ATXI

AVENUE THERAPEUTICS, INC.

Pharmaceutical PreparationsOTCNon-accelerated filer<br>Smaller reporting company

Total Trades

6

Buys

3

Sells

3

Largest Trade

$1M+

Insiders

5

Institutional Funds

1

Inst. Value

$15K–$50K

Activist Filings

14

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Herskowitz NeilDirectorSELL<$1K23$2.00Dec 3, 2024
KRANZLER JAY DDirectorSELL<$1K61$2.24Nov 8, 2024
KRANZLER JAY DDirectorBUY$1K–$15K500$2.50Oct 1, 2024
ROSENWALD LINDSAY A MDDirectorBUY$100K–$500K349K$0.72Sep 12, 2023
Fortress Biotech, Inc.10% OwnerBUY$100K–$500K418K$0.72Sep 12, 2023
InvaGen Pharmaceuticals, Inc.10% OwnerSELL$1M+389K$7.71Oct 14, 2022
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Institutional Ownership

13F filings as of Sep 30, 2023 · 1 funds holding

FundShares
VANGUARD GROUP INC46K

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Fortress Biotech, Inc. 20-5157386

SC 13D/A · Apr 17, 2024

8.0%

3.6M shares

5.0%

661K shares

Robert Davidow

SC 13G/A · Dec 13, 2023

9.9%

1.3M shares

Robert Davidow

SC 13G · Nov 28, 2023

14.5%

1.9M shares

Fortress Biotech, Inc. 20-5157386

SC 13D/A · Sep 18, 2023

12.1%

1.0M shares

CVI Investments, Inc.

SC 13G/A · Feb 14, 2023

4.9%

251K shares

Fortress Biotech, Inc. 20-5157386

SC 13D/A · Jan 6, 2023

11.3%

578K shares

5.5%

264K shares

Nantahala Capital Management, LLC

SC 13G/A · Dec 14, 2022

0.0%

0 shares

0.0%

0 shares

CVI Investments, Inc.

SC 13G · Oct 17, 2022

6.6%

273K shares

Mitchell P. Kopin

SC 13G · Oct 17, 2022

45.0%

4.2M shares

47.0%

10.7M shares

Nantahala Capital Management, LLC

SC 13G · Feb 14, 2022

7.7%

1.5M shares

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