ARDS

Aridis Pharmaceuticals, Inc.

Pharmaceutical PreparationsOTC<br>Emerging growth company

Total Trades

2

Buys

2

Sells

0

Largest Trade

$50K–$100K

Insiders

2

Institutional Funds

2

Inst. Value

$50K–$100K

Activist Filings

15

Insider Trades

InsiderTitleTypeValueSharesPriceDate
Patzer EricDirectorBUY$50K–$100K714K$0.07Jun 28, 2024
Truong VuCEOBUY$50K–$100K714K$0.07Jun 28, 2024
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Institutional Ownership

13F filings as of Sep 30, 2022 · 2 funds holding

FundShares
EP Wealth Advisors, LLC50K
STATE STREET CORP43K

Activist & 5%+ Owners

SC 13D/13G filings — investors holding 5%+ of outstanding shares

Armistice Capital, LLC

SC 13G/A · Feb 18, 2026

11.4%

5.1M shares

Armistice Capital, LLC

SC 13G/A · Feb 18, 2026

9.4%

1.5M shares

Armistice Capital, LLC

SC 13G/A · Aug 15, 2025

11.4%

5.1M shares

Armistice Capital, LLC

SC 13G · Aug 15, 2025

6.6%

704K shares

Armistice Capital, LLC

SC 13G/A · May 15, 2025

11.4%

5.1M shares

Armistice Capital, LLC

SC 13G/A · Feb 14, 2025

11.4%

5.1M shares

Armistice Capital, LLC

SC 13G/A · Nov 14, 2024

10.8%

5.1M shares

Armistice Capital, LLC

SC 13G/A · Feb 14, 2024

10.0%

4.6M shares

Lind Global Fund II LP

SC 13G/A · Feb 14, 2024

0.0%

0 shares

Lind Global Fund II LP

SC 13G · Mar 20, 2023

8.3%

3.0M shares

Armistice Capital, LLC

SC 13G · Feb 14, 2023

10.0%

3.0M shares

Armistice Capital, LLC

SC 13G · Feb 14, 2023

10.0%

3.0M shares

AstraZeneca PLC

SC 13G/A · Feb 10, 2023

3.4%

885K shares

Cystic Fibrosis Foundation

SC 13G · Dec 19, 2022

19.9%

5.2M shares

Catalysis Partners, LLC

SC 13G/A · Feb 14, 2022

1.0%

143K shares

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