FALC

FALCONSTOR SOFTWARE INC

Services-Prepackaged SoftwareOTCNon-accelerated filer<br>Smaller reporting company

Total Trades

4

Buys

4

Sells

0

Largest Trade

$1K–$15K

Insiders

1

Institutional Funds

1

Inst. Value

$100K–$500K

Activist Filings

5

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Brooks Robert ToddCEOBUY$1K–$15K1K$1.78Mar 22, 2023
Brooks Robert ToddCEOBUY$1K–$15K2K$1.75Nov 14, 2022
Brooks Robert ToddCEOBUY$1K–$15K5K$1.02Aug 8, 2022
Brooks Robert ToddCEOBUY$1K–$15K4K$1.31May 17, 2022
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Institutional Ownership

13F filings as of Dec 31, 2021 · 1 funds holding

FundShares
HERALD INVESTMENT MANAGEMENT Ltd175K

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

BARD ASSOCIATES INC

SC 13G/A · Feb 13, 2026

4.8%

345K shares

Bard Associates, Inc. 36-3452497

SC 13G/A · Jan 4, 2024

7.0%

500K shares

Nantahala Capital Management, LLC

SC 13G/A · Feb 14, 2023

8.8%

638K shares

Bard Associates, Inc. 36-3452497

SC 13G · Feb 14, 2022

7.3%

518K shares

Nantahala Capital Management, LLC

SC 13G/A · Feb 14, 2022

9.2%

652K shares

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