EQS

EQUUS TOTAL RETURN, INC.

NYSENon-accelerated filer

Total Trades

1

Buys

1

Sells

0

Largest Trade

$1K–$15K

Insiders

1

Institutional Funds

8

Inst. Value

$100K–$500K

Activist Filings

6

Insider Trades

InsiderTitleTypeValueSharesPriceDate
KNAUSS ROBERT LDirectorBUY$1K–$15K1K$1.48Jul 18, 2023
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Institutional Ownership

13F filings as of Dec 31, 2025 · 8 funds holding

FundShares
MORGAN STANLEY36K
SHUFRO ROSE & CO LLC31K
MSH Capital Advisors LLC22K
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC20K
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC9K
NBC SECURITIES, INC.3K
UBS Group AG739
WELLS FARGO & COMPANY/MN1

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Bradley L. Radoff

SC 13G/A · Feb 13, 2024

2.2%

300K shares

Howard Todd Horberg

SC 13G/A · Feb 12, 2024

5.2%

704K shares

Bradley L. Radoff

SC 13G/A · Feb 14, 2023

10.0%

1.3M shares

Howard Todd Horberg

SC 13G · Oct 7, 2022

5.0%

683K shares

DAVID E. LAZAR

SC 13D/A · Jul 11, 2022

3.4%

463K shares

Bradley L. Radoff

SC 13G/A · Feb 14, 2022

6.8%

913K shares

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