ASRT

Assertio Holdings, Inc.

Pharmaceutical PreparationsNasdaqAccelerated filer<br>Smaller reporting company

Total Trades

16

Buys

4

Sells

12

Largest Trade

$500K+

Insiders

10

Institutional Funds

36

Inst. Value

$1M+

Activist Filings

13

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Stark David MatthewDirectorSELL$1K–$15K9K$0.76Nov 12, 2025
Mason Heather LDirectorBUY$50K–$100K75K$0.80Nov 19, 2024
O'Grady Brendan P.CEOBUY$1K–$15K12K$0.85Nov 15, 2024
Vacirca Jeff LDirectorBUY$1K–$15K10K$1.11Jun 12, 2024
Mason Heather LInterim Executive …BUY$15K–$50K25K$0.97Jun 6, 2024
Schlessinger SamSVP, General CounselSELL$100K–$500K45K$3.04Sep 14, 2023
Patel AjaySVP and CAOSELL$100K–$500K64K$3.04Sep 14, 2023
Schwichtenberg PaulSVP and CFOSELL$100K–$500K105K$3.07Sep 14, 2023
Peisert Daniel A.President & CEOSELL$100K–$500K158K$3.03Sep 14, 2023
MCKEE WILLIAMDirectorSELL$50K–$100K22K$3.14Aug 15, 2023
Mason Heather LDirectorSELL$500K+89K$7.30May 23, 2023
Tyree James LDirectorSELL$100K–$500K43K$6.00May 6, 2023
Tyree James LDirectorSELL$100K–$500K45K$2.36May 16, 2022
MCKEE WILLIAMDirectorSELL$50K–$100K22K$2.35May 16, 2022
Peisert Daniel A.President and CEOSELL$50K–$100K26K$3.50Apr 13, 2022
Peisert Daniel A.President and CEOSELL$100K–$500K35K$3.50Apr 7, 2022
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Institutional Ownership

13F filings as of Dec 31, 2025 · 36 funds holding

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Nantahala Capital Management, LLC

SC 13G/A · Nov 14, 2024

9.4%

8.9M shares

Armistice Capital, LLC

SC 13G/A · Nov 14, 2024

0.0%

0 shares

The Vanguard Group

SC 13G/A · Nov 12, 2024

4.7%

4.5M shares

The Vanguard Group

SC 13G/A · Nov 4, 2024

4.7%

4.5M shares

BlackRock, Inc.

SC 13G/A · Jul 8, 2024

1.5%

1.4M shares

Nantahala Capital Management, LLC

SC 13G · Feb 14, 2024

8.0%

7.6M shares

Percy Rockdale LLC

SC 13G/A · Feb 14, 2024

0.0%

0 shares

Armistice Capital, LLC

SC 13G/A · Feb 14, 2024

6.1%

5.8M shares

The Vanguard Group - 23-1945930

SC 13G · Feb 13, 2024

5.2%

4.9M shares

BlackRock, Inc.

SC 13G · Jan 26, 2024

6.9%

6.6M shares

Percy Rockdale LLC

SC 13G · May 5, 2023

1.0%

96K shares

0.0%

13K shares

Highbridge Capital Management, LLC

SC 13G/A · Jan 27, 2022

0.0%

0 shares

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