K | $500K+ | SH |
| MARSHALL WACE, LLP | 42K | $500K+ | SH |
| TrueMark Investments, LLC | 42K | $500K+ | SH |
| GLOBAL STRATEGIC MANAGEMENT INC | 39K | $500K+ | SH |
| Garner Asset Management Corp | 36K | $500K+ | SH |
| Cetera Investment Advisers | 31K | $100K–$500K | SH |